- SMBC (New York, NY)
- …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
- Jobleads-US (San Francisco, CA)
- …mitigation, service, and renewal Create templated communications across all customer and broker touchpoints - driving clarity, trust, and consistency Set and track ... SLAs for broker and homeowner response times across quoting, onboarding, and...reasons, mitigation objections, and post-bind friction Analyze customer and broker behavior to identify common drop-off points - and… more
- Post Holdings Inc. (St. Louis, MO)
- …office. **Responsibilities** **POSITION SUMMARY** Regional Sales Manager to lead multiple broker representatives to achieve financial and share objectives for PCB ... share growth across customer base + Accountable to ensure broker owns development of annual sales plans and execution,...trade management, inventory management, etc. + Train and develop broker sales representatives on PCB brands and process where… more
- Jobleads-US (San Francisco, CA)
- …etc. The Relocation Coordinator will also be responsible for handling broker -to- broker referrals, outgoing referrals, department generated referrals, all other ... service and operational delivery of referrals Place referrals with an agent or outside broker and ensure customer contact is made in a timely manner. Request and… more
- SMBC (New York, NY)
- …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... within the Financial Institutions Group will be responsible for Banks and Broker Dealer client coverage, including all aspects of client development, new business… more
- Principal Financial Group (Kansas City, MO)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... growing market share + May provide input on marketing, product development, shareholder/ broker communications and integration of campaigns with broker dealers… more
- BMS CAT (Wood Dale, IL)
- …+ 5+ years in sales leadership within the commercial insurance sector ( broker , carrier, adjuster, or consultant), preferably P&C and restoration adjacent. + ... commercial contracts. + Extensive senior relationships across insurance carriers and broker networks. + Deep knowledge of P&C coverages, claims processes,… more
- Jobleads-US (Boston, MA)
- …operational processes, possess a broad understanding of sales incentive plans and broker commissions, preferably within the Group Benefits industry. This person must ... & Experience:* Bachelor's degree and 10+ years of experience in sales compensation, broker commissions, sales incentives, or related fields, with at least 5 years in… more
- Advice Pay (Bozeman, MT)
- …processes, you'll thrive in this role. You'll be a key resource to broker -dealers and RIAs looking to modernize and streamline how they run compensation, guiding ... one page!) AdvisorBOB, a core product at AdvicePay, helps RIAs and Broker -Dealers streamline advisor compensation. Our onboarding process is both strategic and… more
- Jobleads-US (Chicago, IL)
- …has grown to become the world\u2019s largest privately held, independent insurance broker by helping clients achieve their business objectives. To see the latest ... including (but not limited to): compensation disclosure; service agreements; broker of record letters; business associate agreements. Compensation and Benefits… more
- ESR Healthcare (Chicago, IL)
- …Have prior insurance sales and/or client executive experience in an agency, broker , or insurance company setting Have prior experience in building and/or growing ... a book of business in a professional services industry Have demonstrated technical consulting experience with a track record of high client retention marks Enjoy presenting to clients Can work independently, as well as within an advisory team Find energy in… more
- Principal Financial Group (Houston, TX)
- …Benefits area in Houston. In this role, you'll partner closely with the broker community to sell group employee benefit products (life, dental, disability, vision, ... you'll do: + Territory Development + Sales, Growth and Retention + Building Broker Relationships This position is also a phenomenal way to advance your career.… more
- Figure Lending (Charlotte, NC)
- …Account Managers with a strong background in Non-QM lending to support our broker and correspondent partners from submission through funding. In the Third Party ... to internal QC or audit findings post-close. Deliver exceptional service to broker partners with regular status updates and proactive pipeline management. Identify… more
- Principal Financial Group (Lake Oswego, OR)
- …new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals, ... investment account applications. Manage account openings and asset movement requests with broker dealer. + Utilize industry technology, such as Salesforce CRM and… more
- Home Depot (Atlanta, GA)
- …internal compliance standards. The candidate must possess a US Customs License Broker (LCB) certification. This position is fully remote and will temporarily report ... **Import Brokerage Oversight:** Oversee customs entry filings, classification reviews, and broker performance. Ensure brokers apply correct HTS codes, COO, and… more
- Eric Gerard Realty (Waxahachie, TX)
- Description We are currently seeking a highly motivated and detail-oriented mortgage broker to round out our well-established lending team. The successful applicant ... software *Up to date NMLS licensure or National Association of Mortgage Broker license or certification is required *Knowledge of loan process from origination… more
- DWS Group (New York, NY)
- …requirements and internal controls. Collaborate and build relationships with broker -dealer counterparties, issuers and other key industry stakeholders. Negotiate and ... execute trades with broker -dealers through low-touch and high-touch channels. Contribute to the enhancement of existing trading processes and utilize technologies to… more
- Home Depot (Atlanta, GA)
- …Section 232, and other compliance PGA, and duty impact (WCO, WTO, ITC). + ** Broker Oversight and Trade Law Compliance** Review broker performance and processes ... degree in International Trade, Supply Chain, or related field. + Licensed Customs Broker (LCB) required. + 5+ years of operational experience in US Customs… more
- PLACE (Southlake, TX)
- …and small commercial properties. We are powered by PLACE - a broker -agnostic business services and technology platform transforming the real estate industry for ... top agents and their clients. That means you'll have access to: In-house marketing and design services Daily live professional development opportunities Cutting-edge technology that automates up to 75% of your daily tasks Proven systems to fast-track your… more
- PLACE (Chino Hills, CA)
- …true power of owning real estate . We are powered by PLACE, a broker -agnostic business services and technology platform transforming the industry for top agents and ... their customers. Join and gain in-house marketing and design services, daily live professional development opportunities, superior technology that eliminates up to 75% of daily tasks, and more. We invest in your future by providing opportunities for personal… more
