- Ultimate (Newport Beach, CA)
- Job Description KEY RESPONSIBILITIES *Support the development and implementation of the broker - dealer compliance program, working closely with members of the ... knowledge of regulatory requirements applicable to US investment managers and broker -dealers, including the Investment Advisers Act and FINRA Rules *Background in… more
- Hilltop Holdings (Dallas, TX)
- …returns, and meet investing objectives. As one of the nation's largest licensed broker - dealer clearing firms, we are focused on building long-term client ... Job Description Hilltop Securities is looking to hire an Associate Financial Consultant in Dallas, Texas. The Associate Financial Consultant is responsible for… more
- Vanguard Group, Inc. (Miami, FL)
- Broker Dealer Hybrid Sales, Senior Specialist - US Offshore Our mission starts with you! Vanguard is seeking talented and driven individuals to join our new and ... Generates new relationships and broadens existing relationships in the Broker Dealer channel using a combination of...intermediary and their client base. Acts as a trusted advisor/ consultant in matching client needs with Vanguard products and… more
- Jackson National Life Insurance Company (Nashville, TN)
- …with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker / Dealer representative partners to provide field and virtual training ... Key Account Managers, Advanced Strategies, Portfolio Strategists) and our Broker / Dealer customers (Registered Representatives and their assistants) to… more
- Principal Financial Group (Modesto, CA)
- …investment account applications. Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM ... **What You'll Do** The **New Business Consultant ** is instrumental to the success of regional...accounts, managing account openings and asset movement requests with broker - dealer , and serving as a point of… more
- T. Rowe Price (Baltimore, MD)
- …with Wires, Independents, and Regional Broker Dealers + Working knowledge of Broker / Dealer product platforms + Based in the geographical territory with an ... contract and operational compliance, and risk mitigation. Serves as consultant to the client on how T. Rowe Price...financial risk. + Serves as chief negotiator and sales consultant to the most complex and key clients for… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Role at a Glance** Lincoln Financial is seeking a Consultant , Media & Measurement to support the AVP of...into compelling stories that drive business results. As the Consultant , Media & Measurement, you will help execute and… more
- The Hartford (Wayne, PA)
- …in the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The ... Retail Sales Consultant - 87SX5E We're determined to make a...team as we help shape the future. The Advisor Consultant is responsible for increasing market share and growing… more
- Lincoln Financial (Concord, NH)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... **The Role at a Glance** The Role at a Glance The Compliance Consultant , Funds Management role is responsible for supporting Lincoln's Funds Management business team… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Glance** We are seeking a passionate and driven Sr. Consultant , Product Owner to lead our Data Team. This...business acumen and exceptional stakeholder management. In the Sr. Consultant , Product Owner role you will be a member… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships ... Retail Sales Consultant - 87SX5E We're determined to make a...Location: San Francisco Metro Position Summary: As an Advisor Consultant , you will be responsible for driving Hartford Funds… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... 74897 **The Role at a Glance** As the **Sr Enterprise Continuous Improvement Consultant ** , you will provide expertise and direction on process transformation and… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... 74883 **The Role at a Glance** The Sr. Investment Sales Enablement Consultant will strive to build strong long-term relationships through outstanding customer… more
- Lincoln Financial (St. Louis, MO)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... **The Role at a Glance** We are excited to bring on a **Retirement Consultant ** within Retirement Plan Services to join the national team in either **Atlanta GA,… more
- Lincoln Financial (Dover, DE)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... this opportunity. **Requisition #:** 74895 **The Role at a Glance** As a Consultant I, you will consult, analyze, and deliver on more complex assignments/projects… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74879 **The Role at a Glance** The Social Media Strategy Sr. Consultant is responsible for developing and leading the enterprise-wide social media strategy,… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74842 **The Role at a Glance** As a **Physical Security Consultant ** , you will be responsible for planning, organizing, and coordinating executive… more
- Lincoln Financial (Trenton, NJ)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... this opportunity. **Requisition #:** 74552 **The Role at a Glance** As a Sr. Consultant I on the Specialty Health team, you will be responsible for underwriting… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... **Requisition #:** 74826 **The Role at a Glance** As a Senior Consultant , Fund Admin, Regulatory, you will prepare complex regulatory filings including the… more
- Guardian Life (Carson City, NV)
- …needs of prospects and clients and drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's multifaceted ... is Guardian's advanced sales department, and we are seeking a Advanced Planning Consultant . We are an organization providing superior case consultation to our field… more
