- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Nelnet (Draper, UT)
- …our mission of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer ("CCO") is a consumer advocate with the ... Audit to evaluate possible compliance issues or inquiries. Assist the Chief Risk Officer in developing the annual compliance work plan that reflects the… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Chief Compliance Officer ** **Job Class: State Program Administrator, Manager Principal** **Agency: Children Youth & Families Dept** + **Job ... (DCYF) is seeking a dynamic and strategic leader to serve as our Chief Compliance Officer (CCO). This position oversees funding, programs, and services of… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... General Counsel, with organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure our system's adherence… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- US Bank (Chicago, IL)
- …at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly ... visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …and all other levels of leadership across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance team to implement ... overlapping areas of responsibility Integrity and Compliance * Collaborating with the chief compliance officer and the compliance team to ensure an… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- Texas Tech University (Lubbock, TX)
- …oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. * Provides ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and enhances system-wide risk management with the Risk & Compliance Officer and compliance … more
- AdventHealth (Altamonte Springs, FL)
- … Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership and oversight ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... US-NY-Valhalla Requisition ID 2025-12441 Position Type Full-Time Schedule Shift 1 Hours Per Week 40 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- USAA (San Antonio, TX)
- …_** **What you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and ... reporting lines. + Guides Risk Management in establishing and monitoring compliance with enterprise-wide risk limits, identifying and aggregating risks, assessing… more
- MTA (New York, NY)
- …- $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 ... to the compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through… more
- Pentax Medical (Atlanta, GA)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
- JPMorgan Chase (New York, NY)
- …Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory ... the most complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board and cross-functional stakeholders.… more