- City National Bank (Los Angeles, CA)
- **DEPUTY CHIEF COMPLIANCE OFFICER ** **WHAT IS THE OPPORTUNITY?** The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief ... Compliance Officer (CCO) and CNB Chief Compliance Officer (the "CCO") whom together will be responsible for implementing an effective compliance … more
- LifePoint Health (Brentwood, TN)
- VP, Chief Compliance Officer *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will ... where employees find purpose and fulfillment. *What you'll do:* As a VP, Chief Compliance Officer , you will have responsibility for strategic planning and… more
- Comerica (Dallas, TX)
- Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in ... of continuous learning and development within the team. * Partner with the Chief Compliance Officer in enhancing the compliance culture through on-going… more
- HUB International (Chicago, IL)
- **Global Chief Compliance Officer ** **About HUB International** Headquartered in Chicagoand ranked 5th among the world's largest insurance brokers, HUB ... team of a multi-billion-dollar, high growth, dynamic company as its first, dedicated ** Chief Compliance Officer ** (" **CCO** "). Our CCO will be a highly… more
- Vanguard (Malvern, PA)
- As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... to drive robust compliance risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of the Compliance Leadership… more
- US Bank (Columbus, OH)
- …investment company services businesses in the country. Specifically, the role will serve as Chief Compliance Officer for a closed-end fund multiple trust ... regulations, guidance, and practices. The position is responsible for: Trust Compliance Officer Duties + Maintaining the Trust's compliance program,… more
- Bechtel Corporation (Richland, WA)
- …National, Inc. ("BNI") is seeking an experienced professional to fill the role of Chief Compliance Officer ("CCO") for the Hanford Waste Treatment and ... and will be responsible for assuring BNI's and its teaming subcontractors' compliance with the WTP contract, policies, procedures and agreements. # Responsibilities… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …in the marketplace).** **E-mail:** **###@rudishhealth.com** **Telephone: ###** **Description** Overview The Chief Compliance and Privacy Officer will lead ... and manage the Emory Healthcare Office of Compliance Programs (OCP) for all campuses and will report...(OCP) for all campuses and will report to the Chief Executive Officer of Emory Healthcare. OCP… more
- Qualcomm (San Diego, CA)
- …Group > Legal Counsel **General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal ... the continuous improvement, development, implementation, and enforcement of Qualcomm's compliance program, including policies, procedures, and controls to prevent,… more
- Emory Healthcare/Emory University (Atlanta, GA)
- … compliance risks, and partnering, as needed, with the Emory Healthcare compliance officer and other stakeholders. + Coordinating with operational management ... academic community. **Description** Reporting to the Vice President and Chief Administrative Officer and to the chair... and to the chair of the Audit and Compliance Committee (ACC) of Emory University's Board of Trustees,… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …affect provision of medical care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. ... purpose of the job. Reporting to the President and Chief Executive Officer , the Chief ...the Associate Dean for Graduate Medica Education to assure compliance with ACGME/RRC rules and guidelines and to provide… more
- Stanford University (Stanford, CA)
- …provision of medical care. They will closely partner with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. ... **THE OPPORTUNITY** Reporting to the Chief Executive Officer (as Chief...**_Regulatory Affairs_** The individual will actively lead in regulatory compliance with and preparation for reviews by Federal/State/Local/CMA/JCAHO and… more
- Hudson Headwaters Health Network (Queensbury, NY)
- …Network's standard approach to care + Be available for and coordinate with the CMO, Chief Compliance Officer (COO) and/or the CEO decisions related to ... of the Network Strategic Plan + Supports and meets regularly with the Chief Compliance Officer + Alongside the Network CEO, participate in strategic… more
- University of Oregon (Eugene, OR)
- …workflow optimization, and continuous training. * Working in tandem with the UHS chief compliance officer , UHS information technology team, and the ... Associate Director, Chief Clinical Applications and Informatics Officer ...UO technology and security team to ensure compliance and adherence to HIPAA privacy and security regulations… more
- US Bank (Minneapolis, MN)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... risk management framework. Accountable for projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... laws and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer of PAS will also play a key role in providing… more
- City of New York (New York, NY)
- …cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify and implement policies and workflows ... questionnaire for 300+ investment managers and consultants. - Assisting the Chief Compliance Officer in maintaining the Agency's Personal Trading Policy,… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance ... business lines. * Routinely interacts with Managing Directors of FID, ICD, and IAD, Chief Executive Officer , Chief Administration Officer , Director… more
- UT Health (Houston, TX)
- …external or existing compliance risks. Reporting directly to the Associate Vice President/ Chief Compliance Officer (AVP/CCO), the Deputy Compliance ... Director Institutional Compliance & Deputy Compliance Officer **Location:** Texas Medical Center-Houston, Texas **Category:** Executive UTHealth Houston… more
- Morgan Stanley (Purchase, NY)
- …RIAs. - Maintain and update the Compliance policies and procedures. - Support the Chief Compliance Officer with the annual review of the RIA ... **Job:** ** Compliance * **Title:** *Wealth Management Institutional RIA Compliance Officer * **Location:** *New York-Purchase* **Requisition ID:** *3248036*… more