- SMBC (New York, NY)
- …years of experience in the financial services industry, with background in Compliance surveillance preferred + Bachelor's degree preferred; law degree preferred ... SMBC Group is a top-tier global financial group...its employees. **Role Description** This senior role within the Compliance Department supports the Head of Surveillance ,… more
- Morgan Stanley (Baltimore, MD)
- …our culture. As a Compliance Professional in Institutional Securities Trade Surveillance , the candidate will support the group 's Quality Management (QM) ... Group within Trade Surveillance >Represent Trade Surveillance on Firm-wide, Legal & Compliance , and...of relevant working experience preferably in conducting / supervising market abuse surveillance or related activities in… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group ....the current compensation paid in their geography and the market for similar roles at the time of hire. The ... Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including...reporting related to the management of the program, credit surveillance , and portfolio management. SMBC is a sponsor of… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... our clients an important bridge to this key global market for trade and investment flows across the Americas...of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets… more
- S&P Global (New York, NY)
- …of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance . Its members apply standardized monitoring and surveillance protocols to help ... of professional experience in the field of Control Room Compliance , Compliance Monitoring or Surveillance ...that are essential to translating complexity into clarity so market participants can uncover opportunities and make decisions with… more
- Morgan Stanley (Baltimore, MD)
- …Activities Compliance (GPAC) programs. - The Global Regulatory Relations Group (GRRG) is responsible for strategic and centralized management of the supervisory ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...is an important part of our culture. Legal & Compliance Division (LCD) comprises of Legal, Compliance ,… more
- Morgan Stanley (New York, NY)
- …these reviews, eg, best execution, frontrunning, options ticket timeliness; * Liaising with Compliance Surveillance teams to review escalations and assist in the ... Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible for the overall supervisory...disposition of market abuse surveillance alerts; * Identifying, designing,… more
- SMBC (New York, NY)
- …for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify metrics for ... SMBC Group is a top-tier global financial group ....the current compensation paid in their geography and the market for similar roles at the time of hire. The… more
- Federal Reserve System (New York, NY)
- …markets and economies. You will work in an environment with a diverse group of experienced professionals to foster and support the safety, soundness, and vitality ... collaboration and should live within a commutable distance. **What We Do:** The Supervision Group of the Federal Reserve Bank of New York (FRBNY) supervises banks in… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... our clients an important bridge to this key global market for trade and investment flows across the Americas...of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets… more
- Sanofi Group (Columbus, OH)
- …protocol development, when needed on various types of studies: long-term surveillance , compliance , pharmacovigilance, and effectiveness studies. + Identifies ... colleagues, Medical Information and Commercial Operations) while maintaining full compliance with relevant company, industry, legal and regulatory requirements +… more
- Sanofi Group (Bridgewater, NJ)
- …CSH in ensuring that local PV activities in the assigned country are performed in compliance with the Global PV policies, as well as global, regional and local PV ... safe and appropriate use of CHC products on the market in the assigned country. + Builds close and...safety topics within the local organization. + Maintain local compliance metrics and ensure data capture in the appropriate… more
- Sanofi Group (Bridgewater, NJ)
- …the process owner for case management globally in the Company, accountable for group wide alignment of ICSR management standards. This position is responsible for ... PV teams, HA (Health Authorities), partner companies and other functions in compliance with global procedures and local regulatory PV requirements + To… more
- Terumo Medical Corporation (Elkton, MD)
- …Location: Elkton, MD, US Company: Terumo Medical Corporation Department: Post Market Surveillance Terumo Medical Corporation (TMC) develops, manufactures, and ... Systems and Terumo Medical Products. **Job Summary:** The Manager Quality Engineering, Post Market Surveillance will manage the Post Market Complaints… more
- Henry Ford Health System (Detroit, MI)
- …antimicrobial use data; improvement of data infrastructures and data reporting in compliance with National Health Safety Network (NHSN), CMS and other internal ... population + Oversees preparation of annual reports, Risk Assessment and Surveillance data presented to various committees with relevant stakeholders + Conducts… more
- SMBC (White Plains, NY)
- …subject matter expert for assigned products including Nice Actimize ( Market Surveillance and E-Comms Surveillance ), STAR Compliance (Employee ... SMBC Group is a top-tier global financial group ....the current compensation paid in their geography and the market for similar roles at the time of hire. The… more
- AbbVie (Jersey City, NJ)
- …Quality Index, Site Business Review, Quality Systems Management Review, and Post Market Surveillance Review. + Provide in-depth insights for each metric, ... in above-site reviews when required. Own and maintain procedures for Post Market Surveillance , Quality Management System Review, and other assigned procedures.… more
- SMBC (White Plains, NY)
- …Unit (FIU) Analyst is responsible for the completion of more complex day-to-day compliance efforts related to transaction surveillance or the quality control of ... SMBC Group is a top-tier global financial group ....the current compensation paid in their geography and the market for similar roles at the time of hire. The… more
- State of Indiana (Indianapolis, IN)
- …milk and milk products for the purpose of determining the laboratories' compliance with National Conference of Interstate Milk Shipments (NCIMS) requirements. + ... that manufacturers of cheese, ice cream and frozen desserts are in compliance with the Federal Food Safety Modernization Act. + Perform standardized evaluation… more
- Washington Metropolitan Area Transit Authority (VA)
- …- 05/25/2024 Union NRP Regular/Temporary: Regular **Job Description** **Department Market Statement:** **The Washington Metropolitan Area Transit Authority (Metro) ... other protocols to ensure a clear framework for data security and regulatory compliance . In addition, the Cybersecurity Analyst Lead will support data security and… more