- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engage with key stakeholders across TD… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... issues with transparency. **Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+ in a Control… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Infection Surveillance Officer -Infection Control-Mount Sinai Downtown-Full Time, Days** This role involves conducting surveillance of ... AGL - Infection Control - BI, Mount Sinai Beth Israel **Responsibilities** ** Surveillance :** + Knows CDC Guidelines and National Healthcare Safety Network (NHSN)… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Sycuan (El Cajon, CA)
- …criminal activity and documenting incidents. + Responsible for Safety Compliance by identifying/reporting potential safety hazards. Enforcing safety regulations and ... alarm systems, fire panel, radio activity, entry gates, access control, officer locations and activities. Dispatching units as needed. Contacting law enforcement… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with...Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee … more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- AeroVironment (Erie, PA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... including implementation of written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus on Investment… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- University of Massachusetts Amherst (Amherst, MA)
- … Officer Apply now (https://secure.dc4.pageuppeople.com/apply/822/gateway/default.aspx?c=apply&lJobID=528601&lJobSourceTypeID=801&sLanguage=en-us) Job no: 528601 ... + Prepares, writes, and executes search and arrest warrants. + In compliance with applicable law and department policy, conducts investigatory searches of persons,… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Patriot Group International, Inc (Aurora, CO)
- …package receipt services if required. + . Maintain standards of Security Officer competency, conduct, appearance, and integrity, including compliance with PGI ... Security Control Room Officer -Poly Required Position Type: Full-Time, Exempt Work...heart of a fast-paced, high-tech security environment, utilizing advanced surveillance systems, monitoring critical alerts, and coordinating swift responses… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- University of Kansas (Lawrence, KS)
- **30335BR** **Job Title:** Police Officer **Department:** KU Police Department **Primary Campus:** University of Kansas Lawrence Campus **Job Description:** **30% ... receiving and monitoring radio traffic; and positioning vehicles to provide for officer , violator and public safety. Manages accident scenes by controlling traffic… more
- MyFlorida (Ocala, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70028661 Date: Oct 10, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... 860687 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70028661 Pay Plan: Career Service Position Number: 70028661 Salary:… more
- Houston Methodist (Baytown, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more