- CIBC (Chicago, IL)
- …8+ years of experience in financial services, with a background in Compliance , Risk Management or Internal Audit . You possess deep knowledge of ... expectations for quality and accuracy. + Advising stakeholders on risk management and regulatory expectations: Act as...to regulatory and audit requests. + Ensuring compliance and effective management of regulatory deficiencies:… more
- JPMorgan Chase (New York, NY)
- …experience in the financial services industry in areas such as Compliance , law, risk management or audit + Extensive knowledge of SRO and SEC ... status quo and striving to be best-in-class. As a Compliance Risk Management Vice President...key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit , Finance & Business Management , and other… more
- KeyBank (Brooklyn, OH)
- …Qualifications** + Education/Background: Bachelor's degree. + Minimum 6 years of compliance , risk management , and/or audit experience with a strong focus ... relevant professional and/or industry sponsored certifications in risk management , internal audit , and/or compliance (eg - Certified Information Systems… more
- Capital One (Richmond, VA)
- …+ Master's degree + 7+ years of experience within financial services compliance , risk management , or audit + 7+ years of project management ... as Operational Risk Management , Enterprise Risk Management , Compliance , Business ...+ Partner with oversight groups to advance Capital One's risk assessments. + Interface with regulators and audit… more
- Robert Half Finance & Accounting (Wilmington, DE)
- …role include and are not limited to: . 5+ years in compliance risk management or audit . 5+ years in banking/financial services . Certifications: CRM, ... compliance , assist with special projects on model risk management , and support the operational ...candidate for this role should have prior experience in risk management , compliance or related… more
- KeyBank (Amherst, NY)
- …Qualifications** + Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management , and/or audit experience with a strong focus ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the...groups within Key including the lines of business, other risk management teams and internal audit… more
- Waystar (Lehi, UT)
- …ideal candidate should possess extensive experience in SOX compliance , internal controls, risk management , and audit project management . This ... with changes in laws, regulations, and best practices in audit , governance, and risk management ....SOX compliance program. **Skills Overview** + Internal audit & controls + Governance + Risk … more
- Ochsner Health (New Orleans, LA)
- …Required - 2 years of experience in healthcare compliance , operations, regulatory compliance , risk management , audit , law, or related field. ... compliance concepts, applicable laws and regulations, business risk , effective risk management techniques...in corporate governance and its key relationships with the audit committee, board, and executive and operating management… more
- CIBC (Chicago, IL)
- …Are** + You have 5+ years' experience in regulatory compliance , risk management , or compliance audit /testing role with a large banking or financial ... advisors or knowledge of regulatory requirements related to enterprise regulatory compliance risk management . + You portray strong research, analysis,… more
- JPMorgan Chase (New York, NY)
- …and skills** + Bachelor's degree + 8+ years of relevant industry experience in compliance , audit , risk management , or similar control-related function, ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within...including the Line of Business (LOB), global and regional Compliance teams, Internal Audit , Operational Risk… more
- NVIDIA (Santa Clara, CA)
- …compliance . The ideal candidate will have a solid background in SOX compliance , risk management , and audit project management . This role requires ... be doing: + Lead the lifecycle of IT SOX compliance , including risk assessment, scoping, control design,...degree or CISA/CPA/CIA preferred. + 12+ overall years of audit experience in IT SOX Compliance , IT… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years of privacy, compliance , risk management , legal or audit experience + At least 3 years of ... + Juris Doctor or Master's degree + 8+ years of privacy, compliance , risk management , legal or audit experience at a financial institution + 3+ years of… more
- OneMain Financial (Baltimore, MD)
- …(eg, CRCM) are a plus. + 4-6 years of experience in compliance , risk management , or audit within consumer financial services. + Strong knowledge ... based on the intended management audience. + Participate in compliance risk assessments and assist in identifying emerging risks and trends. + Prepare… more
- KeyBank (Brooklyn, OH)
- …degree, + Two (2) or more years of BSA/AML, OFAC and Fraud compliance , risk management , and/or audit experience with a strong focus on risks and ... Job** As part of Key's second line of defense Compliance Risk Management function, the...laws. + Develop and maintain strong, collaborative relationships with management , other internal clients and peers, and Audit… more
- Shuvel Digital (Pensacola, FL)
- …and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management , or audit within a financial institution, ... Hybrid Vienna, VA/Winchester, VA/Pensacola FL. Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking Top 3 Desired Skills: +… more
- Capital One (Mclean, VA)
- …or military experience + At least 4 years of experience in compliance , legal, risk management , or audit + At least 3 years of experience supporting, ... Doctor or Master's Degree + 5+ years of experience in compliance , legal, risk management , or audit + Experience in the financial services industry + CRCM… more
- Capital One (Mclean, VA)
- …with our stakeholder community (eg, General Compliance Advisory & Testing, Enterprise Risk Management , other IRM groups, Audit , business risk ... or military experience + At least 8 years of experience in compliance , risk management , legal, or audit + At least 5 years of process, product, project,… more
- Amazon (Bellevue, WA)
- …to travel 10%, as necessary Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office products ... recommendations/conclusions verbally and written. Knowledge of human resources processes and risk / compliance management concepts, particularly in an… more
- M&T Bank (Buffalo, NY)
- …other projects to address issues identified internally and by Enterprise Risk Management , Compliance , Internal Audit or external regulators. + Research ... and Experience Preferred:** + Risks & Controls experience (examples: audit , compliance , operational risk / risk management ) + Knowledge of risk … more
- Capital One (Mclean, VA)
- …Bachelor's Degree or military experience + At least 9 years of experience in compliance , risk management , legal, or audit + At least 5 years of process, ... chartered to enhance existing governance and oversight of the Compliance Management Program (CMP). This individual will...create and implement innovative solutions to identify and mitigate compliance risk . They'll work with talented C&E… more