- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... Assist with the annual filings, forensic testing, conflicts of interest, risk assessment review. Support business teams and work with outside counsel… more
- Fluor Corporation (Aurora, CO)
- …the candidate's qualifications, relevant years of experience, geographic location, internal pay equity , and prevailing market conditions for the specific role. ... Position requires client approval This role involves managing a moderate- risk Operations and Management contract, including construction projects, procurement… more
- International Medical Corps (Los Angeles, CA)
- …role is as state above. Ranges are based on various factors including the labor market , job type, job level, internal equity and budget. Exact salary offers will ... event operations by working with the RD Ops Data officer to manage gift, RSVP, and attendance recording, provide...abuse; exploitation, neglect, or abuse of children, adults at risk , or LGBTI individuals; and any form of trafficking… more
- Citigroup (New York, NY)
- The Market Risk Senior Officer I is a... coverage of the Global Equities desks. The Equity Market Risk team is responsible for ... policy changes. **Qualifications:** + 10+ years relevant experience in Equities Market Risk or Trading,...of Equity Markets and Products. Knowledge of Equity Derivatives products as a trader or risk… more
- FM (Waltham, MA)
- …will also include leading and enabling, and where relevant collaboration on risk and performance analytics across public equities - US, International ... providing more than one-third of FORTUNE 1000-size companies with engineering-based risk management and property insurance solutions. FM helps clients maintain… more
- Cleveland Clinic (Beachwood, OH)
- …individual managers from both a risk and return perspective. + Compile market mapping, overviews and assessments of potential equity , fixed income, hedge ... in the world. The Investment Analyst will work with the Chief Investment Officer (CIO) and Managing Directors to monitor and research investments in multiple asset… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending product. This ... time to time. 1. Serve as a senior credit risk officer for large and complex segments...abreast of local, national, and global economic trends and market conditions 5. Manage highly complex decisions that could… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries… more
- TD Bank (New York, NY)
- …trading data from multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ... TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- JPMorgan Chase (Houston, TX)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Commercial and Investment… more
- JPMorgan Chase (San Francisco, CA)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in the Key Relationship Group,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... Front Line's execution and challenge appropriately on surveillance and market abuse risk related decisions. + Develop,...matter expertise and experience in rates and / or equities surveillance, data types and lifecycles with fixed income,… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …of sectors and asset classes. The 14-person investment team is seeking an Investment Officer dedicated to the Strategic Market Tools initiative. The Strategic ... Foundation established a Strategic Investment Fund (SIF) with the mandate to use equity , debt and guarantee investment tools to further the philanthropic goals of… more
- Highmark Health (Austin, TX)
- …qualifications, experience, and expected contributions, as well as internal peer equity , market , and business considerations. The displayed salary range ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all...for these entities across all areas in the enterprise risk taxonomy. Through matrixed leadership with Risk … more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- Zurich NA (Washington, DC)
- Surety VP Market Facing Underwriting Officer 125021 Zurich Insurance is currently looking for a **VP Market Facing Underwriting Officer - Core Contract ... Region Surety Division.** This is a highly technical and market facing position and requires experience with Surety lines...filing regulations and guidelines + Ability to effectively assess risk + Ability to work in a team-based environment… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
- Comerica (Detroit, MI)
- Job Description Commercial Underwriting Officer IIIThe Vice President, Commercial Underwriting Officer III plays an integral role in the loan approval process by ... providing credit decision makers with in-depth risk analysis to make informed credit decisions for the bank. Our Commercial Underwriting Officers underwrite and… more