- Citigroup (Wilmington, DE)
- …Senior Lead Counsel** **position within** **Markets Legal, specifically supporting Spread Products - Sales & Trading ** **, based in Wilmington, DE. The term ... at many other firms, with legal coverage separated between Sales & Trading and Financing & Securitization....a primary focus on ensuring the legal soundness and compliance of complex debt trading activities. The… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... , Sales / US FICC / Credit Sales & Trading **Requisition ID:** 235201 **Salary...of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk requirements must… more
- JPMorgan Chase (New York, NY)
- …Economics, Business, or a related field + Minimum of 10 years of experience in equity trading , with a proven track record in a high touch environment and ... inform strategic planning. + Collaborate with senior leadership across sales , research, and trading teams to deliver...leadership roles. + Deep understanding of equity markets, trading strategies, and market microstructure.… more
- Citigroup (New York, NY)
- …in the Electronic Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic Trading Algorithms by ... control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge of ETF… more
- JPMorgan Chase (New York, NY)
- …suite as well as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure ... You will work closely with various business partners across the Global Equities Sales and Trading organization to deliver innovative solutions for our clients… more
- JPMorgan Chase (New York, NY)
- …work in close collaboration with various business partners across the Global Equities Sales and Trading organization and JPM's Prime Brokerage team to deliver ... Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the… more
- BMO Financial Group (New York, NY)
- …are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading team. Provides a markets-based suite of sales and trading solutions ... matches the firm services and products to client needs. + Works closely with sales , trading and research teams to provide seamless client coverage including… more
- JPMorgan Chase (New York, NY)
- …issues and inconsistencies within the trade booking process and working with the trading , compliance , legal, and regulatory teams to provide enhancements and ... for technology to develop new tools and enhance existing tools to include trading , sales , and operations expectations; Designing and developing interactive Excel… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director, Equity Sales Trader; Global Banking &...equities by working closely with our partners across research, trading , prime finance, algorithmic trading , equity… more
- Wells Fargo (New York, NY)
- …a Vice President in the Markets Section of the Legal Department to support the equity derivatives sales and trading businesses. For additional information on ... + Provide legal advice and counsel to the OTC equity derivatives sales and trading ,...and trading , and market-linked notes business, including sales , trading , credit, compliance , and… more
- Citigroup (New York, NY)
- The Director, Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Endowments, and Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as… more
- TD Bank (New York, NY)
- …Research Business line. Knowledge of Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a plus + Strong ... business units to manage their regulatory risk. The successful candidate should have compliance advisory experience in Equity Research business lines and will… more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the… more
- Wells Fargo (New York, NY)
- …banking, capital markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate, government and ... liquidity risk, collateral management, and secured funding framework across the Equity division, integrating trading , forecasting, reporting, policy, and risk… more
- Scotiabank (New York, NY)
- …York, NY to be responsible for all aspects of the US Corporate Equity Derivative book, including sales , structuring, pricing, execution, funding, risk ... working with key approval centers; coordinating product development initiatives for core Equity Derivatives products with control groups and trading desks;… more
- Wells Fargo (New York, NY)
- …strong relationships not only with Equity Research colleagues, but also with Equity Sales , Cash Trading , Derivatives, Wealth Management, and others. The ... **About this role:** Wells Fargo is seeking an Equity Research, Associate - Medical Devices. Learn more...markets and advisory solutions, including a full complement of sales , trading and research capabilities, to corporate,… more
- Citizens (Iselin, NJ)
- …investment banking, corporate finance, equity research, and sales and trading . Job Description We are seeking a Compliance Officer for our Fixed ... Income Sales & Trading team. Reporting to the Head of Sales & Trading Compliance , this role guides front office staff on regulatory and policy … more
- TD Bank (New York, NY)
- …+ Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses + Strong knowledge of applicable ... with background in OTC and Exchange-Traded Equities, and Electronic Sales & Trading . This role will support...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (New York, NY)
- …trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- BMO Financial Group (New York, NY)
- …results-oriented mindset + Thorough knowledge of capital markets, pricing, and sales / trading /hedging strategies for derivatives and financing products + ... to clients around the world. #bmocapitalmarkets We are seeking a results-driven ** Equity Derivatives and Structured Finance Professional** to join our dynamic team.… more