- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Fiduciary Compliance Officer works within the Compliance Risk Management ... assist in developing and presenting training materials related to fiduciary compliance + Maintains a strong working...+ Minimum of 2 years of experience as a compliance officer /internal auditor for a national bank… more
- City National Bank (New York, NY)
- *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief Fiduciary Officer provides strategic direction and oversight for the bank's trust and ... client relationship management. The position requires a deep understanding of fiduciary law, risk management, regulatory compliance , and investment oversight.… more
- Wells Fargo (San Francisco, CA)
- …Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Estate Trust Officer - Senior Fiduciary Specialist in Estate Services as part of Wealth ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Wells Fargo (Minneapolis, MN)
- …Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer (Senior Fiduciary Specialist) on the Estate Settlement Administration Team in ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth Management ... be the primary colleague responsible for all risk activity in support of Trust/ Fiduciary Activities, The Private Bank and the Preferred Bank. This leader works with… more
- Citizens (Johnston, RI)
- …The First Line Risk Senior Manager will integrate activities between Risk, Compliance , and Trust Fiduciary Management Supervision. Experience in developing ... types of risk with specific focus on aspects of compliance and operational risk for Wealth Management. This includes...products and services, including direct support to the Chief Fiduciary and Investment Officer of the firm.… more
- City National Bank (Los Angeles, CA)
- …Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary and Wealth Management and will partner with the Risk Framework leadership ... *SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST* WHAT IS THE OPPORTUNITY?...team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- Fifth Third Bank, NA (Boca Raton, FL)
- …expertise in estate planning documents, probate procedures, tax implications, and fiduciary responsibilities. The Senior Officer leads estate strategy, manages ... in banking at Fifth Third Bank. ABOUT THE ROLE: The Senior Estate Settlement Officer serves as a senior subject matter expert in the administration and settlement of… more
- Thrivent Financial (Appleton, WI)
- …trust documents, account agreements, investment principles, and risk management. The officer collaborates closely with internal teams ( Compliance , Investments, ... want today-and tomorrow. Job Summary The Senior Personal Trust Officer is responsible for the comprehensive administration of a...ensure proper documentation and reporting. + Act as a fiduciary , ensuring compliance with all regulatory and… more
- KeyBank (Amherst, NY)
- …testing. The ideal candidate has a functional knowledge of wealth management, trust/ fiduciary compliance laws and regulations, risks and supporting operational ... degree, + Minimum 3 years of wealth management related (eg - trust/ fiduciary , asset management, private banking, securities, etc.) compliance , risk management,… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …client base to ensure greater client satisfaction, client retention and growth, and compliance with all policies and procedures governing fiduciary and non- ... Fifth Third Bank. GENERAL FUNCTION: Performs a wide range of administrative and fiduciary duties of a highly responsible and complex nature for a centralized group… more
- Access Dubuque (Dubuque, IA)
- …experience in trust and wealth management + Strong knowledge of trust laws, compliance standards, and fiduciary best practices + Exceptional communication and ... Trust Officer **Fidelity Bank & Trust** 1 Positions ID:...play a vital role in managing and growing our fiduciary services across Eastern Iowa. **What You'll Do:** As… more
- M&T Bank (Washington, DC)
- **Overview:** Responsible for the administration and fiduciary management of complex trust relationships within client relationships. **Primary Responsibilities:** + ... of client trust accounts through demonstrated proficiency and sound judgment in exercising fiduciary discretion. + Serve as the primary point of contact for the… more
- M&T Bank (Wilmington, DE)
- **Overview:** Responsible for the administration and fiduciary management within client relationships. **Primary Responsibilities:** + Administer assigned book of ... client trust accounts through demonstrated proficiency and sound judgment in exercising fiduciary discretion. + Serve as primary point of contact for the client on… more
- KeyBank (Brooklyn, OH)
- …at different salary grade levels depending on requirements.** **Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for all pre-closing and ... lines of business as required by credit policy, including compliance with credit policy, internal compliance procedures...in order to ensure adherence to all governmental and fiduciary laws, including OFAC and Patriot Act + Identify… more
- KeyBank (Rochester, NY)
- …and coordinating team activities such as training programs, process training, etc. Compliance + Fulfills Key's fiduciary responsibilities with utmost adherence ... 66 South Pearl Street - Albany, New York 12207-1501 Fiduciary Expertise and Trust Administration + Knowledge of and...team members + Mitigates risk by servicing accounts in compliance with KeyBank policies and procedures, as well as… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Dunham & Associates Investment Counsel, Inc. (Las Vegas, NV)
- TRUST OFFICER Dunham Trust Company (DTC) provides comprehensive trust and fiduciary services including custodial accounts, wealth management, and specialized ... with additional offices in Las Vegas, Wyoming, and Colorado. The DTC Trust Officer is responsible for the coordination of services and administration of trust and… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more