- M&T Bank (Richmond, VA)
- …employer, etc.) Overview: Conduct advanced research independently, prepare/analyze/review more complex financial , tax and/or regulatory information to provide to ... analysis, and ensure timely submission of reports. Prepare/analyze/review of financial schedules, reconciliations and reports for the Corporation, which could… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Analyst plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, ... rules and regulations. Collaborates with management to identify opportunities to mitigate financial , reputational and regulatory risk. Assists and provides input… more
- City of Spring Hill Kansas (Spring Hill, KS)
- …skills. In addition, exercising independent judgement and simultaneously considering the financial , ethical, legal and regulatory variables that affect the ... City is vital. Performs complex and professional level management, leadership, budget research, economic and community development management, strategic and special projects management, capital project management, policy development and administrative… more
- Realty Income (San Diego, CA)
- …& Assurance Running annual or scheduled assessments of Fund & Real Estate financial regulatory risks to help develop policies, procedures and controls. ... online, audio), guidance documents, and communications on Fund & Real Estate Financial Regulatory areas. The VP of Fund & Regulatory Compliance will… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Analyst plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, ... policies. This position collaborates closely with management to identify and mitigate financial , reputational, and regulatory risks. The analyst also contributes… more
- PNC Financial Services Group, Inc. (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... company's success. As a Senior Business Analytics Consultant within PNC's Regulatory Reporting organization, housed within the Office of the Corporate Controller,… more
- Merck & Co. (Rahway, NJ)
- …formulation, manufacturing process, and primary packaging to enable phase appropriate regulatory filings for large molecule sterile products. -These sterile products ... product technical & domain expertise, effective communication skills, understanding of regulatory environment, and vision to influence the regulatory … more
- MUFG Bank, Ltd. (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving… more
- American Credit Acceptance (Spartanburg, SC)
- …a corporate Legal Analyst, Paralegal, or Legal Specialist. 3+ years managing regulatory licenses and examinations in a consumer financial services environment. ... portals). Demonstrated ability to navigate and develop expertise in complex financial services regulatory environments, including mortgage, direct lending or… more
- Genmab (NJ)
- …a fit? Then we would love to have you join us!The Global Regulatory Labeling, Policy and Intelligence Associate Director will primarily be responsible for leading ... portfolio of products. The lead may also be responsible for supporting various regulatory policy and/or intelligence deliverables. This role will be within Global … more
- Citigroup, Inc. (Irving, TX)
- …programs, policies and practices for consumer protection related to Fraud and Financial Crimes ICRM. Assist with regulatory inquiries and/or examinations. ... degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- PNC Financial Services Group, Inc. (North Miami Beach, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... opportunity to contribute to the company's success. As a Financial Advisor within PNC Investments, you will be based...will be based in Aventura, FL. Bilingual Spanish preferred. Financial Advisors are based within a bank branch and… more
- Genmab (NJ)
- …methodologies that may support innovation and improve efficienciesEngage with regulatory authorities on compound/indication level discussionsActs as a role ... analyses requiring advanced statistical methodologies/techniquesRepresent the CDT/the company at regulatory meetings, during Key Opinion Leaders meetings, network and/or… more
- Fidelity Investments (Boston, MA)
- …at home and in an Investor Center. Obtain Licenses: Become a FINRA ( Financial Industry Regulatory Authority) Registered Representative by studying for and ... Job Description: Financial Services Representative Have a passion for helping...a passion for helping people? Join our team of Financial Services Representative where you'll have dedicated time to… more
- Genmab (NJ)
- …methodologies that may support innovation and improve efficienciesEngage with regulatory authorities on compound/indication level discussionsActs as a role ... requiring advanced statistical methodologies/techniques Represent the CDT/the company at regulatory meetings, during Key Opinion Leaders meetings, network and/or… more
- FNB Corporation (Harrisburg, PA)
- …Maintains all client files, completes all required Continuing Education (CE) and Financial Industry Regulatory Authority (FINRA) licensing. Reviews the work of ... for us and for your future. n Position Title: Financial Advisor Business Unit: WM - FNIS Reports to:...to achieving superior levels of compliance by adhering to regulatory laws and guidelines. Compliance with regulatory … more
- Genmab (NJ)
- …Manager to help us tell the story of our science through compelling clinical and regulatory documents. You'll be at the heart of a team that plays a critical role ... development of high-quality clinical documents to support operational, medical, and regulatory activities across the Genmab portfolio. You will help craft… more
- Legend Biotech USA, Inc. (Raritan, NJ)
- …project portfolio and prioritize and drive projects from inception through regulatory approval to global implementation.Requirements BS required, Ph.D. preferred in ... network and drive change management process from inception through regulatory approval to global site implementation.Candidate must have extensive experience… more
- Truist (Germantown, TN)
- …7. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. ... with a focus on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs. ESSENTIAL DUTIES AND… more
- Citigroup, Inc. (New York, NY)
- … regulatory requirements Qualifications 15+ years of experience in financial forecasting, liquidity and capital stress testing, data modeling, financial ... reporting, risk analytics, or regulatory reporting within a global financial institution. Strong technical expertise in data analytics, including experience with… more
