- Merck & Co. (Rahway, NJ)
- …systems, identify reporting gaps and develop and drive action plans Support on Financial Reporting : help generate and maintain budget reports on actuals and ... operational support and ensuring the smooth functioning of our procurement processes. Reporting to the Global Capital Procurement PMO Lead, the Specialist will… more
- MUFG (Tempe, AZ)
- …of MUFG Bank, Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management ... financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including:...+ Create/ maintain detailed process documentation for Americas IM Regulatory & Audit Reporting processes.… more
- TD Bank (Portland, ME)
- …and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (Charlotte, NC)
- …Bachelor's degree required + 7 years related experience required, preferably in Risk Management, Regulatory , or Audit in the financial services industry + ... details for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for … more
- Amazon (Arlington, VA)
- …cleansing, array formulas, etc.) - Experience working with regulatory assessments, financial reporting , or audit experience, responsible for complex ... Reporting will support production and delivery of external facing regulatory deliverables including complex revenue and subscribership reporting , network… more
- City National Bank (Los Angeles, CA)
- *SR AUDIT MANAGER- IT REGULATORY ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the ... requirements WHAT WILL YOU DO? * Leads and performs audit testing for complex technology and regulatory ...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National… more
- Grant Thornton (Newport Beach, CA)
- …execution and testing of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for clients + Manage the development and ... As an Aerospace & Defense Regulatory and Compliance Internal Audit Manager,...third-party risk from an operational standpoint + Review operational, financial , and technology processes to provide clients with an… more
- LA Care Health Plan (Los Angeles, CA)
- …This position is responsible for planning, executing, reporting , and monitoring financial solvency audits and ensuring meeting the audit calendar and ... business, including Medi-Cal, Covered California, D-SNP, and PASC-SEIU. This position manages the financial audit team in ensuring the delegates such as plan… more
- American Express (Sandy, UT)
- … Governance team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality Assurance reviews including ... testing the data to ensure data quality for various regulatory reporting purposes. The team partners closely...experience (Deloitte, EY, KPMG, and PwC) + Knowledge of financial reporting and banking products + … more
- Edward Jones (St. Louis, MO)
- …The Financial /Operational Director is directly responsible to the Internal Audit Director (CAE) and is responsible for leading managers, senior auditors and ... + Lead managers and auditors to scope and execute financial , operational and regulatory audits and projects...+ Assist the CAE in carrying out the internal audit division's quarterly reporting responsibilities to the… more
- USAA (San Antonio, TX)
- …a dedicated **Staff Auditor,** you will perform audit assignments on the Finance Audit team covering Financial Regulatory Reports filed with FRB, OCC and ... assurance and advisory engagements across the organization. Applies learning knowledge of financial services regulations to audit assignments. Performs risk and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... and/or prudential compliance Internal/External Audit , or 1st/2nd line Compliance or regulatory role in banking, credit card or financial services industries… more
- Heritage Financial Credit Union (Middletown, NY)
- …3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a financial institution or credit union. + ... Flexible * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Description Come join Heritage Financial Credit Union's Internal Audit Team as… more
- City National Bank (Jersey City, NJ)
- …regulators (eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the ... groups as required, ensuring that audits conform to local and global regulatory and internal audit requirements. * Direct/supervise/implement the execution of … more
- Datavant (Charleston, WV)
- …to continuous improvement. **Note: This position is not focused on nor responsible for financial auditing or SOX financial reporting , but will coordinate ... of Inspector General's (OIG) compliance program guidance and healthcare industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer,… more
- TD Bank (Mount Laurel, NJ)
- …findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and manages ongoing ... **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in… more
- Bank of America (New York, NY)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams ... Regulatory Reporting Operations Professional Chandler, Arizona;New...regarding filings and submissions * Participate and represent the reporting function to control partners (eg, Audit … more
- Coinbase (Charlotte, NC)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... fieldwork, identifying areas for process improvement, efficiency gains, risk mitigation, and reporting . * *Impactful Audit Reporting & Recommendations:*… more
- JPMorgan Chase (Jersey City, NJ)
- …of integrity of financial statements and compliance with various external/ regulatory reporting requirements. You will also be assessing controls supporting ... audit lifecycle. You will be executing program of audit coverage over Commercial and Investment Bank's financial...+ Exposure to capital planning (CCAR), broker-dealer and bank regulatory reporting , and Treasury/liquidity reporting … more
- JPMorgan Chase (Jersey City, NJ)
- …and Investment Bank's financial controls, including integrity of financial statements, compliance with external/ regulatory reporting requirements, ... in the early identification of emerging control issues and reporting them timely to Audit management and...bank regulatory reporting , and Treasury/liquidity reporting processes JPMorganChase, one of the oldest financial… more
