- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the ... responsible for supporting full life cycle events for all fixed income products traded by the various...tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated… more
- TD Bank (New York, NY)
- …communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada,...regulated environment + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as… more
- ManpowerGroup (New York, NY)
- …+ Wash trades, etc. + Exposure to multiple asset classes, especially: + Fixed IncomeOTC fixed income instruments, RFQs, or dealer-to-dealer workflows ... the Job?** This is a high-visibility role supporting the CIB Control Management as a ** Trade Surveillance Consultant** . Partner with team in identifying and… more
- TD Bank (New York, NY)
- …settlements, new accounts, reference data and change delivery to support the growing Fixed Income business **Qualifications:** + 5+ years' experience with MBS ... our global client base. They provide operational support and control functions across the trade lifecycle. The...on the customer at every point of contact. The Fixed Operations team strives to create efficiency, improve client… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director… more
- TD Bank (New York, NY)
- …President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... impacts + Maintain a culture of risk management and control , supported by effective processes in alignment with risk...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- TD Bank (New York, NY)
- … surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... impacts * Maintain a culture of risk management and control , supported by effective processes in alignment with risk...in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current… more
- SMBC (New York, NY)
- …of Liquidity/ Model/ Valuation reserves and independent price testing (IPV) for fixed income securities, structured products and derivatives. * Effectively ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...function. * Strong knowledge of global markets products including, fixed income , structured debt and derivatives trading… more
- Citigroup (Jersey City, NJ)
- …and compliance groups to address information barrier issues, trading in equities and fixed income , employee personal trading and various regulatory inquiries. + ... team. The ICRM Global Surveillance platform encompasses a number of Surveillance/ Control related portfolios including trade surveillance, e-communications and… more
- Scotiabank (Houston, TX)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Manager, Risk & Control , US Internal Control **Requisition ID:**...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, US Information Security & Control **Requisition ID:** 223587 **Salary Range:** 117,400.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- SMBC (New York, NY)
- …process improvement practices with Middle and Back office processes specific to derivatives, fixed income and FX * Prior banking, Swap Dealer related compliance ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Description** The SMBC Capital Markets, Inc. Capital Market Business Control Officer is a business-aligned change agent and risk… more
- HSBC (New York, NY)
- …areas including corporate credit and lending, capital markets (eg FX, Fixed Income , treasury ), specialized lending, global trade finance and global payment ... / money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing. Global Payment… more
- SMBC (New York, NY)
- …or related quantitative/analytical field with a minimum 5 years of work experience in Fixed Income . + Deep understanding of greeks, mark to markets, and pnl ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established under Sales… more
- JPMorgan Chase (Newark, DE)
- …and improve controls/efficiencies + Good product knowledge with hands on experience in Fixed income & Treasury products + Good understanding of transaction ... solutions + Work in close partnership with Market Risk, Business Management, Trade support, Financial controllers, VCG, Technology to ensure adequate controls on… more
- Adecco US, Inc. (Charlotte, NC)
- …provide trade support for the CD trading desk. They are BAU coverage in a trade control team for securities, the role will provide a good level of exposure ... work. This specific role will be focused on the Trade Control functions supporting Securities trading in...the Global Credit and Wealth Management businesses. The Global Fixed Income , Currency and Commodities Operations (GFICCO)… more
- HSBC (New York, NY)
- …areas including corporate credit and lending,capital markets (eg. FX, Fixed Income , treasury), specialized lending, global trade finance and global payment ... / money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing. Global Payment… more
- M&T Bank (Buffalo, NY)
- …assumption inputs, behavioral research and model results associated with advanced fixed income valuation and prepayment software. + Demonstrated expertise ... sheet management strategies and corporate performance. Maintains and develops control frameworks consistent with operational risks. Develops the strategic...in the use of fixed income analytical software, such as Yield… more
- M&T Bank (New York, NY)
- …assumption inputs, behavioral research and model results associated with advanced fixed income valuation and prepayment software. + Demonstrated expertise ... sheet management strategies and corporate performance. Maintains and develops control frameworks consistent with operational risks. Develops the strategic...in the use of fixed income analytical software, such as Yieldbook,… more
- HSBC (New York, NY)
- …/ money markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing, as well as ... the supporting functions (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control )....a pay range between $140,000.00 and $207,000.00 The final fixed pay offer will depend on the candidate and… more