- Bank of America (New York, NY)
- …with the power to make a difference. Join us! **Job Description:** The Dodd Frank / Futures Commission Merchant Regulatory Liaison is a person who has a ... experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and… more
- CHS Inc. (Inver Grove Heights, MN)
- …Inver Grove Heights, MN. CHS Hedging is a growing agriculture and energy focused futures commission merchant (FCM) with clearing memberships at the Chicago ... support and FP&A teams supporting regulatory financial reporting and compliance . The position is a key part of the...advancing level of leadership responsibilities + Series 3 Commodity Futures License, or ability to obtain within 90 days… more
- Morgan Stanley (New York, NY)
- …diverse array of equity, fixed income, liquidity and alternative investments, including merchant banking strategies. * * *Team Profile* This unique role sits within ... key stakeholders (eg Client Relationship Management and Take-on teams, Legal & Compliance , Portfolio Management teams). Whilst the primary focus of this individual… more