- Amerant Bank (Miramar, FL)
- …risks and further enhance the organization's internal control environment.Responsibilities:Operational Risk Monitoring and Control FunctionCoordinate and manage ... root cause, data visualization) to identify trends and patterns in operational risk data.Support analytical dashboards to facilitate event monitoring and easy… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …self-directed clients and helping them save and invest.\u00A0 You will report to the Head of Brokerage Risk and be responsible for advancing critical components ... or other master s degree with strong academic credentials (preferred)8-10+ years of risk , compliance , legal, or audit experience at complex financial services… more
- Amerant Bank (Tampa, FL)
- …and Credit Risk . Collaborate with Portfolio Management in the administration, monitoring , and renewal of upcoming maturities in a timely manner, processing of ... for providing a sound, independent and objective assessment and recommendation on risk factors associated with large, complex structures & transactions related to… more
- SMBC (New York, NY)
- …Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change ... portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment, Monitoring ...Key Teams: Direct and oversee the activities of the Compliance Risk Assessment, Monitoring and… more
- Takeda Pharmaceuticals (Boston, MA)
- …for third-party relationships, ensuring compliance with industry standards. + Conduct monitoring and auditing of prioritized risk areas. Partner with the ... risk -management professional to join the Global Ethics and Compliance Team as the Global Director of Anti-Bribery and...and fraud. As part of the Global Ethics & Compliance team, you will report to the Head… more
- First International Bank and Trust (Sioux Falls, SD)
- Head of Payments Risk Management Department:...and oversight of payments and banking as a service risk , including compliance , enterprise risk , ... best places to work for 10 years running. The Head of Payments Risk Management will build...all risk assessments related to payments-related enterprise risk and compliance . + Owner of a… more
- Citigroup (Irving, TX)
- Citi - IRM-USPB Risk CAO- Head of Global Risk Systems and Technology - MD - C16 USPB Risk CAO organization provides a global focus for risk ... Risk and Legacy Franchises/Banking & International Retail Risk Management. Head of Global Risk...firmwide retail credit risk policy execution, automated risk aggregations for assessment and monitoring of… more
- TD Bank (Mount Laurel, NJ)
- …details for this role. **Line of Business:** Governance & Control **Job Description:** The Head of Governance and Control, AML, Monitoring (US) is a leadership ... and governance frameworks, including (but not limited to) pRCSA standards, regulatory compliance policies and standards, model risk management, and end user… more
- USAA (Charlotte, NC)
- …treat each other. Come be a part of what makes us so special! As the Head of Consumer Banking Operational Risk , you will lead efforts to establish an operational ... reporting on significant risk breaches, variation in risk assessments, and resolutions -- oversees gap monitoring..., oversight, and escalation. + Acts as liaison with Compliance and Legal on federal and state legal and… more
- Citigroup (Jacksonville, FL)
- …coordination of action with speed and agility across businesses and regions. The Head of Global Intelligence Strategy & Fusion Center is a senior management level ... with other groups (Cyber Security, CSIS etc.) in mitigating fraud risk . **Responsibilities:** + Drive relevant, actionable, and timely "all source intelligence"… more
- Citigroup (Tampa, FL)
- …with key stakeholders regularly. + Works with colleagues in other areas of Risk Management, Compliance /Control, Legal and the Businesses to assure appropriate ... globe to review Reputation Risk data and reports. + Provides Reputation Risk oversight to assure policy and regulatory compliance . + Interfaces with… more
- M&T Bank (Brainerd, MN)
- …standards. Sets Regulatory Testing Policy for the Business and performs monitoring and risk -based State Regulatory substantive testing. **Primary ... for Commercial Banking. The position must collaborate with business partners on risk management, including, but not limited to, compliance and regulatory… more
- T. Rowe Price (Baltimore, MD)
- …oversee and lead a team of approximately 60 individuals with responsibility for reviewing compliance controls, mitigating compliance risk , and ensuring the ... Mutual Funds and for the main US advisors. The Head of Compliance , North America will provide...required to make sound, judgment-based decisions and answer complicated compliance risk -related questions in order to ensure… more
- Takeda Pharmaceuticals (Boston, MA)
- …all the elements of an ethics and compliance program (eg, policies, risk management, learning, monitoring , case management). + Strong business acumen and ... + Deploying the Global E&C Programs towards strengthening Takeda Ethical culture, Risk Management and Regulatory compliance . + Acting as aE&C authority,… more
- Axis (Red Bank, NJ)
- …stakeholders + Assisting with maintenance of Medicare policies and procedures, monitoring , summarizing, tracking compliance objectives and timelines in ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns... reporting and procedures as these may be required, monitoring , summarizing, tracking compliance objectives and timelines… more
- Vanguard (Malvern, PA)
- …four peers to collaborate with and influence the strategic direction of the testing and monitoring team. The Compliance Manager, Head of Fund & Advisor ... of compliance processes within the testing and monitoring compliance functions. Forms strong partnership with... compliance functions. Forms strong partnership with Compliance and Risk partners. Serves as a… more
- T. Rowe Price (Baltimore, MD)
- …of a critical part of T. Rowe's investment lifecycle by implementing and monitoring compliance with investment management guidelines and restrictions for all ... to join us and grow your career with us. Head of Investment Compliance Role Summary: The...Investment and Trading teams while collaborating regularly with Corporate Compliance , Legal, Data, Technology, Risk and Client… more
- Takeda Pharmaceuticals (Lexington, MA)
- …all the elements of an ethics and compliance program (eg, policies, risk management, learning, monitoring , case management) + Strong business acumen and ... awareness in GMSGQ. + Facilitates implementation and maintenance of compliance risk management and controls processes. +... Response strategy, treatment plan and procedures. + Performs Risk and treatment Monitoring and reporting into… more
- CAE USA INC (Dallas, TX)
- …implementation of a Global framework for a centralized Safety, Quality Assurance and Compliance Monitoring system to enhance Safety, give accurate, timely and ... conjunction with the Regional Heads of Quality Assurance and Compliance Monitoring and the global training centers....with the other Heads of Regional Safety, the Fatigue Risk Management System and Flight Data Monitoring … more
- SMBC (New York, NY)
- …procedures for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify ... benefits to its employees. **Role Description** This senior role within the Compliance Department manages the control areas related to regulatory registration (eg,… more
