- Santander Holdings USA Inc (Dallas, TX)
- …the end-to-end Know Your Customer (KYC) processes and policies of US Santander Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with ... anti-money laundering ( AML ), anti-bribery and corruption, anti-financial crime (AFC), and various...global/local regulations and jurisdictions, and policy. You will use internal and external systems and tools to gather information… more
- USAA (Colorado Springs, CO)
- …fraud, cyber/fraud threat intelligence, intelligence analysis, digital crime, data analysis and/or AML . 4 years of fraud, compliance, risk, audit , or regulatory ... indicators of fraud. Data Source Development : Partner with internal stakeholders to identify new and updated sources of...to include: PCI, REG CC, REG E, UCC, FCRA, BSA/ AML , Elder Financial Exploitation guidance, OCC Fraud Risk Management… more
- Lone Star National Bank (San Antonio, TX)
- …laws and regulations and all established Bank policies and procedures, including internal audit controls related to department operations Maintains current ... of all commercial bank products and business services including related corporate business documents Proactively prospects for new business opportunities and makes… more
- Lone Star National Bank (Pharr, TX)
- …laws and regulations and all established Bank policies and procedures, including internal audit controls related to department operations, and ensures adherence ... center lobby activities, teller operations, including but not limited to audit , compliance, risk, sales, service, opening/closing and facility upkeep Manages the… more
- Huntington National Bank (Columbus, OH)
- … and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders.The ... and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders. The … more
- PNC (OH)
- …recommends corrective action plans. Directs the review and analysis of assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes ... Accuracy and Attention to Detail, Anti-money Laundering Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls,… more
- MUFG (Irving, TX)
- …Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of the assigned ... internal business partners. Provide governance and oversight for AML investigations, ensuring alignment with global standards and local regulatory expectations.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …This role works in close partnership with Financial Crimes, Enterprise Risk, Legal, Internal Audit , Segment Risk Officers, and enterprise data and infrastructure ... 10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President, AML and Fraud Risk Technology, is a senior leader within… more
- Capital One (Plano, TX)
- …and regulations -Engage in Audit , Regulatory, and other reviews of the AML program. -Evaluate Internal Audit , Regulatory Exam, and self-identified issues ... a subject matter expert, and executing or participating in corporate processes. The AML Advisor Manager supports...in data and proactively advise on identified external and internal risks -Maintain subject matter expertise of applicable laws… more
- Huntington National Bank (Farmers Branch, TX)
- …responsibilities, MMO works closely with Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business. The ... the development and maintenance of all models used for BSA/ AML compliance. In addition to continuously improving Customer Risk...and defend the decisions made; + Work with the internal partners to implement models within a framework to… more
- Walmart (Bentonville, AR)
- …Specialist (CAMS) or Certified Internal Auditor (CIA) certification. * You have internal audit , external audit , or controls testing and monitoring ... **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using… more
- USAA (San Antonio, TX)
- …part of what truly makes us special and impactful. **The Opportunity** The AML Business Enablement Developer plays a crucial role in analyzing enterprise business ... work results in support of departmental and enterprise initiatives such as audit reviews, business strategy development and project business support. + Assists and… more
- City National Bank (Jersey City, NJ)
- …monitoring and discussions with business management. Continuously builds trusting relationships with Internal Audit peers and business management. Acts as the ... * AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas of...for specific audits to ensure scope is appropriate considering corporate risks and ensures that the designated budget is… more
- Citigroup (Tampa, FL)
- …senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall ... a regional or country level. **Responsibilities:** + Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective… more
- TD Bank (Greenville, SC)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... for their business area + Leads relationships with business lines/ corporate and/or control functions to ensure alignment with enterprise...teams through change + Be a brand ambassador for Internal Audit both internally to the bank… more
- NTT DATA North America (Charlotte, NC)
- …team members. **Responsibilities:** The Quality Assurance Team is responsible for ensuring that Corporate Audit activities comply with internal policies and ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...engage in discussions about risk and demonstrates QA and Internal Audit knowledge. + Works with team… more
- TD Bank (New York, NY)
- …initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions ... support the investigations process. + Participate in the annual enterprise-wide AML /BSA/Sanctions/ABAC risk assessment process, as required. + Conduct targeted … more
- Mizuho Corporate Bank (New York, NY)
- …regulatory and Mizuho standards. Close coordination with the business lines, Compliance, Audit and internal and external clients. Duties in performing a ... Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- KeyBank (Brooklyn, OH)
- …for execution and support of Financial Crimes Risk Management Anti-Money Laundering ( AML ) Enterprise Team activities, including facilitation of audit requests, ... and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit and other requests and coordinate responses. + Maintain...structure of the Key organization + Knowledge of Key's internal systems and AML Program + Knowledge… more
