- Wealthfront (Palo Alto, CA)
- …implications in real time, partnering with Legal and business stakeholders. Support audit and internal controls, including maintaining documentation for SOX ... and internal and external legal counsel. Support external and internal reporting processes including earnings releases, Board/ Audit Committee presentations,… more
- Living Spaces (La Mirada, CA)
- …preferred. 5 years of experience in relevant import customs compliance, regulatory or internal audit work. 5 years of experience in the Transportation industry ... Position Summary The Manager , US Import/Export is responsible for managing and...(CTPAT) program. Ensure operational adherence to security protocols, conduct internal audits, and maintain documentation to support certification and… more
- Marsh & McLennan Companies, Inc. (Atlanta, GA)
- …Provide new business and renewal support based on the following tasks: Compile broker of record letters Participate in internal renewal strategy meetings ... how you can thrive as a Business Insurance Client Manager at Marsh McLennan Agency (MMA). MMA provides business...tasks: Order endorsements / coverage changes to carrier Perform audit reviews and address discrepancies Provide basic contract review… more
- ReSource Pro (Long Beach, CA)
- …responsible for collecting data from insured businesses, scheduling and conducting remote audit interviews, and compiling thorough audit reports for insurance ... records to ensure accurate premium calculations. Prepare detailed reports summarizing audit findings. Build strong relationships with clients and maintain a… more
- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- PNC (Chicago, IL)
- …the company's success. As an Audit Lead, you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate ... & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a...analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department is composed of industry… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Huntington National Bank (Chicago, IL)
- …Segment Controller, this position will play a vital role in the broker -dealer's day-to-day accounting operations. The role will be responsible for preparing journal ... of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level of visibility… more
- M&T Bank (Baltimore, MD)
- …approve test results. Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio ... policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- JPMorgan Chase (Jersey City, NJ)
- …for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial role in enhancing ... governance and operational excellence! As an Audit Manager on the Asset and Wealth Management Internal... broker -dealer and fiduciary activities. + Experience with internal audit methodology and applying concepts in… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director ... What you will do * Leadership & People Management: Leads/coaches a team of internal audit professionals at the individual audit level* Implements the… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal ...Bachelor's Degree or equivalent * Minimum 7+ years of audit experience in an internal audit… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As an Audit Manager within our Asset Management Internal ...12 CFR 9) related to asset management, investment advisor, broker -dealer and fiduciary activities. + Knowledge of various financial… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... make an impact. Join us! **Job Description:** The Senior Audit Manager role is responsible for providing...processes. This role will work with a team of internal audit professionals performing independent testing of… more
- CVS Health (Hartford, CT)
- …oversee and facilitate all Audits for Meritain Health. Including: **Plan Sponsor, broker , Aetna, and Sox, etc.** Engages all appropriate parties and **implements ... best practices and develops Audit Policies & Procedures.** + Assesses and validates the...& Procedures.** + Assesses and validates the effectiveness of internal control over financial reporting. + Designs and oversees… more
- ReSource Pro (Des Moines, IA)
- …into audits, and thrive in a virtual environment? Your role: The Premium Audit Trainer and Mentor supports delivering education, training, and ongoing support for ... our Premium Services Audit team members. This role functions as both a...global organization. + Ability to engage with clients and internal partners to make an impact. + Organization-wide focus… more
- AIG (New York, NY)
- Multinational Producing Office Manager - USA Property and Specialty Join us as a Multinational Producing Office Manager - USA Property and Specialty to take your ... insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency.… more
- Scotiabank (New York, NY)
- …testing or audit . + Experience/background in compliance applicable to broker -dealer internal inspections, institutional trading & sales, investment banking, ... Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:**...covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer,… more
- GMHC (New York, NY)
- Residence Manager New York, NY (http://maps.google.com/maps?q=New+York+NY+USA+10018) * Supportive Housing Job Type Full-time Description TheResidence Manageris ... management companies, landlords and the housing programs at GMHC. The Residence Manager will ensure clients are adequately housed and that the apartments meet… more
- American Water (Camden, NJ)
- …regulations. Examples include, but are not limited to: o Compliance with applicable Internal Audit , Sarbanes-Oxley mandates and other internal policies. o ... trends. * Familiarity with internal regulatory compliance (eg, Sarbanes-Oxley, Internal Audit ). * Familiarity with external regulatory compliance (eg,… more
