- Mizuho Corporate Bank (New York, NY)
- …testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting areas of focus and provide feedback ... + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk...a sound understanding of the financial services industry, including audit , financial, regulatory reporting , risk… more
- Citigroup (Charlotte, NC)
- …improved ratings of the control environment and risk appetite by Internal Audit and Finance Regulatory Reporting Risk Oversight, respectively. The ... status, risks, and challenges + Collaborate with Internal Audit and Finance Regulatory Reporting Risk Oversight on progress and expectations for… more
- American Express (Salt Lake City, UT)
- …AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam, Internal Audit Group review and others. * Support regulatory reporting to ... of work experience in Banking/Financial Services. * Knowledge of financial and regulatory reporting . * Knowledge of regulatory audit or process review is… more
- Citigroup (New Castle, DE)
- … is required. + Strong background in public accounting, regulatory reporting or internal audit , with demonstrated understanding of substantive ... throughout the organization, including: Risk, Data Services, Finance, the Regulatory Reporting Interpretive Office, and Senior Business...testing procedures and internal controls. + Understanding of capital markets and/or institutional… more
- MUFG (Irving, TX)
- …Operations Regulatory & Audit Reporting Coordination Team to develop regulatory and Internal Audit data request engagements. + Support the IM ... will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination...and financial crimes compliance issues data and information for regulatory and Internal Audit engagement… more
- MUFG (Tempe, AZ)
- …of MUFG Bank, Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management ... and financial crimes compliance issues data and information for regulatory and Internal Audit engagement...+ Create/ maintain detailed process documentation for Americas IM Regulatory & Audit Reporting processes.… more
- Citigroup (Tampa, FL)
- …of analytical experience financial service industry with previous experience in Regulatory Reporting function or Internal Audit or Risk & Control focused ... overseeing and enhancing the accuracy, timeliness, and consistency of Suspicious Activity Reporting (SAR) and Suspicious Transaction Reporting (STR) across the… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. This Americas Issues Management Regulatory & Audit Reporting Coordination Vice President ("VP") role ... and financial crimes compliance issues data and information for regulatory and Internal Audit engagement...that lead to program enhancement opportunities in Global IM Regulatory & Audit Reporting processes.… more
- Regions Bank (Atlanta, GA)
- …provides Profit/Loss (PnL) and risk reporting for whole loans and MSRs + Supports internal audit and external regulatory reporting for the MSR whole ... loan servicing system for data validation and valuation + Adheres to internal controls and industry/ regulatory standards + Executes individual loan calculations… more
- Amazon (Seattle, WA)
- …responsibilities Key responsibilities include leading board, executive, and regulatory reporting ; metrics development and monitoring for the Internal ... their data. To get there, we need exceptionally talented, bright, and driven people. Global Internal Audit is a fast paced, dynamic team focused on business and… more
- Grant Thornton (New York, NY)
- As a Financial Services Internal Audit Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... years of related work experience working in compliance, risk management or internal audit departments at commercial/retail banks or other financial institutions,… more
- Delek US Holdings (Brentwood, TN)
- …controls, and company accounting policies. + Support external and internal audit processes and regulatory reporting as required. **Qualifications:** ... a complex downstream oil and gas environment, overseeing the accurate financial reporting of crude and product purchases, sales, exchanges, and inventory valuation.… more
- Citigroup (Tampa, FL)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... from relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to… more
- Scotiabank (New York, NY)
- …drive ambition for every future! **Purpose** As the 3rd Line of Defense, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... Senior Manager, GBM Audit COO Office - Reporting **Requisition...our customers safe. **What You'll Do** + Collaborate with Internal Audit Management and functional teams to… more
- American Express (Phoenix, AZ)
- …develop, implement, and follow-through on the lifecycle components of an MRA. + Collaborate with Internal Audit Group, and 2 nd line of defense partners to align ... an impact in this role?** The Director of Technology Regulatory , Audit , and Review Engagement will be...of new policies and regulations. + Manage American Express regulatory engagements, internal compliance audits, and external… more
- SMBC (New York, NY)
- …to oversee all Comprehensive Capital Adequacy Reporting (CCAR) related activities for Internal Audit . The individual will play an integral role in assessing ... risk assessments, audit planning and executions, and reporting processes within Internal Audit ....Basel regulations, ICAAP, CCAR, stress testing, liquidity risk, and regulatory reporting . * Strong knowledge of Counterparty… more
- Citigroup (New York, NY)
- …at a regional or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and ... The overall objective of this role is to apply a comprehensive understanding of different Internal Audit standards, to direct complex audit activities for a… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary:** The Auditor II role within the Internal Audit function is responsible for supporting independent, objective assurance ... supporting execution on all activities related to the end-to-end audit process (eg, planning, fieldwork testing, reporting ,...Minimum of 10 years and/or equivalent of experience of internal audit and/or equivalent of experience with… more
- Truist (Atlanta, GA)
- …3. Lead and advise the division through internal and external testing, audit engagements, and regulatory exams, as well as other assessments and similarly ... risk management framework, fulfillment of enterprise program requirements, and oversight of regulatory adherence. Act as an authority and primary lead to manage… more
- Mizuho Corporate Bank (New York, NY)
- …(design and operating effectiveness testing) for the remediation of key issues (eg regulatory , third-party, internal audit ) + Review quarterly continuous ... management, supervisory examinations, or their equivalent. + Has knowledge of applicable internal audit regulations, the current regulatory environment and… more