- Novo Nordisk Inc. (Plainsboro, NJ)
- …works closely across the organization to guide enterprise-wide resource allocations, investment choices, drive core operations and develop insights to drive growth ... levels of leadership within Novo Nordisk US Operations, serving as a key advisor to the cross-functional teams on AI development, consumption, and governance. This… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …to identify market trends, leading a high-performing team while ensuring compliance with legal standards. The Director will drive informed decision-making and ... and align efforts with the overall planning process; acts as strategic advisor in organization DATA ANALYSIS and INTERORETATION : Employ critical thinking skills… more
- Santander Holdings USA Inc (Mashpee, MA)
- …for identifying needs, understanding client objectives, and making appropriate investment /insurance recommendations consistent with compliance standards in an ... Financial Advisor , Falmouth, MA Country: United States of America...revenue goals as defined on a quarterly basis. Maintain compliance with all applicable bank, broker/dealer, State and Federal… more
- Citigroup, Inc. (Forest Hills, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) ... segments. Senior Wealth Advisors have access to Wealth's leading investment solutions platform, which allows us to deliver traditional...center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …Shift Hours: Monday - Friday : 9:00 AM - 5:00 pm A Financial Advisor with Shell Wealth Services shapes our community and members' financial futures for each ... sessions as instructed or scheduled. Perform job duties and responsibilities in compliance to Shell FCU procedures, philosophy and standards of performance. Maintain… more
- Societe Generale (New York, NY)
- …partnership between Societe Generale and its clients. *Act as a trusted advisor to clients, understanding their unique objectives and tailoring interest rate ... XVA and other relevant regulatory and operational requirements. Collaborate closely with compliance , legal, and risk teams to ensure all processes are efficient and… more
- Wealth Enhancement Group (Tarrytown, NY)
- …far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from our over 140 offices - ... please visit www.wealthenhancement.com. We have an exciting opportunity for an Associate Financial Advisor . As an AFA, you will work as part of an advisory… more
- Goldman Sachs, Inc. (Miami, FL)
- …and customers around the world to reach their financial goals. Our advisor -led wealth management businesses provide financial planning, investment management, ... at risk accounts within your portfolio. Ensuring effective and consistent compliance to credit and control procedures Manage expectations through strong… more
- Regions Financial Corporation (Tampa, FL)
- …of the system. Job Description: At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of client relationships within the defined ... and maintenance, and manages all elements of risk and compliance needs for the book of business, and utilizing...industry experience preferably in commercial or consumer banking, trust investment or wealth management Or High School Diploma or… more
- JPMorgan Chase & Co. (Westerville, OH)
- …operational marketing and administrative support to the primary Private Client Advisor (s), within JPMorgan Wealth Management. As a Private Client Investment ... planning. Your responsibilities will also include risk management and ensuring compliance with our business unit's operational procedures. This role offers the… more
- State Street Corporation (Burlington, MA)
- …who are subject-matter experts in the implementation of the Charles River Investment Management Solution (CRIMS). Hiring and staff development of team members as ... of State Street in 2018. CRD helps create enterprise investment management software solutions for large institutions in the...fund wrap programs, Rep as PM, and Rep as Advisor programs is especially valuable. Strong knowledge of wealth… more
- PJT Partners, Inc. (New York, NY)
- PJT Partners is a global advisory-focused investment bank. Our team of senior professionals delivers a wide array of strategic advisory, shareholder advisory, ... PJT Park Hill, private fund advisory and fundraising services for alternative investment managers, including private equity funds, real estate funds and hedge funds.… more
- AmeriCU Credit Union (Rome, NY)
- Financial Advisor The range for this position: Base Salary $75,000 for the first 12 to 15 months. After initial ramp up period, salary of $40,000 + commissions, ... AmeriCU Credit Union is in search of a Financial Advisor who aligns directly with our mission to provide...of AmeriCU Credit Union. Actively solicit new and existing investment portfolios and insurance solutions and deliver advice-based solutions… more
- Morgan Stanley (San Francisco, CA)
- …Associate Director works with the Financial Advisor / Private Wealth Advisor to create customized investment plans for clients, creates reporting on ... Supports Financial Advisor / Private Wealth Advisor in meetings to discuss investment strategy...65 (RA) Additional product licenses may be required Strong compliance record Knowledge/Skills Enjoys working with people and solving… more
- Deutsche Bank (New York, NY)
- …As a/an AFC & Compliance officer, you will (be): Acting as AFC advisor for DWS including Sanctions & Embargoes Main responsibility with regard to rollout of new ... Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer)...of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our… more
- Bank of America (Houston, TX)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Meta (Menlo Park, CA)
- Product Risk & Compliance is a product organization that delivers compliance . They enable innovation by ensuring Meta has met our obligations and efficiently ... help all of Meta build quality products that incorporate compliance through all stages of the product development lifecycle....act as both a financial business partner and strategic advisor to the leadership team. This role will offer… more
- Larson Maddox (Chicago, IL)
- …of relevant compliance experience in the financial services or trading industry; investment advisor experience preferred Knowledge of the 1933 & 1934 Act, ... external audits, including annual and regulatory reviews. Provide expert advice on investment -related compliance issues and respond to inquiries involving FINRA… more
- Ameriprise Financial (Roseville, CA)
- …Service Associate, you will provide dedicated support to high producing advisor (s) by preparing portfolio materials for client meetings, leverage your analytical ... level by applying to join our team today! Key Responsibilities: Assist advisor (s) in servicing clients including preparing financial plans, conducting investment … more
- Infosys Limited Digital (Bridgewater, NJ)
- …on a variety of business consulting engagements such across Wealth Management, Asset Management, Investment Banking and Trading. You will take up a range of roles in ... to Portfolio Management Machine Learning driven personalization - life events, investment ideas, service alerts and assessment of client attrition risk Virtual… more
