- Unknown (Boston, MA)
- …Evergreen Product Operations About the Company Renowned private markets investment specialist Industry Venture Capital & Private Equity Type Private ... associated with the Investment Company Act, the Investment Advisers Act, Securities Act, and ...investment , structuring, product development, client service, or the operations of SEC-registered investment companies and separately… more
- City National Bank (Newark, DE)
- * INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- TD Bank (New York, NY)
- …in a highly focused boutique-type operation, while being part of a major global investment dealer. Confidence in our US operations stems from the recognition of ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is...of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...focused operation, while being part of a major global investment dealer. Confidence in our US operations … more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- JPMorgan Chase (New York, NY)
- Join JP Morgan's Corporate & Investment Bank and play a pivotal role in the execution of complex, market-leading structured products. As a Documentation ... Specialist , you'll be at the heart of a team...the opportunity to work on a wide variety of securities transactions, collaborate with multiple departments, and develop your… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Markets **Reports to:** Director, Financial Crime Risk Oversight, ... TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... needed for the role + Basic knowledge of cash operations and the prescribed operating procedures, safety, security, and...children) may not own shares of mutual funds, unit investment trusts or ETFs that have a policy, as… more
- PNC (Baltimore, MD)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior, you will support investment advisory...subsidiaries of PNC that are registered with the US Securities and Exchange Commission (SEC). Your primary role will… more
- Wells Fargo (St. Louis, MO)
- …and foreign exchange + Knowledge and understanding of financial services or investment banking operations + Experience managing complaints and objections ... to grow. Join us! **About this role:** Wells Fargo is seeking a Escalations Specialist - Registered **In this role, you will:** + Participate in researching and… more
- Wells Fargo (Charlotte, NC)
- …with outstanding talent. It all begins with you. **Wells Fargo Wealth & Investment Management** Wells Fargo Wealth & Investment Management provides clients ... access to some of the United States' leading providers of financial and investment services. Through WIM's businesses, we deliver a full range of personalized wealth… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... possibilities **We Want to Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be the primary point of contact for existing… more
- Citizens (Johnston, RI)
- …in our Contact Center. Candidates will be part of an integrated Investment Operations workforce and collaborate with departments responsible for ... Description The role of Wealth Management - Wealth Ops Specialist - Contact Center provides candidates with an introduction into the world of Investments Products via… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Wells Fargo (Charlotte, NC)
- …Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more ... Advisors Financial Network + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor risk and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
