- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …with anti-money laundering (AML), Bank Secrecy Act (BSA), Know Your Customer ( KYC ), and Office of Foreign Assets Control (OFAC) regulatory requirements. This ... (60%) + Lead execution of Customer Due Diligence (CDD) standards including CIP, KYC , CDD, and EDD. + Develop and maintain 1LOD procedures, guides, and tools… more
- SMBC (Jersey City, NJ)
- …with key stakeholders from various internal bank departments such as KYC , Sanctions, Financial Intelligence Unit, Data Analytics, Program Management, Risk and ... FCC M&T results and related metrics to SMBC's Senior Management. + Proactively identify training opportunities for the FCC M&T staff. + Foster a culture of strong… more
- JPMorgan Chase (Plano, TX)
- …process improvements. Key responsibilities include reviewing documentation, conducting risk assessments, training junior staff, and supporting audits. The KYC ... compliance and elevating client experiences, Client Service Associates in the Wholesale KYC Organization set the standard for trust and efficiency. With expert… more
- EverBank (Islandia, NY)
- **Digital Account Operations Specialist ** The Digital Account Operations Specialist is responsible for the review and decisioning of new client applications and ... applications according to regulatory requirements related to Know Your Customer ( KYC ), Customer Identification Program (CIP), and Office of Foreign Assets Control… more
- Pegasystems (New York, NY)
- FS Application Sales Specialist Job Category: Sales Location: US - Massachusetts - Remote | US - New York - Remote | US - North Carolina - Remote | US - Texas - ... evolution of the software industry as a Strategic FS/Banking Application Sales Specialist . Every business/industry/company is looking to modernize the way they work.… more
- MUFG (Irving, TX)
- …details. Reporting to the Enhanced Due Diligence (EDD) Manager, the BSA Specialist III is responsible for performing independent Quality Control review and analysis ... effectively interact with customer relationships. Assist management in mentoring, coaching, training ; acting as a resource for other Specialists. Provides technical… more
- Wells Fargo (Austin, TX)
- …Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Fiduciary Specialist Working at Wells Fargo | Jobs and Careers at Wells Fargo ... not limited to, distributions, account maintenance, account opening and closing, KYC requirements, annual account reviews, and management of overdrafts. + Identify… more
- Wells Fargo (Charlotte, NC)
- …Asset Backed Securitization. Wells Fargo is seeking a Business Relationship Support Specialist to assist the SPG Banking deal teams with deal execution ... origination bankers, middle office, operations, and compliance teams + Ensure AML/ KYC processes are completed for new borrowers/issuers and maintained for ongoing… more
- Citigroup (San Antonio, TX)
- …strategies to help them meet their goals. As an Investment Account Support Specialist SAFE Act within Citi Wealth Investment Services, you will be responsible for ... to make investment decisions on their own. In depth training and resources will be provided to ensure you...account maintenance requests and other service inquiries while ensuring KYC /AML and other compliance norms are adhered to. +… more
- TD Bank (Mount Laurel, NJ)
- …data integration, and report generation. + Understanding on Mantas and AML KYC Risk calculations, behavior detection Scenario logic and alert post processing logic ... your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an… more
- MUFG (Irving, TX)
- …financial crime and compliance systems. + Sound knowledge on AML data including KYC , customer, account and transactional data. + Proven track record of strong ... health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid… more
- PNC (Cleveland, OH)
- …contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management ... Some responsibilities may be performed remotely, at manager's discretion. The KYC Office is a centralized advisory team responsible for setting enterprise-wide… more
- Grant Thornton (Charlotte, NC)
- …required. Desired certifications include the Certified Anti-Money Laundering Specialist (CAMS), the ACAMS Certified Advanced Anti-Money Laundering (AML) ... Audit Specialist (CAMS-Audit), CRCM, ACFCS, PMP, and/or the CPA certification....+ Extensive experience working with and providing advice on KYC / AML and OFAC Sanctions programs. + Solid… more
- Robert Half Accountemps (San Francisco, CA)
- …your expertise in anti-money laundering (AML) and Know Your Customer ( KYC ), fraud investigation, and transaction monitoring to safeguard our organization against ... role. * Strong knowledge of anti-money laundering (AML), know your customer ( KYC ), and fraud investigation methodologies. * Proficiency in using fraud detection… more
- Capital One (Mclean, VA)
- …The AML Senior Investigator III is responsible for the direct supervision, development, training , and education of a team of investigators. The associate is also ... management in a timely manner + Conduct, review, and evaluate findings using AML/ KYC /CIP knowledge + -Subject Matter Expert (SME) in AML; provide direction and… more
- Santander US (Boston, MA)
- …of wealth, source of funds, and reputational risk reviews. + Oversee KYC onboarding processes, ensuring compliance with broker-dealer and regulatory requirements. + ... including negative news searches and ongoing risk assessments. + Provide AML training and awareness specific to the HNW/UHNW client segment for relationship managers… more
- Deloitte (Tampa, FL)
- …and accelerate their path to value creation. Work You'll Do As a Project Delivery Specialist on the project, you will support the development and delivery of a data ... for enhancement, support live interagency counter threat finance focused investigations, deliver training course instruction to end users, and serve as the primary… more
- City National Bank (Los Angeles, CA)
- *MIDDLE OFFICE CLIENT SUPPORT SPECIALIST * WHAT IS THE OPPORTUNITY? Middle Office is a position that will develop and lead all aspect of strategic planning, maintain ... & Trade Finance - Responsibilities * Support CIS and KYC for clients and related parties * Request third...of operations management, client service management, documentation, or client training experience required * Minimum 2 years of experience… more
- MUFG (Tempe, AZ)
- …or the Financial Conduct Authority in the UK); know your customer ( KYC ) laws, rules, and regulations; surveillance (transactions); Market Abuse Regulation (EU); and ... best practices + Encouraging business-level program documentation, contributing to training materials and KPI/performance reporting to support business-level program… more
- City National Bank (Charlotte, NC)
- …implement corrective actions and track gap remediation. * Develops and presents training to assist in gap remediation and required enhancements. * Communicates and ... years of experience in a BSA/OFAC specific role (such as those involving KYC , EDD, financial crime investigations, compliance) at a financial institution * ACAMS… more
