- TIAA (Dallas, TX)
- …+ Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series 63 and ... 65 + Series 24 (Securities Principal) license **Preferred Qualifications** + 7 + years of experience in wealth management or financial services +… more
- Wells Fargo (Mclean, VA)
- …experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... Financial Advisory Senior Area Manager in Wealth and Investment Management as part of Wells Fargo Advisors. For additional...18 months of experience functioning as a registered representative, Series 7 , within the five-year period immediately… more
- Ventura County (Ventura, CA)
- …to employees in this classification who possess and maintain a valid, current CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9/80 ... clerical staff. DISTINGUISHING CHARACTERISTICS: Each successive level in the Accountant series is distinguished by scope of independence and responsibility. The… more
- Bank of America (Merrillville, IN)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Wealth Management Specialist - NR Merrillville, Indiana **To proceed... + Process Simplification + Reporting **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- TIAA (Dallas, TX)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Wealth Management Advisor** Supported with a robust array of...66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified… more
- Citigroup (New York, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... The Wealth Mgmt Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and...Series 66); Series 9 + Series 10 (or Series 24, Series… more
- Vanguard (Charlotte, NC)
- …requires a regulatory license and/or registration (eg FINRA, state, SFC), the SIE, Series 7 and 63/65 or 66. Certain professional designations may be used in ... As the dedicated point of contact to our Wealth Management clients who hold between $5-25M in Vanguard assets,...Compliance based on role-specific duties. + The SIE & Series 7 are required prior to starting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series ... a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred...grandfathering cannot be applied. + Required to have a Series 7 , 24 (within 90 days of… more
- Wells Fargo (San Diego, CA)
- …years of leadership experience + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10 and 63 exams or 7 , 9/10 and ... role:** Wells Fargo is seeking a Market Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas and… more
- Veterans Affairs, Veterans Health Administration (West Haven, CT)
- …40 hours per week. Responsibilities The Registered Nurse (RN) Quality Management (QM) Consultant has position responsibilities that demonstrate experience, and ... The RN QM Consultant is assigned responsibility for their assigned quality management program area activities for the Medical Center and all off-site locations.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... a diverse group of advisory teams with guidance provided by senior coaches and management . May lead defined work or projects of fundamental scope and complexity, as… more
- JPMorgan Chase (New York, NY)
- …software applications for efficient data management and reporting. + Must hold FINRA Series 7 and one or more of the following licenses: FINRA Series ... Join JP Morgan Asset & Wealth Management , a global leader in investment management...precision and clarity. **Required Qualifications, Capabilities, and Skills:** + 7 years of experience in the securities/investment industry, with… more
- JPMorgan Chase (Portland, OR)
- …and problem-resolution skills. + Familiarity with office software applications. + Must hold FINRA Series 7 and one or more of the following licenses: FINRA ... JP Morgan Asset & Wealth Management delivers industry-leading investment management and...from oversight groups. **Required Qualifications, Capabilities, and Skills:** + 7 years of experience in the securities/investment industry. +… more
- Wells Fargo (Hesperia, CA)
- …that may include most Saturdays * Adherence to Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series ... Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- Wells Fargo (Lynwood, CA)
- …that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
- US Bank (Nashville, TN)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... and committed to our clients and employees. At Wealth Management from US Bank and US Bancorp Investments, we...your practice and build a rewarding career. The Wealth Management Advisor position is the investment, investment planning, and… more
- JPMorgan Chase (New York, NY)
- …effectively with clients and team members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained within 60 ... needs. As a Private Wealth Associate in Chase Wealth Management , you will offer comprehensive financial planning and advice...a condition of employment + A valid and active Series 66 (63/65) license is required or… more
- JPMorgan Chase (San Ramon, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... a Private Client Investment Associate in JP Morgan Wealth Management , you will be tasked with delivering exceptional client...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- JPMorgan Chase (Westerville, OH)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, ... to the primary Private Client Advisor(s), within JPMorgan Wealth Management . As a Private Client Investment Associate within JPMorgan...Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting… more
- Wells Fargo (Mount Pleasant, SC)
- …that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series ... peers in Business Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the previously identified needs and goals, consistent with… more