- Raymond James Financial, Inc. (Denver, CO)
- The Fraud Governance Manager plays a key role in the oversight and strategic coordination of the firm's fraud risk management framework. This role is responsible for ... **Knowledge of** + Fraud risk governance frameworks and regulatory expectations (eg, BSA/ AML , Reg E, Reg S-ID). + Enterprise risk management principles, including… more
- Raymond James Financial, Inc. (Denver, CO)
- The Fraud Monitoring Manager is responsible for leading a high-performing, production-based team focused on fraud surveillance, alert review, case investigation, and ... Analytics, Compliance, Legal, Operations, Technology) and external partners (eg, financial institutions, law enforcement) to support investigations and recovery… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution for audits covering ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- KeyBank (Amherst, NY)
- …and retention risk. Works independently with limited supervision from manager . Working investigations or reviewing for quality alerts while verifying/validating ... customer information and transaction activity via internal and external systems, based on scenario or customer type. Demonstrate strong investigative/analytical skills and be able to formulate and clearly articulate a supportable rationale behind the outcome… more
- Capital One (Mclean, VA)
- Audit Manager , FCC/ AML Capital One's Audit function is...combination + At least 3 years of experience in financial crimes compliance + At least 3 years ... opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit team,...our Audit team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. This role… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational ... of Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes … more
- Meta (New York, NY)
- …investigative tools and processes 14. 3+ years experience in managing a financial crimes investigations team 15. Experience leading cross-functional projects, ... with international and US Anti-Money Laundering laws and regulations. **Required Skills:** AML Transaction Monitoring FIU Manager Responsibilities: 1. Apply … more
- Bank of America (Charlotte, NC)
- …1 year experience with AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at ... GFC Investigator (Brokerage - AML /Fraud) Phoenix, Arizona;Pennington, New Jersey; Plano, Texas; Dallas,...grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager -...levels of the organization. + Knowledge of anti-money laundering ( AML ) and related AML legislation + Proficiency ... ensure they are addressed appropriately **Specific Responsibilities to Role:** The Global Financial Crimes ("GFC") Process Manager under supervision, assists… more
- Bank of America (Charlotte, NC)
- …analysis, research, and investigations in diversified compliance operations aligned to the bank's Financial Crimes Enterprise Policy and the Financial ... Operations Control Analyst - AML Specialty Operations Charlotte, North Carolina **To proceed...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... the establishment and maintenance of a robust Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) risk management program. This position is directly responsible for the… more
- New York State Civil Service (Albany, NY)
- …AFC Specialist, Certified Anti-Fraud Specialist, Certified Global Sanctions Specialist, Advanced AML Audit Certification, Advanced Financial Crimes ... Financial Services, Department of Title Virtual Currency Financial Crimes Risk Associate ( Financial ...years must have been at a supervisory level:* Evaluating financial institution financial crime risk (BSA/ AML… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal ... initiatives, requirements, issues or concerns related to BSA, AML , KYC and OFAC so that timely and necessary...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National… more
- MUFG (Irving, TX)
- …capabilities for MUFG. One of several key positions in the new Global Financial Crimes Division Operations function, this position will be responsible for ... banking regulators and enforcement staff + Thorough understanding of an effective financial crimes risk management framework + Demonstrated ability to manage… more
- Capital One (Mclean, VA)
- Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit team, the...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- Truist (Baltimore, MD)
- … activity; and when appropriate files suspicious activity reports (SARs) with Financial Crimes Enforcement Network (FinCEN), part of the US Department ... of Treasury and/or refers matters to Truist's Financial Crimes Program Management for review and...and is a critical touch point within the entire BSA/ AML function. ESSENTIAL DUTIES AND RESPONSIBILITIES 1. Conduct timely,… more
- City National Bank (Wilmington, DE)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...Qualifications* * Model risk management experience * Tuning/testing of financial crimes screening models * Experience with… more
- Truist (Richmond, VA)
- …in line of business relationship management and risk monitoring. Additionally, the Sr. Audit Manager - Financial Crimes area of responsibility will be annual ... States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the delivery of… more
- TD Bank (Greenville, SC)
- …planning and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML / Financial Crimes experience is a plus **Physical Requirements:** Never: ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …on availability and individual circumstances._** **Job Description Summary:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... related projects or initiatives + 3 years experience working in a AML / Financial crime environment **Customer Accountabilities:** + Oversees a function of… more