- TD Bank (Charlotte, NC)
- …professional judgment regarding responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager ** **will lead assigned ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will...in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development… more
- TD Bank (Wilmington, DE)
- …of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager Business Management Lead oversees and leads a large and/or highly ... guidance and training to 1st line teams on control expectations and exam readiness. + Experience building strong relationships with internal partners, including… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
- TD Bank (Charlotte, NC)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, ... and reporting on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate ...in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- American Express (Phoenix, AZ)
- …technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance, operational, data, and technology risks, ensure ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- City National Bank (Phoenix, AZ)
- *ECM GOVERNANCE PROGRAM MANAGER * WHAT IS THE...and risk and problem areas * Support and facilitate audit and regulatory exam activities related to ... within Change Risk and Product Risk Management. The Enterprise Risk Program Manager is responsible for providing advisory and oversight for Change Risk and… more
- Citizens (Westwood, MA)
- …and fostering strong relationships with Independent Risk Management and Internal Audit . Implementing change governance risk assessment processes for ... Description The Senior Risk Manager , Enterprise Payments Strategy is a pivotal role...policies and applicable regulatory requirements and expectations, securing favorable exam outcomes through robust exam management protocols,… more
- American Express (Phoenix, AZ)
- …to enhance committee governance and risk oversight. + Collaborate with legal, audit , and risk teams to ensure governance practices align with enterprise risk ... audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE)… more
- American Express (New York, NY)
- … Governance , and other stakeholders to perform the review and ensure robust governance . **The responsibilities of the QA Manager include, but are not limited ... impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance ...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others.… more
- Truist (Raleigh, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM).… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... Planning & Governance Office. Reporting to the head of T&I Regulatory...drive T&I remediation improvements. * Lead engagement with internal audit , external regulators, and business units to ensure strong… more
- American Express (Sunrise, FL)
- …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... is a newly formed team which will centralize the management, guidance, and governance of ECMX-required activities in support of core operational risk and control… more
- TD Bank (Jacksonville, FL)
- …management in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned professional role ... experience **Customer Accountabilities:** + Leads the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and… more
- TD Bank (New York, NY)
- …Portfolio Management and key stakeholders: assist with leading surveillance oversight / governance committees for Communications Surveillance; report on the status of ... outages) are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance… more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- US Bank (Minneapolis, MN)
- …including change triggers and change risk, ie changes in environment, laws/rules/regs, audit / exam findings for development of new or changes to existing ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- TD Bank (Mount Laurel, NJ)
- …**risk management across TD's corporate functions and business units.** The Senior Manager will drive governance activities and committees for fraud, insider ... and presentations, membership and minutes, as well as leads Audit / Regulatory and Exam Management for...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (Richmond, VA)
- …by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts ... Senior Manager , Compliance Advisor - Credit Card The Senior...consistency and adequate Compliance Risk Management + Participate in governance activities, including: Compliance Requirements, Compliance Risk Assessments, Business… more
- City National Bank (Los Angeles, CA)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY?...processes, procedures, and controls to adhere to operational risk governance requirements * Review and challenge 1LOD risk acceptances… more
- JPMorgan Chase (Plano, TX)
- …pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior stakeholders and drive ... impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control Management team, you...team, you will support the LE Oversight and Control governance framework. You will partner with Lines of Business… more