- Deloitte (Atlanta, GA)
- … services are focused on engagements related to independent External Audit services , Accounting, Controls & Reporting Advisory , and Specialized Assurance & ... and opportunities that come with innovation. From evaluating system controls to advising on compliance , you will be part of a team that drives resilience, trust, and… more
- Emerald Resource Group (Cleveland, OH)
- …practice leaders while also demonstrating leadership to hold each Advisory service accountable and incentivized to drive efficiency. Services and operational ... company that includes Financial Advisory Forensic Consulting, Private Equity Advisory , Risk Advisory , Valuation, and ARC Accounting is looking… more
- TD Bank Group (New York, NY)
- …to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will ... provide support to the overall Markets Advisory Compliance team helping with large projects... policies and procedures for covered business areas. Conduct compliance risk assessments to ensure effective business… more
- Protiviti, Inc. (Seattle, WA)
- …skills in all areas of evolving technology. Senior Consultants in Technology Audit & Advisory work with clients to assess, identify risk , advise, and consult on ... JOB REQUISITION Seattle Technology Audit & Advisory Senior Consultant LOCATION SEATTLE ADDITIONAL LOCATION(S) JOB...field). 2+ years working in internal audit, consulting, assurance services , risk and control programs, or related… more
- USAA (Phoenix, AZ)
- …to top-level executive leadership from large and complex Financial Services /Sub- Advisory organizations to build and provide comprehensive relationship ... sales and operational controls of strategic accounts to ensure appropriate adherence to risk and compliance . Maintains knowledge of industry trends and each… more
- MUFG Bank, Ltd. (Irving, TX)
- …(SME) on all matters for AML/BSA compliance for MUFG. Responsibilities Provides full advisory services to First and Second Lines of Defense on all applicable ... details. Responsible for providing AML, BSA, USA PATRIOT Act compliance support to an assigned function. This role will...money laundering risk , to including but not limited to the Bank… more
- Weaver (Dallas, TX)
- The Weaver Experience Weaver is a full- service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. ... to join our Attest specialization team in the Governance, Risk , and Compliance (GRC) department. Our GRC...focus on IT functions in this role. Our GRC Services include Sarbanes-Oxley (SOX) Compliance Monitoring, SOC… more
- State Street Corporation (Boston, MA)
- …financial institution. Qualifications: Demonstrated global experience with compliance risk management skills in financial services related to investment ... risk , trading risk ) and non-financial risk ( compliance risk , model ... services and investment advisory . Ability to evaluate and interpret the law, regulations,… more
- C. Winchell Agency (New York, NY)
- …at leading investment firms and global corporations, taking on both strategic advisory and project-driven responsibilities. Candidate will bring a strong blend of ... multiple priorities and complex, global client base. Transaction Due Diligence, M&A Services and Special Projects - Project manage full transaction processes within… more
- Capital One (Arlington, VA)
- …Bachelor's Degree or military experience At least 5 years of experience working in risk management, audit, or compliance At least 2 years of experience in ... working with data languages At least 1 year of experience using Governance, Risk , and Compliance software tools Preferred Qualifications: 7+ years of experience… more
- Takeda Pharmaceutical Company Limited (Cambridge, MA)
- …digital and technology-driven initiatives. Assists in developing materials for USBU Risk , Ethics and Compliance Committee (RECC) meetings including external ... ensure ethical behaviors, which plays a fundamental role in risk mitigation. You will also be a key forward-thinking...unit activities, such as field rides, speaker programs and advisory boards. Researches and responds to compliance … more
- Fidelity Investments (Boston, MA)
- …oversight of various aspects to Fidelity's registered and private funds and investment advisory services ; Support the alternatives compliance review of ... various aspects of Fidelity's registered and private funds and investment advisory services , including liquid alternatives, business development companies, hedge… more
- Jefferies (Jersey City, NJ)
- …Experience & Skills: Bachelor's degree 7-10 years of AML, Sanction and KYC compliance experience at a global financial services firm focused on institutional ... Job Description The AML Compliance Group is responsible for the coordination of...responsible for, but not limited to, the following: Providing advisory guidance with respect to the Firm's Customer Identification… more
- Crdit Agricole CIB (New York, NY)
- …Regulatory Compliance ("ICBRC")- Americas is responsible for the regulatory Advisory function and the CMG function (dedicated to management of conflicts of ... large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking… more
- HORNE (Tampa, FL)
- HORNE is a professional services firm founded on a cornerstone of public accounting. As a top 25 business advisory firm, our team members serve clients from ... offices and project locations across the nation and Puerto Rico. Our Government Services practice is at the forefront of economic recovery programs nationwide with… more
- Corebridge Financial (Woodland Hills, CA)
- …company procedures, providing expertise and guidance to the investigation team on compliance matters. Risk Assessment: Identify, assess, and mitigate risks ... Risk , Legal, Distribution, and Operations to ensure a comprehensive approach to compliance and risk management. Reporting and Metrics: Develop and track key… more
- Edelman Financial Engines (Fairfax, VA)
- …Financial Engines(R) is a registered trademark of Edelman Financial Engines, LLC. All advisory services provided by Financial Engines Advisors LLC, a federally ... our clients. We are looking for someone with financial services experience to help us deliver outstanding service...systems that will assist in future client interactions Maintain risk awareness and compliance ; identify problems in… more
- Sotera Health Services, LLC (Itasca, IL)
- …is a leading global provider of mission-critical sterilization and lab testing and advisory services for the healthcare industry. With a combined tenure across ... Regulatory Affairs oversees the quality system and uses a risk based approach to ensure regulatory compliance ...leader in outsourced microbiological and analytical chemistry testing and advisory services for the medical device and… more
- Sumitomo Mitsui Financial Group, Inc. (New York, NY)
- …The North America Project Finance Group is a leading banking franchise providing advisory , structuring, and lending services to large strategic investors and ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Cherry Bekaert (Elgin, IL)
- … advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, cybersecurity, tax, ... Cherry Bekaert has been proudly providing Accounting and Advisory services to our clients for...market. The successful candidate will manage the client's tax compliance needs, anticipate tax and business issues, and recognize… more