- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background required (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- First Horizon Bank (Asheboro, NC)
- …and prepare cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed, by determining if ... client is low or potentially high risk or if account closure is recommended. + Onboarding - Review and Analyze prospect client(s) prior to onboarding. + Perform… more
- Highmark Health (Austin, TX)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more
- Assistance Plus (Benton, ME)
- …ME Position Type Full Time Salary Range $38.50 - $45.50 Hourly Description The Risk Analyst/ Compliance Officer (RA/CO) is responsible for overseeing and ... Compliance Officer Job Details Job Location... Compliance Officer Job Details Job Location 11 East Street...and all HIPAA regulations. This position would assist with risk management and policy development for all programs. The… more
- KeyBank (Cleveland, OH)
- …a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... The Compliance Officer will be...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- AON (St. Peter, MN)
- …: Manage and maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory ... maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory updates, identify… more
- Citigroup (Getzville, NY)
- …of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing elements of ... the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... Banking Advisory and Capital Markets) as well as Legal and Compliance colleagues regarding Information Barriers, Wall Crossing Procedures, Sensitive Information and… more
- KeyBank (Buffalo, NY)
- …of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to ... business and commercial deposits. As subject matter expert, the Commercial Compliance Officer will provide consultative advice, perform oversight activities,… more
- Pioneer Bank (Albany, NY)
- … & Risk Management Associate LOCATION: Headquarters REPORTS TO: Assistant Compliance Officer CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 40 ... and Risk Management Associate will assist the Assistant Compliance Officer and/or SVP Compliance & Chief Risk Officer in managing all… more
- Anthony Jordan Health Corp (Rochester, NY)
- …Health is now seeking aRisk Management Specialistwho, under the guidance of the Chief Compliance & Risk Officer , is primarily responsible for managing the ... RISK MANAGEMENT SPECIALIST ROCHESTER, NY (http://maps.google.com/maps?q=214C+Lake+Avenue+ROCHESTER+NY+USA+14608) * Corporate Compliance Apply Job Type Full-time Description The health services… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- Pioneer Bank (Albany, NY)
- … Risk Management Associate LOCATION: Headquarters REPORTS TO: Senior Vice President - Compliance & Chief Risk Officer CLASSIFICATION: Full Time, Non ... applicable laws and regulations. *With oversight from the SVP - Compliance and Chief Risk Officer , provides guidance Pioneer's management and staff regarding… more
- Texas Tech University (Lubbock, TX)
- …** Risk & Controls** * Supports and enhances system-wide risk management with the Risk & Compliance Officer and compliance officer at each ... compliance matters-including IT, enterprise systems, cybersecurity, and compliance risk . * Monitors and reports on...assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. *… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more