- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role in identifying… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Wealth and Investment Management Operations team. ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist **In this role, you will:** + Participate in low to moderately complex ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
- Wells Fargo (St. Louis, MO)
- Wells Fargo is seeking a ** Securities Operations Specialist ** in Business Operations in Alternative Investments as part of Transactions & Processing ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We're looking for a ** Securities Operations Specialist III** to join our Trust & Custody PCS team in Minneapolis, MN! In this role, you'll ... or equivalent + At least 5 years of experience in customer service, operations , financial services or business processing + Securities industry experience… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... School Diploma or equivalent + 3+ years of experience in customer service, operations , financial services or business processing + Strong attention to detail and… more
- City National Bank (Los Angeles, CA)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... 4 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Ability to perform research… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- SMBC (Charlotte, NC)
- …**Role Description** SMBC Capital Markets, Inc. is seeking to hire an intern IT Operations specialist within its DevOps group. This is an important role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and overseeing the… more
- The Hartford (Hartford, CT)
- …too. Join our team as we help shape the future. HIMCO - Business Operations Specialist Hartford Investment Management Company (HIMCO) is a team of investment ... Specialist , Business Operations - VKSPH1 We're...experience preferred + Fundamental understanding of investment products and securities operations + Basic understanding of technology,… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as an SME on all aspects of our managed account model management, trading platform, annuity operations as well as all ... associated custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our Portfolio Administration… more
- HSBC (Jersey City, NJ)
- …of the Syndicate Operations function within MSS Ops, the New Issue Syndicate Operations Specialist plays a key role in supporting the issuance of HSBC ... with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: + Supporting the...and Global partners to ensure proper depository alignments of securities , with follow up and clearance on fails, and… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...work experience + Must have the ability to obtain securities and insurance licenses Benefits: + Health/Dental/Vision Insurance, Paid… more
- Wesleyan University (Middletown, CT)
- …Reporting to the Director of Operations and Investments, the Investment Operations Specialist will work alongside an eight-person investment team overseeing ... reporting, and document administration. Responsibilities Include: All aspects of investment operations , including: + Perform daily reconciliations of cash and … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Funding Operations team as a part of Corporate ... Investment Banking Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... Investment Banking Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more