• Senior Securities Operations

    Wells Fargo (St. Louis, MO)
    …onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services , structured loan operations ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part...operations experience + 2+ years of wealth customer service experience + 2+ years of project oversight and… more
    Wells Fargo (07/31/25)
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  • Securities Operations

    Wells Fargo (Salt Lake City, UT)
    **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...the End to End of scheduling process across Brokerage Services Contact Center within the Investment Client Contact Center… more
    Wells Fargo (07/22/25)
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  • Securities Specialist - Trust…

    Commerce Bank (Kansas City, MO)
    …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... combination of education and experience required + 2+ years of Financial Services Industry related experience with securities knowledge preferred For individuals… more
    Commerce Bank (07/23/25)
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  • Vice President, Ratings Advisory - TD…

    TD Bank (New York, NY)
    …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...provides a wide range of capital market products and services to corporate, financial sponsor and institutional clients. The… more
    TD Bank (07/29/25)
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  • Principal Auditor (Experienced Senior Auditor),…

    Capital One (New York, NY)
    …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
    Capital One (06/01/25)
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  • Investment Operations Specialist

    City National Bank (Los Angeles, CA)
    *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
    City National Bank (07/23/25)
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  • Surveillance Operations Analyst (Financial…

    New York State Civil Service (Albany, NY)
    NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational ... innovation; and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and… more
    New York State Civil Service (05/31/25)
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  • Treasury Operations Specialist

    Robert Half Finance & Accounting (New York, NY)
    Description Robert Half Financial Services is recruiting for a Treasury Operations Specialist role for a boutique International Bank located in midtown ... Operations experience at a Bank, with knowledge of Securities /Repo Settlements and SWIFT, Kondor or Calypso systems. This...Bachelor Degree in Finance or related subject This Treasury Operations Specialist role is located in midtown… more
    Robert Half Finance & Accounting (07/02/25)
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  • Lead Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    …client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement services , structure loan operations ... role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security...which is a part of Corporate and Investment Banking Operations Shared Services team. Security Master Ops… more
    Wells Fargo (07/29/25)
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  • Broker-Dealer Operations Specialist

    Guardian Life (Holmdel, NJ)
    The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
    Guardian Life (07/08/25)
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  • Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
    Wells Fargo (07/26/25)
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  • Operations Specialist

    Hantz Group (Southfield, MI)
    Operations Specialist Hantz Group is a...and over 600 employees. We offer a multitude of services tailored to each individual client. We deliver a ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
    Hantz Group (07/05/25)
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  • Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    …payments, customer service , project support, funding operations , custodial operations , securities settlement services , structured loan operations ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
    Wells Fargo (07/25/25)
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  • Capital Markets Operations

    Truist (Atlanta, GA)
    …supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within Capital Markets Operations . Major responsibilities ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
    Truist (07/26/25)
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  • Global Cybersecurity Operations Execution…

    MUFG (Tampa, FL)
    …team will provide more details. **Job Summary** The Global Cybersecurity Operations Execution Specialist supports the execution of cybersecurity strategy ... of a mature cyber risk management framework under the Global Security Operations Center. This role involves collaborating with various teams both domestically and… more
    MUFG (06/17/25)
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  • Custody Operations Specialist - Memo…

    US Bank (Milwaukee, WI)
    …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
    US Bank (07/26/25)
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  • Senior Manager, Data Architecture (Financial…

    New York State Civil Service (Albany, NY)
    Services , Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category Financial, Accounting, ... innovation; and preserving the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and… more
    New York State Civil Service (05/31/25)
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  • Specialist , Operations - Corporate…

    Charles Schwab (Orlando, FL)
    …Bankruptcies, Distributions, Proxy and Class Actions for Custody and Asset Services . Corporate Actions is dedicated to leading a culture that delivers ... valued and engaged. What you'll do: The Corporate Actions Specialist is responsible for timely and accurate processing of...for timely and accurate processing of corporate actions on securities held by our clients. In this role you… more
    Charles Schwab (07/30/25)
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  • Credit Operations Fulfillment…

    Truist (Greensboro, NC)
    …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... education and related training. 2. Five years of banking or financial services experience in lending. 3. Experience in reviewing, approving and preparing loan… more
    Truist (06/18/25)
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  • Financial Crime Risk Oversight Specialist

    TD Bank (New York, NY)
    …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
    TD Bank (07/02/25)
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