- Citigroup (Tampa, FL)
- …Resolve complex process problems which require an in-depth evaluation of basic securities processing procedures and industry standards + Offer advanced solutions ... to facilitate the clearance, settlement, and investigation of client securities transactions while simultaneously providing excellent client service...for assigned securities processing areas + Provide guidance and… more
- Wells Fargo (St. Louis, MO)
- …operational processes including client account onboarding, cash payments, customer service , funding operations, custodial operations, securities settlement ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and Investment… more
- Wells Fargo (Salt Lake City, UT)
- …operational processes including client account onboarding, cash payments, customer service , funding operations, custodial operations, securities settlement ... all begins with you. **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of Wealth and Investment Management… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is committed to providing fair ... for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and services… more
- MUFG (Tampa, FL)
- …one day. A member of our recruitment team will provide more details. Trade Services Operations Compliance Analyst position is located in Tampa, Florida. This unique ... Flag reviews, analyzing and dispositioning OFAC/Sanctions alerts, and Performing Post Processing reviews (Quality Assurance). Staff in this team has extensive… more
- US Bank (Milwaukee, WI)
- …- Three to five years of experience in securities operations, accounting, trade processing and customer service activities Preferred Skills/Experience - ... one of the client's primary contacts, delivering a high level of customer service . Manages daily account administration with focus on daily and future cash… more
- MUFG (Tampa, FL)
- …Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating to trade finance documents/claims/transactions. **Transaction Processing in ... is responsible for manning **Commercial LC Doc Exams-Discount/Financing Desk** and processing transactions related to Commercial Letters of Credit in Trade… more
- Citigroup (Jersey City, NJ)
- …integrated payments and collections, liquidity management, short term financing and trade finance solutions, and securities services to multinational ... to the partnership with the business. The Head of Trade and Working Capital Technology will be the senior...+ Track the product offering of competitors and related service providers to ensure competitiveness for Citi solutions. +… more
- MUFG (Tempe, AZ)
- …operations and controls, and ensure timely release of transactions + Ensure accurate processing of transactions and proper booking of exposure and release of payment ... Operating procedures are properly executed in accordance along with Standard Service Level Agreement. + Enforcement of all operational procedures and controls.… more
- MUFG (Tampa, FL)
- …applicable internal and HO operational procedures. **Quality Control and Customer Service ** : Provide technical support and guidance to staff members, Account ... system enhancements and internal controls are effected **Verification:** Review transaction processing and pending Queues in multiple systems and platforms and… more
- Broadridge Financial Solutions (Newark, NJ)
- …delivery strategy. This is a cross-functional role that requires knowledge of securities lending lifecycle management, trade support processes, and key market ... middle office, operations, and technology teams. + Conduct regular service and product reviews with clients, addressing trade...Highlight best practices to clients in areas such as trade automation, SFTR compliance, and recall processing ,… more
- Citigroup (New York, NY)
- …for the SES Business, which will ultimately facilitate timely end to end trade processing of Structured Derivatives, and ensure clearance, settlement and ... + Resolve complex process problems which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various SES… more
- JPMorgan Chase (Newark, DE)
- …equity trading desks. **Job responsibilities** + Provide comprehensive client service by addressing inquiries, processing transactions, and troubleshooting ... Join our dynamic team as a Client Service Delivery Associate I and become a vital...our clients. Your role will involve addressing client inquiries, processing transactions, and troubleshooting issues, all while identifying opportunities… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …4 years experience working in the Financial Services industry, preferably in securities processing , mutual fund operations or brokerage operations environment. + ... act as liaison between the client, relationship management and back-office processing operations. Adhere to internal department procedures and deadlines tonsure… more
- Citigroup (Jersey City, NJ)
- …Global Funds Services, is undergoing a multi-year transformation to modernize its trade processing , middleoffice, and fund services applications. This strategic ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Jersey City, NJ)
- …Global Funds Services, is undergoing a multi-year transformation to modernize its trade processing , middle-office, and fund services applications. This strategic ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Wells Fargo (Salt Lake City, UT)
- …operational processes including client account onboarding, cash payments, customer service , funding operations, custodial operations, securities settlement ... responsible for executing and auditing client communications, including statements, trade confirmations, prospectus mailings, and ad hoc client correspondence. The… more
- Insight Global (New York, NY)
- …and Mortgage backed securities - Ability to identify, investigate and resolve trade breaks and discrepancies as well as ensure accurate trade bookings, ... Office in New York, from the negotiations, recordings, and processing of transactions. The role will be to facilitate...operations are processed in a timely manner, which includes trade monitoring, workflow control, and trade validation… more
- Citigroup (Miami, FL)
- Job Description A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client ... service is provided to our ultra high net worth...investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** Provide trade facilitation service to internal and external clients in a call ... within a call center. + Provide order entry and trade facilitation services in general securities . +...verbal communication skills. + Background and understanding in order processing of equities, options, UITs & mutual funds. +… more