- Albany Medical Center (Albany, NY)
- …Work Shift: Day (United States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be responsible for developing and ... adhering to applicable laws, rules and regulations for Albany Medical Center. The Senior Compliance Officer will work closely with the management in order to… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Banco Popular Puerto Rico (New York, NY)
- …Oct 7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. + Establish,… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- BMO Financial Group (Chicago, IL)
- …in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, ... executing, and reporting on test procedures to ensure compliance with regulations and internal policies. Works with business/group and internal partners to ensure… more
- KeyBank (MA)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance … more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to business… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations of allegations… more
- KeyBank (Atlanta, GA)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Tradeweb (New York, NY)
- …https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to- senior level Compliance Officer with ... privacy and ethical AI practices across business operations. This role will champion compliance with global privacy laws (eg, GDPR, CCPA), drive privacy by design in… more
- AdventHealth (Altamonte Springs, FL)
- … Compliance Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the AdventHealth … more
- V2X (Reston, VA)
- …+ Site Safety Coordinator + Occupational Health and Safety Specialist + Safety Compliance Officer Senior -Level (10+ Years Experience) + Site Safety ... with expertise in occupational safety, risk management, and compliance with health regulations, we encourage you to join...Health Officer + Senior Safety Manager + Environmental Health & Safety (EHS)… more