- Capital One Bank (Petersburg, VA)
- Senior Manager, Risk Advisor, Technology and Data Risk...reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management ... of the CISO, the CIO/CTO, and the Chief Data Officer . The CTRO reports to the Chief Risk ...data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add… more
- Capital One Bank (Harrisonburg, VA)
- …operational responsibilities and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management (TRM) organization have ... of the CISO, the CIO/CTO, and the Chief Data Officer . The CTRO reports to the Chief Risk ...data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add… more
- Capital One Bank (Goochland County, VA)
- …operational responsibilities and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management (TRM) organization have ... of the CISO, the CIO/CTO, and the Chief Data Officer . The CTRO reports to the Chief Risk ...data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add… more
- Capital One Bank (Norfolk, VA)
- …reliability engineering, technology data, and risk management professionals who have a wealth of experience and a demonstrated ability to provide value added ... priority at Capital One, with heavy engagement from the Board, the Chief Executive Officer , and the executive committee. By joining TDRM, you will be providing these… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business… more
- KeyBank (Amherst, NY)
- …projects and testing. The ideal candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations, risks and supporting ... to risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads) by handling correspondence, managing ... level managers + Manages day to day calendar(s) of senior management + Coordinates all aspects of executive level...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Raymond James Financial, Inc. (New York, NY)
- …pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), ... the firm's wealth management unit, and Asset Management divisions, serving as...risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- Citigroup (Jacksonville, FL)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management ... activities for discretionary accounts to help ensure adequately designed for regulatory compliance . + Provide oversight and monitoring of business group risk-based … more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties and Responsibilities: + Serve as a core… more
- First Horizon Bank (Memphis, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- Thrivent Financial (Appleton, WI)
- …will help them live the life they want today-and tomorrow. Job Summary The Senior Personal Trust Officer is responsible for the comprehensive administration of a ... client service while fulfilling fiduciary duties. As a trusted advisor, the Senior Personal Trust Officer builds lasting relationships with clients,… more
- Wells Fargo (Minneapolis, MN)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Estate ... begins with outstanding talent. It all begins with you. Wealth & Investment Management (WIM) is one of the...position is not eligible for Visa sponsorship. + Specific compliance policies may apply regarding outside activities and/or personal… more
- Wells Fargo (San Francisco, CA)
- …Managed Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Estate Trust Officer - Senior Fiduciary Specialist in ... HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust...and deceased grantor trusts as an attorney or trust officer + Knowledge of complex estate planning strategies including… more
- Citigroup (Chino Hills, CA)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral… more
- Citigroup (Ridgewood, NJ)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- City of New York (New York, NY)
- …stakeholders, supports the development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
- Scotiabank (Dallas, TX)
- Senior Facilities Officer **Requisition ID:** 235382 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline only. ... + Contributes to the overall success of the Office of the Chief Operating Officer in the United States ensuring specific individual goals, plans, and initiatives are… more
