- Bank of America (Fort Worth, TX)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas **Job Description:** At Bank of America, we are guided by a ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Randstad US (Salt Lake City, UT)
- licensed series 7 . + salt lake city , utah + posted april 19, 2024 **job details** summary + $29 - $34 per hour + temporary + bachelor degree + category business ... Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required! For further information on the… more
- Bank of America (Chandler, AZ)
- National Financial Solutions Advisor I ( Series 7 Required) Chandler, Arizona **Job Description:** At Bank of America, we're creating real, meaningful ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we're creating real, ... We always put our clients first to meet their evolving needs. **Required skills** * Series 7 , and 66 or equivalent (if not currently held, Series 66 must… more
- Bank of America (Pennington, NJ)
- Registered National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 & 66 or equivalent Required) Pennington, New Jersey **Job Description:** At Bank of ... always put our clients first to meet their evolving needs. **Required qualifications** * Series 7 , and 66 or equivalent *Is comfortable in a sales role, finding… more
- Ally (Raleigh, NC)
- …are: 7 :00-4:00, 8:00-5:00 or 9:00-6:00 EST **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * 1-5 years of prior investment ... and procedures/guidelines. * Proven expertise in Microsoft Desktop Operations systems (Windows 7 , WindowsXP, Mac OS X). * Proven experience in desktop trading tools.… more
- TEKsystems (Irving, TX)
- …This position is a part of the Enterprise complaints management space and is focused on WIM (Wealth and investment management) complaints cases. This can include ... private banking, brokerage, Wells Fargo Advisors, etc. At this time, these are all executive and high-level complex complaints, not just merely escalated complaints About TEKsystems: We're partners in transformation. We help clients activate ideas and… more
- Fort Pitt Capital Group, LLC (Harrisburg, PA)
- …quarterly production bonus opportunities Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER ... + Collaborate with other like-minded advisors What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required + Preference will… more
- Fort Pitt Capital Group, LLC (Pittsburgh, PA)
- …contributing to our clients' success. Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ... and engage with clients to create referral opportunities What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required +… more
- Wells Fargo (Raleigh, NC)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents)...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (Chicago, IL)
- …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses + Series 3, 31 licenses, if warranted + Minimum 5+ years professional experience… more
- Bank of America (Salt Lake City, UT)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Little Rock, AR)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum of 5+ years… more
- Bank of America (Mobile, AL)
- …and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (San Jose, CA)
- …delegating team work. **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (Houston, TX)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Mandeville, LA)
- …reputational risks. **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (Pennington, NJ)
- …with terms and conditions set forth in the offer letter.** **You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... need to successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 , and Series 63 licensing). These credentials along with your… more
- Bank of America (Honolulu, HI)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial advice… more
- TIAA (Chicago, IL)
- …(Degree) Preferred **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... For Posting **Preferred Experience** + Experience in the Financial Services industry + FINRA Series 7 & 66 (or combination of 63 & 65); can be obtained within 90… more