• Licensed Series 7

    Randstad US (Salt Lake City, UT)
    …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... licensed series 7 . + salt lake city , utah + posted...of experience working in Brokerage Operations with an ACTIVE Series 7 . MUST BE ACTIVE (or within 2… more
    Randstad US (04/20/24)
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  • Complaints Analyst- Series 7

    TEKsystems (Salt Lake City, UT)
    …see if they can process as is Additional Skills & Qualifications: + Must have an active series 7 license (need to have at least 6 months left of eligibility) ... + Client-facing experience + Previous finance/banking experience + Analytical About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong,… more
    TEKsystems (04/20/24)
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  • Brokerage Client Assistant

    Randstad US (Irving, TX)
    …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... Excellent verbal/ written communication Skills Skills + brokerage + client support + Series 7 License Qualifications + Years of experience: 2 years +… more
    Randstad US (05/02/24)
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  • Licensed Financial Advisor, Remote - Virtual…

    Thrivent Financial (Dallas, TX)
    …within a Fortune 500 company sounds intriguing. Job Qualifications: + Currently hold Securities Series 7 license + Positive, Energetic & Results-Driven + ... clients; it's about engaging them. And since you currently hold at least your Series 7 securities license , you'll quickly understand why this role is… more
    Thrivent Financial (03/14/24)
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  • Investment Consultant

    Charles Schwab (Tysons Corner, VA)
    …bonus or incentive opportunities.** **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
    Charles Schwab (05/01/24)
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  • ECMO Brokerage Case Advisor - VMO

    ManpowerGroup (Charlotte, NC)
    …have a strong understanding of financial markets and regulatory requirements? Do you have an Active Series 7 license ?** If so, we want to hear from you! OUR ... customer service standards to ensure a positive experience. **Qualifications:** + **Active Series 7 license is a MUST.** (or within 2-year window for… more
    ManpowerGroup (04/25/24)
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  • Succession and Acquisition Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 License , or ability to obtain within 6 months. ... We highly prefer candidates that have already obtained series 7 license . * Ability to obtain Registered Corporate Coach (RCC) or applicable coaching… more
    Raymond James Financial, Inc. (02/08/24)
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  • Financial Consultant Partner

    Charles Schwab (Nashville, TN)
    …role for you. **What you have** **Required** **Q** **ualifications** **:** + A valid and active Series 7 license is required ( _license may be obtained under ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
    Charles Schwab (05/01/24)
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  • VP, Financial Consultant

    Charles Schwab (Orland Park, IL)
    …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
    Charles Schwab (05/03/24)
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  • Investment Consultant - Atlanta, GA (Buckhead)

    Charles Schwab (Atlanta, GA)
    …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
    Charles Schwab (04/28/24)
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  • Mid-Level Retirement Income Specialist

    USAA (Tampa, FL)
    …required. + Required maintenance of Life/Health license . + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series ... 66 (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years… more
    USAA (03/28/24)
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  • Customer Service Specialist 2

    Randstad US (Flint, MI)
    …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... information on the role, and job responsibilities, please read and below! salary: $32 - $35.63 per hour shift: First work hours: 8 AM - 5 PM education: Bachelors Responsibilities + Participate in low to moderately complex initiatives and identify opportunity… more
    Randstad US (05/03/24)
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  • Case Resolution Analyst

    TEKsystems (St. Louis, MO)
    **Must have FINRA Series 7 license to apply.** Contract : 6+ Month Contract-to-Hire Location : Hybrid in St. Louis, MO Description: The Case Resolution ... if they can process as is. Must-Have Requirements: + Licensed in FINRA Series 7 + 6+ months of retail brokerage experience Expectations: + You are responsible… more
    TEKsystems (04/23/24)
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  • Field Supervision Director - Annuity

    Edward Jones (St. Louis, MO)
    …a potential new associate: Hiring Minimum: $70659 Hiring Maximum: $116516 **Skills/Requirements** + Series 7 license required that is currently active and ... held for a minimum of one year + Series 9, 10, 24, 63 or 66 and insurance...located our 15,000+ branch offices where our more than 7 million clients live and work. In a typical… more
    Edward Jones (04/06/24)
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  • Senior Team Manager, Centralized Planning Group

    Charles Schwab (Westlake, TX)
    …include: + Bachelor's degree required + CFP(R) designation is required + Active and valid FINRA Series 7 license required + Active and valid FINRA Series ... 90 days) + Insurance licensing strongly preferred + Prefer a minimum of 7 + years of financial services experience including 3+ years of supervisory experience +… more
    Charles Schwab (04/04/24)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Great Neck, NY)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (05/03/24)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (New York, NY)
    …and investment trades **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (05/02/24)
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  • JP Morgan Wealth Management - Select Group…

    JPMorgan Chase (Fayetteville, NY)
    …and investment trades **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (04/28/24)
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  • Wealth Advisor, Schwab Wealth Advisory

    Charles Schwab (St. Louis, MO)
    …for you. **What you have** **Required Skills:** + Undergraduate degree required + Active FINRA Series 7 license required + Active FINRA Series 66 ... license (or may be obtained within the first 120 days) + Three or more years advisory experience + Five or more years in the financial services industry working directly with clients **Preferred Skills:** + CFP or CFA preferred + Superior relationship… more
    Charles Schwab (04/27/24)
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  • Sr. Manager, Wealth Advisor

    Charles Schwab (Radnor, PA)
    …+ CFP(R) designation or CFA(R) designation required + Bachelor's degree + Active and valid FINRA Series 7 license + Active and valid FINRA Series 66 ... license required (may be obtained with a 120-day condition of employment) + Five or more years of advisory experience **Preferred Qualifications:** + Five or more years working directly with clients in the financial services industry highly preferred In… more
    Charles Schwab (04/26/24)
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