• Senior Specialist , SEC

    Charles Schwab (Lone Tree, CO)
    …required - public accounting experience a plus. + Direct recent experience with SEC reporting and preparation of financial statements and footnotes ... of public companies. + Current understanding of US GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker/dealer, banking,… more
    Charles Schwab (09/10/25)
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  • Sr. SEC Financial Reporting

    Robert Half Finance & Accounting (Parsippany, NJ)
    …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience with SAP is a plus ... company in Central Morris County is seeking a Sr. Specialist in their SEC Reporting ...exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience… more
    Robert Half Finance & Accounting (09/06/25)
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  • SEC Compliance Manager/Director

    Robert Half Finance & Accounting (Houston, TX)
    Description Job Title: SEC Reporting & ESG Accounting Specialist (Remote) Location: Remote - Candidates must reside in Central or Eastern Time Zones ... a growing publicly traded company, is seeking an experienced SEC Reporting & ESG Accounting Specialist...+ Advanced proficiency in Microsoft Excel and familiarity with financial reporting systems. + Must reside in… more
    Robert Half Finance & Accounting (08/21/25)
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  • Financial Reporting

    Lincoln Financial (Charlotte, NC)
    …be doing** . Assists with the coordination, preparation, validation, and review of the SEC financial data filings to ensure they are filed timely and accurately. ... ensure the Lincoln Mutual Funds successfully complete all required SEC filings timely and accurately. This requires a high...desired . A minimum of 1-4 years of accounting, financial reporting /analysis experience in mutual fund, insurance,… more
    Lincoln Financial (08/27/25)
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  • Credit Risk Reporting Specialist I

    Great Southern Bank (Clayton, MO)
    …of customer service experts today! GENERAL DESCRIPTION The Credit Risk Reporting Specialist I is responsible for analyzing financial and loan data and ... support business decision-making processes. Utilizes collaboration to determine and understand reporting needs and ensure accurate data is reported. This position… more
    Great Southern Bank (09/11/25)
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  • Senior Accountant/Accounting Specialist

    PPL Corporation (Providence, RI)
    …preparing & analyzing financial reports and enhancing internal controls over financial reporting . This is a senior-skill level normally without supervisory ... transactions, financial reports, and internal controls over financial reporting . This is a key contributor...certification + Experience in utility accounting, public accounting and SEC reporting , and a working knowledge of… more
    PPL Corporation (08/19/25)
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  • Financial Advisor Support Specialist

    TD Bank (Greenville, SC)
    …specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Support Specialist acts as a point of client contact ... Financial Advisors (FAs) and their clients. The Financial Advisor Support Specialist supports the FA...Firm policies related to all business activities. (eg OCC, SEC , FINRA etc.) + Ensures all Continuing Education requirements… more
    TD Bank (09/04/25)
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  • Financial Crimes - Transaction Monitoring…

    MUFG (Irving, TX)
    …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...member of our recruitment team will provide more details. Reporting into the one of the team manager under… more
    MUFG (07/30/25)
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  • Capital Markets Compliance Examination…

    CIBC (New York, NY)
    …**What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of the US Compliance ... Investment Banking, Commodities and brokerage operations. + Solid understanding of FINRA, SEC and NYSE rules and regulations + Knowledge of federally recognized… more
    CIBC (08/21/25)
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  • FiNet Governance Senior Supervisory Control…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... This role is responsible for supervisory oversight of practices within the Financial Network (FiNet). You will ensure the firms' requirements for supervision are… more
    Wells Fargo (09/11/25)
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  • Supervision Management Specialist

    TD Bank (Marlton, NJ)
    …this role. **Line of Business:** TD Wealth **Job Description:** The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role ... TD Wealth Management Services Inc. (TDWMSI). The Supervision Controls Specialist supports the overall department with business-led strategic initiatives, including… more
    TD Bank (09/11/25)
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  • Private Client Specialist I

    TD Bank (Greenville, SC)
    …this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist I acts as sales and relationship support for Relationship Managers and ... and fundings. The PCS I will be expected to participate in basic financial planning discussions and client relationship reviews. This role will support other team… more
    TD Bank (09/13/25)
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  • Grants And Contracts Specialist (40 Hour)

    State of Connecticut, Department of Administrative Services (Hartford, CT)
    Grants And Contracts Specialist (40 Hour) Hybrid Recruitment # 250904-4191AR-001 Location Hartford, CT Date Opened 9/10/2025 12:00:00 AM Salary $90,309* - ... ) is now hiring for a Grants And Contracts Specialist (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=4191AR&R1=&R3=) to join their Fiscal Services Division! HIGHLIGHTS… more
    State of Connecticut, Department of Administrative Services (09/12/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …or a combination of the following: securitization accounting, collateral servicing, financial reporting for securitizations, Regulation AB compliance or daily ... upstream/horizontal/downstream stakeholders such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology,… more
    Wells Fargo (09/05/25)
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  • Configuration Management Specialist

    UIC Government Services and the Bowhead Family of Companies (Charleston, SC)
    **Overview** CONFIGURATION MANAGEMENT SPECIALIST (BSAD) Bowhead seeks a Configuration Managment Specialist to support our upcoming contract located in ... guidance. + Proficient with utilizing Git and DevOps tools for automation, reporting , and CM (Ansible, Chef, Puppet, or Similar). + Demonstrated experience… more
    UIC Government Services and the Bowhead Family of Companies (07/14/25)
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  • Data Risk Transaction and Conformance Testing…

    Truist (Atlanta, GA)
    …Teradata, Alteryx, Tableau, SQL, etc.). 7. Understanding of GAAP and SEC /Regulatory Reporting . 8. CPA/RMA/FRM/CFA or equivalent advanced risk certification. ... recommendations that will influence senior management to improve data management and reporting . Review, analyze and assess the quality and accuracy of data elements… more
    Truist (08/27/25)
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  • Payroll Specialist IV - UIC Commercial…

    UIC Government Services and the Bowhead Family of Companies (Anchorage, AK)
    …and recording of company payrolls. This role provides timely and accurate financial reporting related to payroll activities and prepares quarterly federal ... and Wage Rates). + Familiarity with payroll systems and reporting tools is a plus + Associate's or Bachelor's...to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC… more
    UIC Government Services and the Bowhead Family of Companies (08/28/25)
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  • Senior Internal Auditor

    Robert Half Finance & Accounting (Chicago, IL)
    …+ Perform key report testing to evaluate the reliability of data used in financial reporting + Perform automated control testing + Understand Segregation of ... promote from within. Job Description: The Internal Audit Senior Specialist is part of the North America Internal Audit...Reports to assess the service organizations internal controls over financial reporting and ability to meet control… more
    Robert Half Finance & Accounting (08/19/25)
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  • Operations Director

    Insight Global (Atlanta, GA)
    …Bank Secrecy Act (BSA), US PATRIOT Act, or fraud. Previous employment with FinCEN, SEC , FINRA, OCC, or attorneys with relevant financial experience may also be ... clearly & provide constructive feedback to team members Certified Anti-Money Laundering Specialist (CAMS) Certified Financial Crimes Specialist (CFCS) more
    Insight Global (09/12/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …requirements + Develops and maintains compliance information for analysis and reporting . + Achieves compliance goals by maintaining current knowledge of regulatory ... preferred + Experience with a regulatory agency strongly preferred, including FINRA, SEC , NYSE + Knowledge of FICC, equities, prime brokerage, and investment banking… more
    BMO Financial Group (08/30/25)
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