- Principal Financial Group (Des Moines, IA)
- …You'll Do** You will provide mutual fund transaction processing and maintenance services to mutual fund shareholder accounts. Success in this career ... + Providing timely and detailed responses to shareholders, sales force and/or shareholder services team through various communication means. + Assisting in… more
- Vanguard (Wayne, PA)
- …ensures Vanguard's funds and portfolios comply with global substantial shareholder disclosure requirements, investment guidelines, and affiliated transaction rules. ... with global regulatory requirements. + Analyzes ownership compliance summaries and fund investment guidelines and translates information into rules for operating… more
- Edward Jones (Tempe, AZ)
- …Overview:** Edward D. Jones & Co, LP ("Edward Jones") is seeking a Fund Investment Guidelines Specialist II for our Proprietary Funds Investment Guidelines ... of federal securities laws and regulations for Edward Jones Fund complex, and Service Providers. As a...boarding, etc.). *This position is known internally as a Specialist II- Fund Admin At Edward Jones, we… more