- Gallagher (Grasonville, MD)
- …apply. How you'll make an impact Primary focus is to assist Underwriter/ Broker Senior in servicing and operational management of accounts. Underwrites, services, and ... including: medical/dental/vision plans, life and accident insurance, 401(K), employee stock purchase plan, educational expense reimbursement, employee assistance program,… more
- HealthJoy (Nashville, TN)
- …a territory, drive sales cycles, and close business with the employee benefits broker community. A HealthJoy RVP formulates and executes a strategy to maximize sales ... strategy. Adopt a forward-thinking mindset by focusing on building lasting broker relationships and nurturing them over time, emphasizing quality interactions over… more
- Morningstar, Inc. (Chicago, IL)
- …to provide superior service to our institutional clients (financial advisors, banks, broker dealers, mutual fund companies, etc.) This role will interact extensively ... all client inquires in a professional manner. Act as training consultant - Our clients appreciate the value of...provide: Financial Health 75% 401k match up to 7% Stock Ownership Potential Company provided life insurance - 1x… more
- Expeditors (Portland, OR)
- …Paid Vacation, Holiday, Sick Time Health Plan: Medical Life Insurance Employee Stock Purchase Plan Training and Personnel Development Program Growth ... Bachelor's degree, or relevant trade compliance work experience. Licensed Customs Broker preferred but not required. Peer Equivalent Titles Import Specialist Auditor… more
- FalconX (San Francisco, CA)
- …a strong global team through recruiting, culture building, mentorship, coaching, and training . Develop a deep understanding of our business and the digital asset ... experience in a leadership role in similar industries (digital assets, banking, broker -dealer, hedge fund, etc.). Experience in both financial services and startup… more
- Invoke Staffing (Harrisburg, PA)
- …This is a high-impact Account Executive role offering base salary + aggressive commission + stock options . In this role, you'll manage a specific region within our ... Broker Network of short-haul dirt and material trucking companies....*Build and develop sales support team *Provide / coordinate training , implementation and support to customers *Track and analyze… more
- Fulton Bank (Southampton, PA)
- …and State insurance licenses. (Required) Must be able to be affiliated with our Broker Dealer. (Required) Other Duties as Assigned by Manager This role may perform ... and procedures, as well as ensure that all Compliance Training assignments are completed by established due dates. This...life insurance; 401(k) program with employer match and Employee Stock Purchase Plan; paid time off programs including holiday… more
- Interactive Brokers (Chicago, IL)
- …of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a ... assessments. Perform supervisory activities including assessment of staffing models, training , development, and performance assessments. Maintain oversight for the… more
- CVS Health (Denver, CO)
- …and recurrent training requirements. * Provides leadership for all broker training , recertification, and testing through in-person and webinar-based ... each and every day. CVS Health/Aetna is hiring a Broker Manager to support our growing Sales Organization. CVS...**401(k) plan** (including matching company contributions), and an **employee stock purchase plan** . + **No-cost programs for all… more
- Charles Schwab (Austin, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior ... Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of the...(iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and… more
- Charles Schwab (Westlake, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager. ... The Broker -Dealer/Asset Management team provides internal audit coverage of the...(iv) asset management functions; (v) corporate client services, including stock plan services, retirement plan services, and compliance and… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as… more
- MUFG (New York, NY)
- …securities processing, vendor management, and settlement processes within the broker -dealer environment. The ideal candidate will possess a comprehensive ... understanding of a wide range of Broker /Dealer products and systems, including Broadridge BPS, ICI, COGNOS, DTCC - MUSA, FICC, Postedge, IHS Markit WSO, GLOSS,… more
- CRC Insurance Services, Inc. (Richmond, VA)
- …assigned geography. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... our value proposition. Sales Executives develop an intimate knowledge of their broker firms and broker books of business to leverage CRC Benefits' capabilities… more
- Centene Corporation (Tallahassee, FL)
- …tracking of the Group Service Agreements (GSAs), Group Sales Notification (GSNs), and Broker Group Information Sheet (BGIS). Training of all SALSA entries and ... and resolves in a "win-win" manner and focuses on employer group and broker relationships and business retention. + Initiates training programs, provides service… more
- CRC Insurance Services, Inc. (Woodbury, NY)
- …working from home. This role will be the overarching relation with assigned broker firms while continuously growing broker headcount by effectively presenting ... value proposition. BSEs develop an intimate knowledge of their broker firms and broker books of business...to grow their clients' business by: + Educating and training agents on carrier administrative procedures, product availability, and… more
- Vanguard (Malvern, PA)
- …Rule and customer reserve computations. + Working knowledge of BetaNeXT and the broker dealer stock record/ + Working knowledge of financial and operational ... and dynamic team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly… more
- Mercury Systems (Hudson, NH)
- …(ACE) + Monitor import entries, provide clearance details, and respond to broker requests for information + Responsible for developing and executing strategies to ... + Run and review reports in ACE and proprietary broker systems + Recommends routing and handling for imports...and related responsibilities; * prior work experience; * education, training , skills and certifications; * internal equity with others… more
- Atria Wealth Solutions (Sandusky, MI)
- …tax and securities consequences to clients with particular investments. + Attend training and/or complete required continuing education to keep current on investment ... program integration initiatives with the assigned bank program (includes branch personnel training ). Actively engage assigned branch staff on a regular basis as well… more
- ADM (Chicago, IL)
- …for our futures commission merchant business. Areas of responsibility includes broker commission payouts, exchange transaction fees, carrying broker commission ... and departmental efficiency. **Job** **Responsibilities:** + Accounting and settlement of broker payouts and other transactional expenses + Support development of… more
