- Somatus (Mclean, VA)
- …+ And more! Responsibilities As a member of the Company's senior management team, the VP , Corporate Compliance Officer (CCO) is a catalyst for this mission. ... compliance program to prevent illegal, unethical or improper conduct. The Compliance Officer reports to the Chief Executive Officer (CEO) and Governing… more
- UT Health (Houston, TX)
- …to external or existing compliance risks. Reporting directly to the Associate Vice President /Chief Compliance Officer (AVP/CCO), the Deputy ... Director Institutional Compliance & Deputy Compliance Officer **Location:** Texas Medical Center-Houston, Texas **Category:** Executive UTHealth Houston… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Corporate & Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management of a robust compliance… more
- LifePoint Health (Brentwood, TN)
- VP , Chief Compliance Officer *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will ... where employees find purpose and fulfillment. *What you'll do:* As a VP , Chief Compliance Officer , you will have responsibility for strategic planning and… more
- Guardian Life (New York, NY)
- …"technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who ... The Chief Compliance Officer of Park Avenue Securities...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the PAS Chief… more
- Centers Plan for Healthy Living (Staten Island, NY)
- Director Quality Management/ Compliance Officer 75 Vanderbilt Ave, Staten Island, NY 10304, USA Req #11961 Monday, May 13, 2024 Director of Quality and ... Corporate Compliance Program. Serves as the Agency's Compliance Officer . Ensure effective staff training and...information with Agency leadership. + Works with the Agency's VP of Clinical Operations and Staff Development to develop… more
- Morgan Stanley (New York, NY)
- …and other Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer ( Vice President )* **Location:** *New ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...and jurisdictions of operation. A Global bank seeks a Vice President to join the Volcker Central… more
- Qualcomm (San Diego, CA)
- …**General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal background to oversee the ... continuous improvement, development, implementation, and enforcement of Qualcomm's compliance program, including policies, procedures, and controls to prevent,… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice for… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... and certifications and attestations. This position reports to the Head of Employee Compliance in the SMBC Americas Division. **Role Objectives** + Play a lead role… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- University of Colorado (Denver, CO)
- ** Compliance & Equity Officer ** **University of...system employees and affiliates under the direction of the Vice President of Compliance and ... reserved. Posted by the FREE value-added recruitment advertising agency (https://www.jobelephant.com/) Compliance & Equity Officer - 33413 University Staff… more
- State of Colorado (Denver, CO)
- …development and training of system employees and affiliates under the direction of the Vice President of Compliance and Equity and System Title IX ... Compliance & Equity Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4502137)...System Administration, which also houses the Office of the President , is located in the uptown neighborhood of Denver… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Citigroup (New York, NY)
- **The Role:** This is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business ... execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. Primary responsibilities include… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer on AML, Sanctions and AB for the Independent Compliance Risk Management ("ICRM") Testing team. The VP is responsible ... issues. Key Activities include: + Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned… more
- Citigroup (Irving, TX)
- Serves as a Compliance Product Officer supporting Mortgage Marketing, Privacy & Responsible Data Management for Independent Compliance Risk Management (ICRM) ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- Serves as a Compliance Product Officer supporting Mortgage Community Lending for Independent Compliance Risk Management (ICRM) responsible for assisting with ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- Serves as Global Functions product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for governance and reporting for ... supporting effective and sustainable risk management processes to help ensure compliance risk requirements and processes comply with the regulatory and policy… more