- Charles Schwab (Westlake, TX)
- …organization offers industry-leading wealth management services to both retail and registered investment advisor (RIA) clients. The team is responsible for ... Team is hiring a Director to manage and enhance Schwab's Investment Advisory governance routines, including inter-affiliate relationship management, regulatory… more
- Navy Federal Credit Union (Pensacola, FL)
- …to obtain appointment by the sponsoring insurance company, broker-dealer and/or Registered Investment Advisory Firm + Experience in business development to ... and services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or… more
- Raymond James Financial, Inc. (New York, NY)
- …team growth and performance. + Working knowledge of how technology can support the investment advisory supervision function. **Ability to** * Develop and ... align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. + Develop and implement a...+ Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes… more
- Raymond James Financial, Inc. (Denver, CO)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...* Monitors and keeps up to date with applicable securities/ advisory regulations. * Interprets, applies and recommends changes to… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Integration Consultant will partner with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker/Dealer representative partners to ... and confidence in using and promoting Jackson's products. Additionally, the Advisory Integration Consultant will provide training that will strengthen and enhance… more
- Bank of America (Charlottesville, VA)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... sales management in executing sale force growth plans and support effective Advisor recruiting strategies. + Sales Supervision : Administer superior sales … more
- Thrivent Financial (Bellevue, WA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... Team-Based Financial Advisor Meaningful work. Rewarding career. Make an impact...individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's… more
- Commerce Bank (St. Louis, MO)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160 ... management services including financial planning, estate and tax planning, investment management, private banking and trust administration services. Our approach… more
- Thrivent Financial (Spokane, WA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... WA. We are growing and adding an Associate Financial Advisor to our team. Our vision is to offer...individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's… more
- Commerce Bank (Wichita, KS)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160 ... management services including financial planning, estate and tax planning, investment management, private banking and trust administration services. Our approach… more
- AECOM (Arlington, VA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... us. **Job Description** **AECOM** is seeking an OT Cybersecurity Advisor to be based in our Arlington, VA office....part of the OT Cybersecurity Team. + Under direct supervision , provides analysis on projects. Executes work plans and… more
- Raymond James Financial, Inc. (Raleigh, NC)
- Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification to provide all levels of ... clients of the company by combining the traditional roles of the Financial Advisor , Service Associate and Branch Manager. Fosters and assists in the development of… more
- Bank of America (San Jose, CA)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Market Supervision Manager San Jose, California **To proceed with...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.… more
- BlackRock (San Francisco, CA)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... BlackRock Model Portfolios + Implement customized portfolio solutions in conjunction with the advisor 's investment goals + Deliver fiduciary and investment … more
- Truist (Tampa, FL)
- …Licensing + 7 years related retail brokerage and/or investment advisory experience with an emphasis in Supervision /Compliance. Must have exceptional ... Divisional Supervisors tasked with supervisory oversight and monitoring of the firm's Investment Advisory business. Assist with escalated items as requested from… more
- Bank of America (Northbrook, IL)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- JPMorgan Chase (New York, NY)
- …Management Portfolio Manager (PM) Program. The PM Program is a fee-based, discretionary investment advisory program in which clients have the opportunity to work ... Job Description: The role is part of the Investment & Research Team (IRT) within Wealth Management Investment Solutions. The Investment & Research team is… more
- University of Michigan (Ann Arbor, MI)
- …administratively to the University President and functionally to the Finance, Audit and Investment (FAI) Committee of the Board of Regents. The Audit Services team ... advocate for strong internal controls. The Finance, Audit, and Investment Committee (https://regents.umich.edu/files/meetings/01-01/CommitteeChartersRevisedMay2020.pdf) of the Board of Regents is… more
- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... to lead strategic compliance activities related to business initiatives, firm supervision , new product launches, and to collaborate with business partners on… more
- Bank of America (Los Angeles, CA)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more