- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... BSA/ AML /OFAC regulatory examinations. The candidate will support the Director, US AML Audit by evaluating the control environment, fostering an inclusive… more
- Truist (Charlotte, NC)
- …Enterprise Risk Management domains around Financial Crimes, Anti-Money Laundering ( AML ) and OFAC. This role is responsible for leading the coordination and ... delivery of value-added independent, objective risk -based internal audit assurance...-based internal audit assurance services for the Audit Committee and Executive Management. Through well-developed… more
- TD Bank (Mount Laurel, NJ)
- …Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Management (FCRM) BSA/ AML Risk Assessment Quality Assurance ... this role, a candidate should possess strong knowledge/understanding of BSA/ AML Risk Assessment process, including one or...working in a challenge or advisory function (eg, Internal Audit , ORM, Risk Oversight) within the financial… more
- Santander US (Boston, MA)
- …an **Anti-Money Laundering subject matter expert** for the ongoing oversight of BSA / AML and OFAC risk across assigned business areas, and ensures appropriate ... Boston, Massachusetts. + Oversee the management of BSA / AML and Sanctions Risk within assigned business...of materials risks and issues. + Support BSA / AML and Sanctions Internal Audit and Regulatory… more
- Capital One (Mclean, VA)
- … AML program and department. The successful candidate will lead a team of dedicated AML risk managers with the goals of providing holistic end-to-end AML ... Leader for Capital One's AML Compliance Program is a key strategy and risk management leadership role that supports the entire AML program governance and… more
- City National Bank (Los Angeles, CA)
- …* Provide legal advice to all three lines of defense (front line, Risk /Compliance, Audit ), broker-dealer businesses, and other US-based businesses regarding all ... *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior...affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and other… more
- PNC (Pittsburgh, PA)
- …contribute to the company's success. As a Business Analytics Consultant Sr. - AML Data Governance within the Independent Risk Management organization, you will ... File Review Process on 30+ data sources supporting the BSA/ AML Program. Key Responsibilities: * Manage the list of...maintenance of source file review documentation to support business, audit , and regulatory needs. * Provide regular updates to… more
- Bank OZK (AR)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC, Financial Crimes and Sanction Screening audit coverage, in ... business monitoring and governance committee reporting). + Directs complex audit activities for the AML program at...AML programs. + Knowledge of data analysis and risk assessments; understanding fraud schemes, ability to identify red… more
- TD Bank (Mount Laurel, NJ)
- …as required + Oversees and leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People ... overall audit strategy + Oversees/leads/manages and plans audit engagement work activities to ensure adequate risk...are consistent, appropriate and aligned to business strategies and executive management direction + Leads the team in the… more
- MUFG (Tempe, AZ)
- …quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating ... leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/ AML /OFAC) compliance… more
- Huntington National Bank (Columbus, OH)
- …degree + 4+ years of experience that may be a combination of internal/external audit , business segment, or risk experience. Preferred Qualifications: + 3+ years ... Description Summary: Huntington Bank's Internal Audit Department is searching for an Audit...Manager with a passion for identifying and mitigating business risk . Serving as an advisor to your business segment,… more
- Capital One (Wilmington, DE)
- …and controls through the established risk and control framework. -Support the AML Risk Assessment team's overall project management efforts in execution and ... of which is to understand the level of inherent AML and sanctions risk exposure associated with...and sanctions risk . -Develop, socialize, and present risk assessment results to executive management and… more
- Insight Global (Mount Laurel, NJ)
- …Our financial institute client is seeking a Project Analyst to help oversee audit and MRA remediation projects. The Project Analyst will support one to two ... program or project managers on all projects specific to MRA and audit requested items by regulators. The ideal candidate has experience working through a consent… more
- Scotiabank (New York, NY)
- …delays or control deficiencies. + Collaboration - Engage regularly with 2LOD ( risk /compliance) and 3LOD ( audit ) to ensure transparency, challenge, and ... business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF...Bring** + Candidates should have Cyber and IT and Risk management experience (governance, operations, audit , control… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **Job Description Summary:** **Operational Resilience** is the ... people, processes, premises, technology/cyber, data and third parties. The Risk Manager will be part of the Operational Resilience...the first line to ensure compliance with same. Internal Audit is the third line of defense, providing periodic… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines… more
- TD Bank (Fort Lauderdale, FL)
- …specialized function and acts as a subject matter expert in financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and other ... + Design, develop, and deliver targeted training programs on financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and… more
- TD Bank (Fort Lauderdale, FL)
- …monitoring policies and procedures. **Job Description Summary:** The Financial Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC ... specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The FCRM Monitoring Coverage &… more
- TD Bank (New York, NY)
- …partners, as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit , Risk + Coaches to ensure functional / operational problems are ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Management… more
- Capital One (Plano, TX)
- … AML program and department. The successful candidate will lead a team of dedicated AML risk managers with the goals of providing holistic end-to-end AML ... management, producing optimal risk management outcomes, and elevating our AML program. The successful candidate will be a visible leader who will represent… more