- CIBC (Chicago, IL)
- …members of US AML and Global Sanctions, as well as with members of Enterprise AML Quality Assurance . _At CIBC we enable the work environment most optimal ... To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The US AML and Sanctions Quality Assurance Consultant is a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti-Money Laundering ( AML ) & Financial Crimes Management (FCM) is responsible for leading a team of ... managers who oversee Quality Assurance (QA) and Quality ...developed correctly from the outset. + Collaborate with RJF's AML /FCM shared service organization to embed quality … more
- Bank of America (Jacksonville, FL)
- …standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within the LOB ... AML Refresh Operations - Senior Business Control Specialist...Management + Monitoring , Surveillance, and Testing + Quality Assurance + Risk Management + Analytical… more
- Capital One (Mclean, VA)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- Intuit (Atlanta, GA)
- …Leadership, Mentorship & Training + Serve as a Team Lead, providing direct guidance, quality assurance , and oversight to AML /BSA investigators. + Mentor and ... Scaling + Develop and implement investigative procedures, workflows, escalation protocols, and quality assurance controls. + Collaborate with Product, Data, and… more
- Regions Bank (Atlanta, GA)
- …+ Bachelor's degree + Ten (10) years of experience in compliance, quality assurance /control, audit, or other related compliance function specific to ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Needham Bank (Wellesley, MA)
- …Operational Assurance Analyst will assist in executing quality assurance reviews to provide oversight and monitoring of high-risk activities, including ... Superior understanding regulatory/policy requirements and incorporating them into assurance / quality review work. + Knowledge in banking, BSA/ AML standards,… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- Santander US (Miami, FL)
- …and request additional information from applicable stakeholders as necessary. Perform Quality Assurance on false positives and communicate deficiencies to ... You!** **Essential Functions/Responsibility** Responsible for the end-to-end Screening, Transaction Monitoring , and Trade Finance processes (collectively as Transaction Driven… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- BlackRock (San Francisco, CA)
- …prepare and file Suspicious Activity Reports. + Oversee AML monitoring and testing activities, including transaction surveillance quality assurance ... a larger team in multiple locations. The individual will provide Anti-Money Laundering (" AML ") compliance support for two regulated legal entities and also lead the… more
- ADP (Roseland, NJ)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Coinbase (Salt Lake City, UT)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- Robert Half Finance & Accounting (Houston, TX)
- …ensuring accurate blocking, rejecting, and reporting as required. + Mentorship & Quality Assurance : + Provide guidance and training to junior analysts ... case management, regulatory interpretation, and best practices. + Conduct quality assurance (QA) reviews of analysts' work...degree is a plus. + Technical Proficiency: Experience with AML monitoring systems (eg, Actimize, Mantas) and… more
- JPMorgan Chase (Tampa, FL)
- …cycle times are met with minimal stakeholder escalations + Engage in governance and quality assurance monitoring , analyzing error trends to prevent recurring ... setting the standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe,… more
- SMBC (Jersey City, NJ)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... Prevention Unit, the Financial Intelligence Unit (FIU) is responsible for the monitoring and investigation of all post-account opening and the examination of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Fraud (preferred). + Data governance, metadata management, data pipeline, and quality assurance frameworks. + Agile project management methodologies and ... BI professionals, drive cloud migration initiatives, ensure data governance and quality , and present actionable insights to support Anti-Money Laundering ( AML… more
- TD Bank (Portland, ME)
- …portfolio of internal businesses. This role is responsible for performing second line quality assurance risk reviews and challenge of assigned US Business ... single point of contact for assigned business areas. . Perform risk-based quality assurance practices and demonstrate effective, independent challenge to… more