- Bank of America (Charlotte, NC)
- Senior Business Control Specialist - Global AML & Onboarding Operations Charlotte, North Carolina;Jacksonville, Florida **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Business- Control -Specialist Global- AML Onboarding-Operations\_25029805-2) **Job Description:** At Bank… more
- Program Manager - Global AML & Onboarding Operations Charlotte, North Carolina;Fort Worth, Texas; Jacksonville, Florida; Phoenix, Arizona **To proceed with your ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Program-Manager Global- AML Onboarding-Operations\_25025367) **Job Description:** **About Us** At Bank of… more
- Citigroup (Florence, KY)
- …with Business Risk, Compliance, Operations and Technology teams to actively identify new AML /KYC and Sanctions policy gaps * Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards * Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Citigroup (Florence, KY)
- …Risk, Compliance, Operations and Technology teams to actively identify new and address AML /KYC and Sanctions policy gaps + Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Insight Global (Quincy, MA)
- …the adequacy of controls , escalate deficiencies as appropriate. Identify root causes of control deficiencies/weaknesses and take appropriate action to ... Validate issues to ensure Business Line remediation is sufficient to address root cause and prevent recurrence. Internal Control Testing: Implement and… more
- Banc of California (Santa Ana, CA)
- …the CTR exemptions program to ensure it meets regulatory requirements and Bank policy . + Manage other AML screenings for negative news, politically exposed ... corrective actions. + Develop, recommend and implement processes and controls to ensure compliance with AML rules...matters. + Draft and update any associated desktop procedures, policy , or program changes needed to comply with changing… more
- Citigroup (New York, NY)
- …ensure policy adherence. Develop a detailed project schedule and work plan for AML KYC policy projects and corrective actions. Coordinate execution of KYC ... location (100% remote work permitted). Duties: Guide workstreams and policy projects across two Citi product groups, Cards and...and Retail Bank, to close execution gaps related to AML KYC (Know Your Client) policies. Track all identified… more
- Banc of California (Santa Ana, CA)
- …+ Manages key initiatives to enhance the SOX Compliance Program - eg, control rationalization, enhancement of anti-fraud controls , cybersecurity controls , ... owners and performs "Test of Design" to identify control weaknesses and ensure that internal controls ...management. + Analyzes, documents, and communicates SOX process and control findings and deficiencies, performs root cause… more
- Citizens (Boston, MA)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...work with the First Line Risk Manager to initiate root cause analysis into control failures and… more
- American Express (New York, NY)
- …are introduced. + Conducting controls testing in accordance with Internal Controls Policy + Conduct risk assessments for Bank portfolio under current ... govern, monitor and improve the Banking group's extensive strategy execution controls , providing thematic analysis on operational issues associated with fraud… more
- Walmart (Bentonville, AR)
- …products, risk mitigation efforts, and reporting align with Global Standards, PMI, AML , and other applicable regulatory and policy requirements. Product ... issuers and FinTech's), Legacy Bill Payment systems, Approvals and Controls , Reconciliation and Reporting processes, Chargeback processes, Emerging payment… more
- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... profile and regulatory requirements. + Collaborate with key stakeholders to develop controls and validate the integrity, accuracy, and quality of FCC data, ensuring… more
- Fiserv (Berkeley Heights, NJ)
- …communicate its functionality. Additionally, you will conduct analyses related to root cause evaluations and associated volumes, along with their financial and ... identifying new fraud attacks, detect attack signatures, and determine root cause of fraud events observed or attempted in...to monitor the effectiveness and performance of all fraud controls . + Conduct ad-hoc analysis to ensure accuracy and… more
- First National Bank of Omaha (Fort Collins, CO)
- …all levels of the organization. + Skilled in operational risk identification, internal controls , scenario analysis, and root cause remediation. + Excellent and ... oversight and challenge to operational risk, regulatory compliance, and control effectiveness. + Oversee testing, monitoring, risk assessments, and mitigation… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations, and the bank's BSA/ AML Program, as applicable ... Program Guides/test steps. Promote and execute audit. + Fieldwork - Execute control and/or compliance testing and related audit program. Ensure audit procedures will… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations and the bank's BSA/ AML Program, as applicable ... and developing the related Audit Program Guides/test steps. . Fieldwork - Execute control testing and related audit program. Ensure audit procedures will meet the… more
- Citigroup (Tampa, FL)
- …function + Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought + Analyze report ... interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Partner with Directors and Managing Directors to develop… more
- Citigroup (Tampa, FL)
- …independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior ... regulators globally. IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making… more