- Amerant Bank (Tampa, FL)
- …will also assist in the credit risk management and maintenance of credit quality for the respective assigned portfolio by monitoring relationship trends, clearing of ... with appropriate mitigating factors.Interact with Relationship Managers [RM] to enhance the quality of information for underwriting purposes. Acts as a consultant to… more
- Amerant Bank (Coral Gables, FL)
- …sheets and loan documents in partnership with counsel.Maintains and ensures high quality loan portfolio though the support of underwriting and portfolio management ... Bank. Makes regular presentations to Loan Committee and other Senior Managers. As such must have demonstrated ability in...pertaining to BSA, USA Patriot Act, OFAC and other AML related issues.To identify, evaluate, monitor and make any… more
- Amerant Bank (Tampa, FL)
- …opportunities for the Bank.Develop and maintain a portfolio of high quality , complex corporate relationships.Must have demonstrated experience in handling complex ... prudent judgment in authorizing overdrafts and uncollected funds.Make presentations to senior management and loan committee.Maintain active contact with client base,… more
- TD Bank (Lexington, SC)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Analyst role contributes to the ... training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees)...advice to business / GAML partners + Interacts with control functions within the organization + Develops and delivers… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... Advanced (MS, MBA, JD, etc) Degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... and the ICG Financial Crime Risk team to share control best practices and manage AML and...TTS Global Head of Financial Crime Risk.] **Responsibilities:** + Senior role within a first line of defense team… more
- Citigroup (Jersey City, NJ)
- …business execution activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control development activities. ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
- Federal Reserve System (New York, NY)
- …an Examiner-in-Charge for large-scale reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices ... the relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. In addition to participating in and… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the ... 4 years' experience in an Audit, Risk, Compliance, Business Control or AML environment; Preferred 3 years...Client facing experience or ability to conduct discussions with senior leaders in a confident manner + Excellent communications… more
- Insight Global (Charlotte, NC)
- Job Description Insight Global is looking for Senior AML Analysts to work on site for one of our customers supporting their current team. This person will not be ... function. They must have a very strong background withing AML in order to make recommendations and offer assistance...in a large enterprise financial environment - Experience with Quality Control Reviews over reports or Lead… more
- BMO Financial Group (Chicago, IL)
- …regulatory environment. + In-depth/expert knowledge & experience with risk policy frameworks; quality control /testing frameworks. eg SOX 404, COBIT and COSO ... new rules. Would oversee the implementation of any new AML related rules. Develops and maintains an effective internal... related rules. Develops and maintains an effective internal control framework that defines the ways and methods governance… more
- TD Bank (Lexington, SC)
- …in oversight, advisory services and control function to Manager or Senior Manager + Provides AML research, evaluation, operational, reporting and/or ... of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Analyst I role provides a...analytical support in oversight, advisory services and control function to business (GAML) partners, in a timely… more
- Morgan Stanley (Tampa, FL)
- …negative news processes for Morgan Stanley. _Primary Responsibilities_ o Perform an end-to-end Quality Control KYC review of new onboarding and periodic review ... Analysts to ensure consistency / standardize findings o Escalate weekly results with Quality Control Bank Officers for final review and sign-off #LI-AJ1… more
- TD Bank (Falmouth, ME)
- …of the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Assist GAML team ... the development and maintenance of specialized domains of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, policies, standards, procedures, awareness and… more
- Citigroup (Tampa, FL)
- …to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, … more
- JPMorgan Chase (Columbus, OH)
- …of regulatory and role-specific requirements. Gain a solid understanding of the AML /KYC risk management and control framework and monitor application of ... best practices and control standards throughout all assigned tasks. + Provides ad...in financial services industry with background in controls, audit, quality assurance, operational risk management, or AML /KYC;… more
- Bank of America (Phoenix, AZ)
- …and/or Front Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario ... with investigators to ensure investigative procedures are followed and quality standards are maintained. The Senior GFC...for Broker Dealer Supporting Roles) + 1+ years of AML /Compliance experience and or knowledge of AML … more
- Edward Jones (St. Louis, MO)
- …Full-Time **Job Summary:** The Financial Crimes Director will serve as the senior leader responsible for the Advisory, Oversight, and Suspicious Activity Reporting ... and administer the internal controls in support of the Firm's Compliance with BSA/ AML policies. This role requires comprehensive knowledge and skills in all areas of… more
- Bank of America (Charlotte, NC)
- …and/or Front Line Units (FLU) to resolve investigations . Performs quality control functions, training, communications, guidance, monitoring scenario ... Senior Global Financial Crimes Investigator Charlotte, North Carolina;Chicago,...providing coaching and inputs to investigators to improve case quality , ensure all cases are sufficiently investigated and findings… more
- Capital One (Mclean, VA)
- …(19052), United States of America, McLean, Virginia Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (Hybrid) Capital One's Audit function ... is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit professionals are… more
