- Amerantbank (Miramar, FL)
- …they apply to the bank's products, services, processes and systems regarding BSA/ AML and OFAC regulations.The Business Line Liaison supports and coordinates efforts ... quality of information and documentation compiled by the business officer and forward the case to BSA Management in...measures are carried out to fully comply with current rules , regulations and internal policies relating to risks pertaining… more
- Amerant Bank (Tampa, FL)
- …with BSA.Ensure preventive measures are carried out to fully comply with current rules , regulations and internal policies relating to risks pertaining to BSA, USA ... Patriot Act, OFAC and other AML related issues.Identify, evaluate, monitor and make any recommendation...capital arising from violations of, or nonconformance with, laws, rules regulations, prescribed practices, internal policies and procedures or… more
- Meta (New York, NY)
- **Summary:** The MFT Compliance Head of AML and MPY BSA / AML Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day ... Know Your Customer, Transaction Monitoring, New Initiatives, Models & Rules functions, and with managing MPY's adherence to the...adherence to the BSA and its implementing regulations. The BSA/ AML Officer shall be fully acquainted with… more
- Citigroup (Tampa, FL)
- The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... AML transaction risks. **Job Purpose** **:** The Compl AML Core Officer is responsible for supporting...clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical… more
- Citigroup (Tampa, FL)
- The VP, Global AML Control Programs Officer is a strategic professional who stays abreast of developments within own field and contributes to directional ... the sub-function/job family. **Responsibilities:** + Manage audit/review activities for AML Global Functions and cross-functional reviews with Compliance Assurance,… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money ... concerning financial crimes in coordination with the broader Anti-Money Laundering ( AML ) team. The overall objective is to utilize established disciplinary knowledge… more
- Citigroup (Tampa, FL)
- This position serves as a core Compliance Officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... who stays abreast of developments within Financial Crimes (Anti Money Laundering ( AML ), Sanctions and Anti Bribery & Corruption (AB&C)) field and contributes to… more
- Citigroup (Fort Lauderdale, FL)
- The VP, Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Analyze and proactively identify risks and new AML concerns. Review recent news, court documents, and public/private sector white… more
- Federal Reserve System (Philadelphia, PA)
- …considered for the Risk Specialist position. **_Bank Secrecy/Anti-money Laundering (BSA/ AML )_** **Principal Duties and Responsibilities:** + Conducts the assessments ... of Third District financial institution BSA/ AML programs including areas such as customer / enhanced...of Philadelphia employees must comply with the Bank's ethics rules , which generally prohibit employees, their spouses/domestic partners, and… more
- Morgan Stanley (New York, NY)
- …institution, law firm, or government/regulatory body > Detailed understanding of the laws, rules , and regulations pertaining to AML as well as sanctions and ... governance, oversight, and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- MUFG (New York, NY)
- …(KYC) due diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA/ AML , OFAC & Sanctions + Exhibit culture of strong risk ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- Morgan Stanley (New York, NY)
- …asset manager, law firm, or government/regulatory body * Deep understanding of relevant laws, rules and regulations pertaining to AML as well as sanctions and ... governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- SMBC (New York, NY)
- …out of daily execution of trade finance business including but not limited to Sanction/ AML Risk, Third Party Risk (eg System Vender Risk), Operational Risks, Code of ... of the above mentioned various risks. **Role Objectives: Delivery** Manage Sanction & AML risk matters related to the daily execution of trade finance deals booked… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer on AML , Sanctions and AB for the Independent Compliance Risk Management ("ICRM") Testing team. The VP is responsible for ... leading reviews to assess compliance with laws, rules , regulations, and corresponding Citi Policies primarily through substantive testing and validating adequacy of… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance...provision of advice related to the application of laws, rules , and regulations, as well as internal policies and… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... securities trading and sales businesses by advising on the application of laws, rules , and regulations, as well as internal policies and procedures, to the… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... for US Treasury Auctions. + Assist with advice on the application of laws, rules , and regulations for Equities and FICC securities trading and sales businesses, as… more
- Citigroup (New York, NY)
- …of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global oversight ... Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding… more
- Banc of California (Paso Robles, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... The employee shall comply with occupational safety and health standards and all rules , regulations and orders issued pursuant to the OSHA Act of 1970, which… more
- Citigroup (New York, NY)
- …of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global oversight ... Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding… more