- JPMorgan Chase (Jersey City, NJ)
- …Senior Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Asset Managers , Broker Dealers , and Market sales ... segment, you will assist Payment Solution Managers (PSMs) in handling cross-functional and cross-regional deals. You will support proactive client engagement,… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + ... We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America ... Broker Dealers and Market Structure industry segments,...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- JPMorgan Chase (New York, NY)
- …you, we would like to hear from you. **Job Responsibilities** + Advise the broker - dealer cash equities business managers and registered representatives on ... Group within the Corporate & Investment Bank as a Broker - Dealer & Cash Equities Attorney. As a...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- Santander US (Miami, FL)
- …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... industry. We believe that our employees are our greatest asset . Our focus is on fostering an enriching journey...risks. Capable of learning back up controls for the Broker Dealer where needed. Knowledge of Sentinel/Bloomberg.… more
- MUFG (Tampa, FL)
- …view of the financial services industry; previous working experience within Capital Markets, Asset Management, Broker Dealer , Finance, Treasury and or risk ... TPRM support partner for Subject Matter Experts (SMEs), Business Unit Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First… more
- JPMorgan Chase (New York, NY)
- …transactions/requests. Our team works with a client base of leading asset managers , banks, broker dealers , hedge funds, insurance companies, specialty ... and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base… more
- JPMorgan Chase (Fort Worth, TX)
- …significant opportunities for JP Morgan Asset Management. As a leading global asset manager , we oversee nearly $200 Billion in alternative assets and manage ... over $1.7 Trillion in assets for wealth managers worldwide. Our deep experience and scale enables JP...with financial advisors from wirehouse, private bank, RIA, independent broker / dealer , and JP Morgan Chase affiliate channels.… more
- JPMorgan Chase (Brooklyn, NY)
- …success of our core client segments, including Asset Managers , Asset Owners, Insurance, Banks/ Broker Dealers , Hedge Funds, and Alternatives. **Job ... teams such as Middle Office, Pre-Matching, Cash Processing, Account Opening, and Asset Servicing to process transactions and resolve any exceptions in a timely… more
- Wells Fargo (Charlotte, NC)
- …(eg, investment banking, financial markets, Broker - Dealer , Swap Dealer , Futures Commission Merchant, asset -backed finance, and securitization) + 1+ ... (CIB) Compliance to support various topics within the Cross Asset Team. The Senior Compliance Specialist will be responsible...with Broker Dealers , and associated regulators… more
- Manulife (Tempe, AZ)
- …Plans, Separately Managed Accounts, and Private asset sales throughout the broker - dealer community. The Inside Sales Manager leads through establishing ... **The Opportunity:** The Inside Sales Manager leads a group of Internal Wholesalers as...the team and works in partnership with National Sales Manager to develop recognition standards for the team +… more
- Vanguard (Washington, DC)
- …funds (ETFs) and mutual funds, to Vanguard's financial advisor clients. FAS serves broker - dealers , asset managers , bank trust departments, registered ... skills and in-depth product knowledge of fixed income strategies, and other asset classes. Navigates the leadership and key decision-making processes of the largest… more
- BlackRock (New York, NY)
- …clearly articulate value propositions to senior stakeholders at asset managers , hedge funds, and broker - dealers . + **Strong** **relationship-building** ... purpose. Aladdin(R) is the investment management platform that provides asset managers , asset owners and...Serve as the primary point of contact for key broker and platform partners, ensuring alignment on shared goals,… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Role at a Glance** As the **AVP of Strategic Asset Allocation** , you will own and provide strategic...model, as well as ongoing communication with the portfolio managers and product actuaries. The SAA will support both… more
- Vanguard (Malvern, PA)
- …of Brokerage Trade Operations is responsible for leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker - dealer . This role ... client segments with brokerage domain expertise. This includes representing Vanguard's broker - dealer to regulators (eg, FINRA, OCC) and overseeing numerous… more
- PNC (Pittsburgh, PA)
- …analytics and develops solutions. Interacts with internal/external service partners, including broker dealers and/or analytics providers, and leverages their ... opportunity to contribute to the company's success. As a Senior Associate in Asset & Liability Management (ALM) Investments - Portfolio Management, you will be based… more
- SMBC (New York, NY)
- …to clients within the following industry sectors: Banks and Broker Dealers , Regulated and Alternative Investment Managers and Funds, Insurance Companies and ... Financial Institutions Group will be responsible for Banks and Broker Dealer client coverage, including all aspects...dialogue with clients and further grow the Banks and Broker Dealers platform within GFIG. Candidates should… more
- JPMorgan Chase (Chicago, IL)
- JPMorgan Asset Management is a worldwide leading investment manager of choice for institutions, financial intermediaries and individual investors. With a ... Client Advisors in multiple generalist channels including Wirehouse, RIA, Independent Broker - Dealer and Chase Wealth Management channels. These internal partners… more
- JPMorgan Chase (New York, NY)
- …channels to proactively position our real estate solutions through RIA's and our broker - dealer partners. + Develop and implement a comprehensive sales strategy ... Americas is part of JP Morgan Private Markets in Asset Management. With over $67 billion in AUM, the...Real Estate Americas team is one of the largest managers of open-end real estate funds. The team has… more
- Thrivent Financial (Minneapolis, MN)
- …uphold a thorough understanding of products, processes, and capabilities relevant to broker dealers and Registered Investment Advisors (RIAs). Stay updated on ... s and uphold sa thorough understanding of product, processes, and capabilities relevant to broker dealers and registered inve stment advisors (RIAs). + Stay s… more