- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML ...banking, capital markets, etc. + Plan, perform, and lead BSA/ AML Compliance and Fraud audits at the enterprise ... engagements and provide feedback on work performed. + Design and perform compliance audit procedures, including identifying and defining issues, reviewing and… more
- Bank of America (Charlotte, NC)
- …rules. + Strong financial crimes background with focus on core BSA/ AML compliance program requirements including transaction monitoring, investigations, risk ... Audit Director - Financial Crimes (BSA/ AML ...with risk management controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies,… more
- Bank of America (Charlotte, NC)
- …**Requirements:** + Minimum of 4 years' experience in an Audit , Risk, Compliance , Business Control or AML environment; Preferred 3 years related to ... Global Credit, AML and Onboarding Operations Audit &...validate control effectiveness and adherence to procedures, standards, policies, compliance and regulatory requirements + Perform due diligence, root… more
- Citigroup (New York, NY)
- …regulatory and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US ... in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for...regulated, fast paced, large global financial services firm in AML , compliance , audit , risk or… more
- Citigroup (Tampa, FL)
- The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other AML ... also support AML Control Programs such as Audit /Issue management, Records Management, Third Party Management, Cross Border,...Party Management, Cross Border, and Data Privacy. The VP, AML Compliance Officer will also assist to… more
- Toyota (Plano, TX)
- …Anti-Money Laundering program + Strong investigative, research and analytical skills + Compliance , risk, and/or audit program administration experience + Proven ... **What we're looking for** Reporting to the Manager, Enterprise Compliance , the person in this role will support the...and maintain a new iteration of our Anti-Money Laundering ( AML ) program at Toyota Motor Credit Company. You will… more
- Citigroup (Jersey City, NJ)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, ... for the area. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for… more
- Bank of America (Charlotte, NC)
- Consumer AML High Risk Detection Senior Operations Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... a similar nature for a site, regions or product line to support compliance within the company's functional operations area . Functions managed are typically complex,… more
- PNC (Pittsburgh, PA)
- …service partners, business leaders, customers, regulators, and auditors. + Ensures that AML and Sanctions Compliance Manuals, Front Office Manuals, policies and ... position) to the business. Ensures the timely completion of AML and Sanctions compliance reports and customer...and Sanctions-related activities in banking and financial services industry. Audit And Compliance Function - Knowledge of… more
- Citigroup (Tampa, FL)
- …procedures, and practices. **Responsibilities:** + Evaluate, enhance and implement best -in-class AML Compliance policies and practices. + Provide expert advice ... are associated with the function overall - including MCA, Audit & Issue Management, Forum Governance, Procedure & Training...on AML Compliance policies to the AML… more
- Insight Global (Charlotte, NC)
- …such as regulators, governing bodies, and industry Things to Note: * Direct client AML strategy * Provide information to senior management on the operation and ... guidance * Develop and implement robust, effective, and efficient audit procedures in respect of all AML ...and Requirements * 7+ years of experience in an AML -related role, or in a similar compliance … more
- Bank of America (Dallas, TX)
- Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Pennington, New Jersey; Boston, Massachusetts; ... the power to make a difference. Join us! The Senior Quantitative Financial Analyst will contribute to the Corporate... Quantitative Financial Analyst will contribute to the Corporate Audit function's coverage of various types of models used… more
- City National Bank (Los Angeles, CA)
- …within a team and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, ... **AUDITOR I- BSA/ AML ** **WHAT IS THE OPPORTUNITY?** The auditor will...in which City National operates, particularly in areas where audit responsibilities are assigned. + Assists the Senior… more
- BMO Financial Group (Chicago, IL)
- …equivalent combination of education and experience. + Experience in risk management, audit , compliance , governance and/or project management is preferred. + ... Supports all examinations and audit reviews. Also, handles impact assessments related to...new rules. Would oversee the implementation of any new AML related rules. Develops and maintains an effective internal… more
- Citigroup (Tampa, FL)
- …teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the ... role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global… more
- JPMorgan Chase (San Antonio, TX)
- As a Global Financial Crimes Compliance Detect / Report Senior Office you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm ... and undertakes reviews of high-profile investigations referred from JPMC's LOB, Regional AML Investigations, GFC Legal Counsel, and Senior Management. As a… more
- FirstBank PR (GU)
- …review of applications and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the mortgage business and ... Business Units. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable...e xperience in the mortgage business, in risk management, audit , and compliance . Or the equivalent combination… more
- Citigroup (Irving, TX)
- …globally, and supporting the global QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently ... teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the… more
- Morgan Stanley (New York, NY)
- …infrastructure supporting the US Bank Technology Audit team. In the Audit division, we provide senior management an objective and independent assessment ... audit planning/ test plan development and execution/ audit issue documentation/ and reports to senior ...leveraged loan trading/ securities based lending) . Knowledge of compliance regulations (eg/ 12 CFR Part 30/ Regulation E/… more
- City National Bank (Los Angeles, CA)
- …execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and ... applicants. **Must-Have + Bachelor's Degree or equivalent + Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk… more