- Banc of California (Santa Ana, CA)
- …the bank 's financial reporting by leading the SEC reporting, regulatory reporting, and technical accounting functions. This high-impact position requires strong ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...more. TOGETHER WE WIN(R) **THE OPPORTUNITY** As the SVP, Director of Financial Reporting you will play a critical… more
- Principal Financial Group (New York, NY)
- **What You'll Do** The Director , Funds Operational Risk will serve as a key risk partner to Principal Asset Management's US funds platforms-covering mutual funds, ... operations, shareholder services, fund accounting, and related in-house functions. The Director will partner closely with business and functional leaders to embed… more
- Banc of California (Santa Ana, CA)
- …critical elements for a credit review program to align with heightened regulatory expectations (eg, Federal Reserve Bank ), ensuring greater transparency, ... practices which do not accurately identify correct risk ratings in line with bank policy and regulatory guidance leading to large risk rating variances.… more
- SouthEast Bank (Farragut, TN)
- …practices, etc., through research, industry events, networking, etc. + Respond to regulatory and internal/external audit requests as directed. + Coordinate ... 's Third-Party Risk Management program and systems to ensure regulatory compliance, efficiency, and effectiveness of the entire third-party...contract review efforts with the Bank 's Senior Corporate Counsel and Director of… more
- Ally (Raleigh, NC)
- …to policies and procedures. * Ensure enterprise-wide compliance with established standards, regulatory policies, and procedures for the bank set by EFSI ... so shouldn't your opportunities be, too? **The Opportunity** The Senior Supervisor Bank Fraud Wire Verification is responsible for overseeing a team within a… more
- MUFG (Tempe, AZ)
- … Bank , Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management Operations ... core compliance and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of… more
- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... an operating model to maximize efficiency, effectiveness and scalability + Strong regulatory remediation partnership to drive through Internal Audit Validations… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- TD Bank (New York, NY)
- …issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- City National Bank (Jersey City, NJ)
- …changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics and ... provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- City National Bank (Los Angeles, CA)
- …to consumer compliance. * *Relationship Building and Stakeholder Management:* Supports the Audit Director in ongoing monitoring and discussions with business ... audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results,… more
- City National Bank (Charlotte, NC)
- … audit programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior management in meetings, ... and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses...audit plan mandates. * Complies fully with all Bank policies and procedures as well as all … more
- M&T Bank (Buffalo, NY)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,...audit services, which meet the requirements of the Audit Committee and regulatory expectations. This senior… more
- City National Bank (Los Angeles, CA)
- …changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics ... that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with… more
- M&T Bank (Buffalo, NY)
- …to regulatory expectations. Demonstrate the ability to effectively challenge audit teams on scope, approach, and results. + Design, maintain, and/or execute ... change effectively + Specific subject matter expertise regarding internal audit methodology, talent management, and/or applicable regulatory expectations… more
- First National Bank of Omaha (Omaha, NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... collaborates collectively with others. **About This Role:** Key Accountabilities: ** Audit Oversight and Consulting:** Maintain a comprehensive knowledge of banking… more
- MUFG (New York, NY)
- …responding to regulatory requests. + Proficient understanding of the internal audit process including risk assessment, audit methodology, and execution. + ... Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing independent, objective assurance and consulting… more
- Scotiabank (New York, NY)
- …be required to work as part of the team and assist the Senior Managers and/or Director , US Capital Markets Audit to provide audit services to capital ... Audit Manager, US Capital Markets **Requisition ID:** 240530...objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations....will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
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