- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of... team, the candidate will focus on audits of Financial Crimes Compliance including audits related to… more
- Bank OZK (St. Petersburg, FL)
- …& Scope Contributes to the scoping and execution of Anti-Money Laundering (AML), KYC, Financial Crimes and Sanction Screening audit coverage, in accordance ... related to their impact the overall Financial Crimes control environment and the audit approach....certification, strongly preferred. + 1+ year in a supervisor, manager , or leadership role, preferred. + 1+ years of… more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more Preferred Experience: CAMS, CFE certification Financial Crimes /AML Audit experience **Who We Are:** TD is one ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Greenville, SC)
- …audit planning and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML/ Financial Crimes experience is a plus. **Who We Are:** TD is one of ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a...the world's leading global financial institutions and is the fifth largest bank in… more
- Capital One (Mclean, VA)
- Audit Director, Financial Crimes Compliance (Hybrid) **Overview:** Capital One's Audit function is a dedicated group of professionals focused on ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...(CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance, privacy and… more
- Citigroup (O'Fallon, MO)
- The Financial Crimes Global Policy Adherence & Engagement Team within the FCFP organization supports the delivery and ongoing direction of a comprehensive ... Financial Crimes Program in partnership with multiple...with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management.… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of professionals ... One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of… more
- M&T Bank (Bridgeport, CT)
- …and business plan forecasts **Education and Experience Preferred:** Master's degree Financial Crimes -related experience Knowledge of software utilized in ... presenting updates to senior management. + Oversee Divisional/Departmental initiatives, Audit , Risk and business partner communication. + Plan and implement… more
- Bank of America (Wilmington, DE)
- …test work during moderately complex audit activities of the Global Financial Crimes Program. Key responsibilities include designing and executing audit ... Senior Auditor, Global Financial Crimes Charlotte, North Carolina;Stamford, Connecticut;...independently and within a team environment to deliver high-quality audit testing + Willingness to learn new subject matters… more
- City National Bank (Newark, DE)
- * MANAGER FINANCIAL CRIMES TESTING*...Bachelor's Degree or equivalent * Minimum 5 years of audit , testing or related experience with a BSA/OFAC focus ... WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA Risk Analysts to...of experience conducting audits/testing with a BSA/OFAC focus within financial institutions and supervising staff. * ACAMS Current Certified… more
- Truist (Charlotte, NC)
- … activity; and when appropriate files suspicious activity reports (SARs) with Financial Crimes Enforcement Network (FinCEN), part of the US Department ... of Treasury and/or refers matters to Truist's Financial Crimes Program Management for review and...projects as identified by the Group Lead or Group Manager . QUALIFICATIONS Required Qualifications: The requirements listed below are… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... you will do * Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance, including Training,...control environment, under the guidance of the BSA Risk Manager . * Analyzes and escalates issues and concerns related… more
- US Bank (Cincinnati, OH)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- US Bank (Minneapolis, MN)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... role will report to the WCIB Risk Data Analytics Manager . WCIB focuses on helping clients work towards their.... WCIB focuses on helping clients work towards their financial goals whenever and wherever they want. WCIB offers… more
- Truist (Lumberton, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience. + Excellent analytical and problem-solving skills with… more
- Truist (Winston Salem, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience + Excellent analytical and problem-solving skills with… more
- CIBC (New York, NY)
- …Director, conducting audits focused on consumer protection, safety and soundness, financial crimes or legal related matters. The Senior Audit Manager ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Audit Manager will focus on leading the...a large US bank focusing on audits of the financial crimes , broker dealer, wealth management or… more
- Citigroup (New York, NY)
- …forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief ... Citi's Internal Audit (IA) division provides independent assessments of the...preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years… more
- Capital One (Mclean, VA)
- …or Master of Business Administration + 10+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a ... Audit Senior Manager - Risk Management Capital...offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager on the Enterprise Finance team under Capital Managment Internal Audit Team. In this role, ... as regulatory agencies + Manage allocation of people and financial resources for Audit + Develop and...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
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