- SMBC (Jersey City, NJ)
- …a global financial services firm such as KYC/client risk rating, transaction monitoring , suspicious activity reporting, client screening/sanctions requirements, ... to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, Americas Division, the Head… more
- Post Holdings Inc. (Battle Creek, MI)
- …training as needed. + Enter all receipts and validate entry is correct. + Monitoring outstanding open orders through the PO Due In report. + Communicate any ... ensure paperwork is filled out correctly. Provide training as necessary. + Monitoring and correcting raw materials/product movement errors. + Work closely with… more
- Hawaiian Electric (Honolulu, HI)
- …across companies and process areas. + Serves as a liaison to Corporate Audit to ensure solutions and deliverables are 100% compliant with the project methodology ... and meet or exceed controllership and audit standards (eg, SOX compliance). + Works closely with...business requirements and effectively communicate issues/risks to the project manager in a timely manner. + Ability to help… more
- SMBC (New York, NY)
- …CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal support ... Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction… more
- Truist (Charlotte, NC)
- …to the Enterprise Data Assessment and Testing Director (within the Enterprise Independent monitoring and testing Team -EIMT). Responsible for managing a team of ... Transaction testers. Also responsible for 2LOD Transaction ...Certified in Risk and Information Systems Control (Information Systems Audit and Control Association), and/or Project Management certification. 9.… more
- M&T Bank (Bridgeport, CT)
- …to deviate from policy for specific situations to be able to close on a transaction with a customer. + Work with sales, credit, and customers to ensure all legal ... by implementing solutions to problems on behalf of the manager , lead team discussions, build procedures with their ...first lien and recommend release of funds for the transaction . Review and run pricing at closing to comply… more
- US Bank (Milwaukee, WI)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...of audits. Includes appropriate disposition of issues and drafting audit reports which include issues. Monitoring progress… more
- Scotiabank (New York, NY)
- Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... committed to results, in an inclusive and high-performing culture. Audit Manager , US Capital Markets - New...audit issue resolution. + Support the unit's continuous monitoring program so as to understand and identify changing… more
- JPMorgan Chase (Jersey City, NJ)
- …elevate your career in a role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at the forefront of Asset & ... risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and...+ Implement and execute a program of continuous auditing, monitoring key metrics to identify control issues. + Manage… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- Valmont Industries, Inc. (Omaha, NE)
- …is responsible for managing and coordinating the execution of the annual Global Integrated Audit Plan. The Senior Manager , Audit will assist in leading ... as well as GAAP. **Essential Functions:** + The Senior Manager , Audit is responsible for developing and...governmental laws and regulations + Responsible for the preparation, monitoring and review of audit examinations, including… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is your ... a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank… more
- JPMorgan Chase (Wilmington, DE)
- We are on the lookout for a talented Audit Manager to join our Consumer Community Banking Risk Internal Audit team. This is your opportunity to play a ... crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager within our Consumer Community Banking Risk Audit … more
- JPMorgan Chase (Jersey City, NJ)
- …a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager , Vice President in the Global Sales and Research ... audit team within the Commercial Investment Banking ...effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and… more
- TD Bank (New York, NY)
- …This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the development, implementation and ... coordination of the Monitoring program, as well as aspects of compliance test...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- Scotiabank (New York, NY)
- …team, committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** Global ... Senior Manager , Business Risk Management US GTB **Requisition ID:**... Transaction Banking (GTB) is the payments and transaction engine of Scotiabank. We support Small Business, Commercial… more
- TD Bank (Charlotte, NC)
- …analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include: ... reports with adequate information and justification to support validation conclusions and Audit / regulator review / assessment of validation process and validation… more
- Huntington National Bank (Denver, CO)
- …and quarterly updates to leadership and risk committees. + Analyze complaint trends, audit results, and monitoring outcomes to identify patterns and recommend ... collaboration and transparency. + Develop and execute a comprehensive ongoing monitoring program for Commercial Card Issuing and sponsorship activities. + Review… more
- CIBC (Chicago, IL)
- …reports for exams and target reviews across lines of business including transaction monitoring , customer due diligence (CDD/KYC), sanctions screening and ... logic, control effectiveness, and data quality of AML technology systems (eg transaction monitoring systems, case management tools); evaluate risks and control… more
- US Bank (Minneapolis, MN)
- …evaluate the risks of new products, services, and portfolios, and design risk-based transaction monitoring solutions. + Ensure the team is working continually to ... the Enterprise Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). The manager will serve as a subject-matter expert on sanctions screening tools… more
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