- City National Bank (Charlotte, NC)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more
- JPMorgan Chase (Jersey City, NJ)
- …management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will ... to elevate your career in a role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at the forefront of Asset & … more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...+ Undergraduate degree required + 5+ years of related Audit experience required **Preferred Skills:** + Bank Investments… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and lead comprehensive internal audits covering the wealth management and investment advisory business segments of Raymond James. Audit engagements may vary ... **Job Summary:** The Senior Manager - Internal Audit role operates...validation testing. * Conduct risk assessments of the organization's wealth management and investment advisory businesses. Present… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Wealth Management - Private Bank Internal Audit team. This is your opportunity to ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset Wealth...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- KeyBank (Amherst, NY)
- …with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as ... the execution of compliance monitoring and testing across Key's Wealth Management and Trust lines of business, products, and...well as a strong understanding of audit and/or testing concepts with the ability to apply… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- JPMorgan Chase (New York, NY)
- **J** **ob Description** We are seeking a dynamic and motivated **Family Wealth Services Program Manager ** to join our Family Wealth Services team at ... dynamics and governance, philanthropy, lifestyle, and family office services. T he **Family Wealth Services Program Manager ** will play a key role in supporting… more
- TD Bank (Mount Laurel, NJ)
- …broader organization, and enterprise as appropriate. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Scotiabank (Dallas, TX)
- …and work with management to find solutions to address control weaknesses. The Senior Audit Manager assists in leading internal audit activities for ... delivered in compliance with governing regulations, internal policies, and procedures. The Senior Audit Manager is a dynamic, innovative, and trusted advisor who… more
- Scotiabank (Dallas, TX)
- Audit Manager , US Risk Management **Requisition ID:** 231825 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline ... environment and work with management to find solutions to address control weaknesses. The Audit Manager contributes to the overall success of the Audit … more
- Scotiabank (Dallas, TX)
- …clients across industries! We work together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success of the Audit ... Manager , IT & Data Audit **Requisition...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment… more
- JPMorgan Chase (Boston, MA)
- …United States, JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment ... helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an...institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership… more
- US Bank (Charlotte, NC)
- …learn new skills and discover what you excel at-all from Day One. **Job Description** ** Audit Project Manager - WCIBO** US Bancorp Corporate Audit Services ... Digital, Technology and Operations team. This position will support audit coverage of the Wealth and Corporate...support to Consumer and Business Banking, Payment Services, and Wealth Management and Investment Services business lines,… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth Remediation is responsible for ... oversight program for the first line of defense in Wealth by partnering with US Wealth Senior...Consumer Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and… more
- JPMorgan Chase (Chicago, IL)
- …meet their generational wealth management needs. As a Vice President Supervisory Manager in JP Morgan Wealth Management, you will be responsible for managing ... JP Morgan Wealth Management provides individuals, advisors and institutions with...spectrum of asset classes through our global network of investment professionals while utilizing the latest technology and resources… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a… more
- TIAA (New York, NY)
- The Wealth CIO team is seeking an experienced Sr. Director of Operations, Execution, and Risk. This person would ensure that investment and business processes ... excellence. The responsibilities would fall into three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight;...primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /… more