- CVS Health (Des Moines, IA)
- …Summary** **This position must sit in Iowa.** CVS Health/Aetna is hiring a Broker Manager to support our growing Sales Organization. CVS Health/Aetna is ... whole-person wellness, and driving down costs. Aetna is hiring a local Broker Manager to support the growth of our industry leading eastern Iowa business.… more
- Sanofi Group (Morristown, NJ)
- ** Broker Manager , West Region** Location: US Remote (preferred West Coast or Central Time Zones) **_About the Job_** The Broker Manager leads a broker ... plans, gaining alignment from sales teams and third-party brokers. + Manages broker relationships, ensuring effective sales management of our products to final… more
- AON (San Francisco, CA)
- Aon is hiring for an Associate Regional Director/ Broker Manager . We are seeking a dynamic people leader responsible for managing and growing our Aon Private Risk ... #LI-PR1 #LI-HYBRID 2559101 Aon is hiring for an Associate Regional Director/ Broker Manager . We are seeking a dynamic people leader responsible for managing… more
- ADP (Coraopolis, PA)
- …**What you'll do:** _Responsibilities_ As a Major Accounts Sales H-B Broker District Manager , you will identify and cultivate new ... ADP is hiring a **H-B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** +… more
- Baird & Warner (Chicago, IL)
- …to realize their real estate dreams. We are seeking an enthusiastic and highly professional Broker Relations Manager to join our team. In this role, you will be ... responsible for serving as the in-office presence and agent/attorney/loan officer facing representative for our title and mortgage companies. This includes building connections, providing transactional customer service and communication. Responsibilities +… more
- HUB International (Fort Worth, TX)
- **About Us:** HUB is the 5th largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, ... employee benefits, investment and wealth management products and services. With over 18,000 employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in mergers and acquisitions… more
- M&T Bank (Boston, MA)
- **Overview:** Responsible for contributing to and supporting the broker dealer compliance program for M&T Securities, Inc. Will help develop, maintain, and ... continuously enhance the broker dealer compliance program to ensure the firm remains...+ Design and implement Firm technology guidelines, including institutional broker -dealer requirements, review and approval process, and marketing log… more
- Charles Schwab (Lone Tree, CO)
- …middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior Auditor ... efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior… more
- Acosta Group (Pittsburgh, PA)
- …goals (distribution, pricing, shelving, and merchandising). + Collaborate with client region broker manager to deliver business plans while taking personal ... ownership of the results. + Leverage consumer and clients' insights to execute winning joint business plans. + Utilize client business planning tools to translate strategies into actionable selling stories for the customer. + Flawlessly execute clients' new… more
- Advocates (Framingham, MA)
- …and provide training verification records on all providers on caseload to clinical manager . 6. Coordinate and broker services and support from community ... **Overview** **Starting rate: $23.50/hr** The Autism Support Broker provides services to children under the age...of Developmental Services, Autism Waiver Program. The Autism Waiver Broker is expected to initiate the planning process with… more
- Neuberger Berman (New York, NY)
- …Collaborate with the team's Research Director to organize and manage existing broker -dealer manager research relationships by providing efficient and thorough ... The broker -dealer channel is responsible for the distribution of...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Neuberger Berman (New York, NY)
- …years' experience in operations and/or middle office roles at an investment bank, asset manager or broker deal required (portion of prior experience must include ... reconciliation role) + 2+ years experience working as a direct supervisor/ manager + General product knowledge (Equities, FX, Fixed Income, Options, Bank Debt, Mutual… more
- Neuberger Berman (New York, NY)
- … that will provide coverage to multiple investment advisers and a registered broker -dealer. The Registration Manager will oversee all aspects of registration and ... and state regulatory agencies + Maintain and update the registration of broker -dealer and investment adviser branch offices, ensuring compliance with FINRA, SEC,… more
- AON (Chicago, IL)
- …within the Managed Care health consulting solutions team. + Accepting lead broker and/or relationship manager responsibilities on select account(s) + Acquiring ... within the Managed Care health consulting solutions team. + Accepting lead broker and/or relationship manager responsibilities on select account(s) + Acquiring… more
- NJM Insurance (NJ)
- …prior experience in Commercial Lines Sales, Commercial Lines Production Underwriting, or as a Broker Relationship Manager in Commercial Lines? If so, this is the ... with onboarding and terminating agencies/brokers as required + Maintain agency/ broker profiles + Attend corporate functions including Corporate Giving, Chamber… more
- TD Bank (New York, NY)
- …Securities and Commodities laws, rules, and regulations as they pertain to US broker -dealers. The Audit Manager II provides specialized in-depth subject matter ... and/or execution of audits and/or related processes. The Audit Manager II may act as a specialized resource on...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Providence (Santa Rosa, CA)
- …the direction of the Director of Individual Market Sales/Small Group Sales and Broker Relations, you will serve as the strategy and business development partner for ... in collaboration with the Senior Director of Individual Market Sales and Broker Strategy. + **Membership Expansion Champion:** Implement strategies to expand IFP and… more
- Citigroup (Tampa, FL)
- The current opening is for a candidate to join the CRO team of Citi's US Broker Dealer legal entity. The objective of the role is to support the CRO across various ... aspects in managing the US Broker Dealer and its related activities as a CFTC...appropriate. + Enhance controls and assessments captured in the Manager 's Control Assessment + Candidate will need to work… more
- SMBC (New York, NY)
- …basis. + Escalate regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory requirements simply and ... Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer and or swap dealer. + Strong knowledge...US securities and swaps laws, rules and regulations and broker and swap dealer operations. + Ability to communicate… more
- Siebert Williams Shank (New York, NY)
- …Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a motivated compliance professional to assist the ... in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking,… more
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